StigData/Processed/WindowsClient-10-2.4.xml
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<DISASTIG version="2" classification="UNCLASSIFIED" customname="" stigid="MS_Windows_10_STIG" description="This Security Technical Implementation Guide is published as a tool to improve the security of Department of Defense (DoD) information systems. The requirements are derived from the National Institute of Standards and Technology (NIST) 800-53 and related documents. Comments or proposed revisions to this document should be sent via email to the following address: disa.stig_spt@mail.mil." filename="U_MS_Windows_10_STIG_V2R4_Manual-xccdf.xml" releaseinfo="Release: 4 Benchmark Date: 31 May 2022 3.3.0.27375 1.10.0" title="Microsoft Windows 10 Security Technical Implementation Guide" notice="terms-of-use" source="STIG.DOD.MIL" fullversion="2.4" created="6/14/2022">
<AccountPolicyRule dscresourcemodule="SecurityPolicyDsc"> <Rule id="V-220739" severity="medium" conversionstatus="pass" title="SRG-OS-000329-GPOS-00128" dscresource="AccountPolicy"> <Description><VulnDiscussion>The account lockout feature, when enabled, prevents brute-force password attacks on the system. This parameter specifies the amount of time that an account will remain locked after the specified number of failed logon attempts.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63405</LegacyId> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>'{0}' -ge '15' -or '{0}' -eq '0'</OrganizationValueTestString> <PolicyName>Account lockout duration</PolicyName> <PolicyValue /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Account Lockout Policy. If the "Account lockout duration" is less than "15" minutes (excluding "0"), this is a finding. Configuring this to "0", requiring an administrator to unlock the account, is more restrictive and is not a finding.</RawString> </Rule> <Rule id="V-220740" severity="medium" conversionstatus="pass" title="SRG-OS-000021-GPOS-00005" dscresource="AccountPolicy"> <Description><VulnDiscussion>The account lockout feature, when enabled, prevents brute-force password attacks on the system. The higher this value is, the less effective the account lockout feature will be in protecting the local system. The number of bad logon attempts must be reasonably small to minimize the possibility of a successful password attack, while allowing for honest errors made during a normal user logon.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63409</LegacyId> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>'{0}' -le '3' -and '{0}' -ne '0'</OrganizationValueTestString> <PolicyName>Account lockout threshold</PolicyName> <PolicyValue /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Account Lockout Policy. If the "Account lockout threshold" is "0" or more than "3" attempts, this is a finding.</RawString> </Rule> <Rule id="V-220741" severity="medium" conversionstatus="pass" title="SRG-OS-000021-GPOS-00005" dscresource="AccountPolicy"> <Description><VulnDiscussion>The account lockout feature, when enabled, prevents brute-force password attacks on the system. This parameter specifies the period of time that must pass after failed logon attempts before the counter is reset to 0. The smaller this value is, the less effective the account lockout feature will be in protecting the local system.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63413</LegacyId> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>'{0}' -ge '15'</OrganizationValueTestString> <PolicyName>Reset account lockout counter after</PolicyName> <PolicyValue /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Account Lockout Policy. If the "Reset account lockout counter after" value is less than "15" minutes, this is a finding.</RawString> </Rule> <Rule id="V-220742" severity="medium" conversionstatus="pass" title="SRG-OS-000077-GPOS-00045" dscresource="AccountPolicy"> <Description><VulnDiscussion>A system is more vulnerable to unauthorized access when system users recycle the same password several times without being required to change a password to a unique password on a regularly scheduled basis. This enables users to effectively negate the purpose of mandating periodic password changes. The default value is 24 for Windows domain systems. DoD has decided this is the appropriate value for all Windows systems.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63415</LegacyId> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>'{0}' -ge '24'</OrganizationValueTestString> <PolicyName>Enforce password history</PolicyName> <PolicyValue /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Password Policy. If the value for "Enforce password history" is less than "24" passwords remembered, this is a finding.</RawString> </Rule> <Rule id="V-220743" severity="medium" conversionstatus="pass" title="SRG-OS-000076-GPOS-00044" dscresource="AccountPolicy"> <Description><VulnDiscussion>The longer a password is in use, the greater the opportunity for someone to gain unauthorized knowledge of the passwords. Scheduled changing of passwords hinders the ability of unauthorized system users to crack passwords and gain access to a system.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63419</LegacyId> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>'{0}' -le '60' -and '{0}' -ne '0'</OrganizationValueTestString> <PolicyName>Maximum password age</PolicyName> <PolicyValue /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Password Policy. If the value for the "Maximum password age" is greater than "60" days, this is a finding. If the value is set to "0" (never expires), this is a finding.</RawString> </Rule> <Rule id="V-220744" severity="medium" conversionstatus="pass" title="SRG-OS-000075-GPOS-00043" dscresource="AccountPolicy"> <Description><VulnDiscussion>Permitting passwords to be changed in immediate succession within the same day allows users to cycle passwords through their history database. This enables users to effectively negate the purpose of mandating periodic password changes.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63421</LegacyId> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>'{0}' -ge '1'</OrganizationValueTestString> <PolicyName>Minimum password age</PolicyName> <PolicyValue /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Password Policy. If the value for the "Minimum password age" is less than "1" day, this is a finding.</RawString> </Rule> <Rule id="V-220745" severity="medium" conversionstatus="pass" title="SRG-OS-000078-GPOS-00046" dscresource="AccountPolicy"> <Description><VulnDiscussion>Information systems not protected with strong password schemes (including passwords of minimum length) provide the opportunity for anyone to crack the password, thus gaining access to the system and compromising the device, information, or the local network.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63423</LegacyId> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>'{0}' -ge '14'</OrganizationValueTestString> <PolicyName>Minimum password length</PolicyName> <PolicyValue /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Password Policy. If the value for the "Minimum password length," is less than "14" characters, this is a finding.</RawString> </Rule> <Rule id="V-220746" severity="medium" conversionstatus="pass" title="SRG-OS-000069-GPOS-00037" dscresource="AccountPolicy"> <Description><VulnDiscussion>The use of complex passwords increases their strength against guessing and brute-force attacks. This setting configures the system to verify that newly created passwords conform to the Windows password complexity policy.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63427</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <PolicyName>Password must meet complexity requirements</PolicyName> <PolicyValue>Enabled</PolicyValue> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Password Policy. If the value for "Password must meet complexity requirements" is not set to "Enabled", this is a finding. If the site is using a password filter that requires this setting be set to "Disabled" for the filter to be used, this would not be considered a finding.</RawString> </Rule> <Rule id="V-220747" severity="high" conversionstatus="pass" title="SRG-OS-000073-GPOS-00041" dscresource="AccountPolicy"> <Description><VulnDiscussion>Storing passwords using reversible encryption is essentially the same as storing clear-text versions of the passwords. For this reason, this policy must never be enabled.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63429</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <PolicyName>Store passwords using reversible encryption</PolicyName> <PolicyValue>Disabled</PolicyValue> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Password Policy. If the value for "Store password using reversible encryption" is not set to "Disabled", this is a finding.</RawString> </Rule> </AccountPolicyRule> <AuditPolicyRule dscresourcemodule="AuditPolicyDsc"> <Rule id="V-220748" severity="medium" conversionstatus="pass" title="SRG-OS-000470-GPOS-00214" dscresource="AuditPolicySubcategory"> <AuditFlag>Failure</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Credential validation records events related to validation tests on credentials for a user account logon.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63431</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding: Account Logon >> Credential Validation - Failure</RawString> <Subcategory>Credential Validation</Subcategory> </Rule> <Rule id="V-220749" severity="medium" conversionstatus="pass" title="SRG-OS-000470-GPOS-00214" dscresource="AuditPolicySubcategory"> <AuditFlag>Success</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Credential validation records events related to validation tests on credentials for a user account logon.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63435</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding: Account Logon >> Credential Validation - Success</RawString> <Subcategory>Credential Validation</Subcategory> </Rule> <Rule id="V-220750" severity="medium" conversionstatus="pass" title="SRG-OS-000004-GPOS-00004" dscresource="AuditPolicySubcategory"> <AuditFlag>Success</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Security Group Management records events such as creating, deleting or changing of security groups, including changes in group members.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63445</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding: Account Management >> Security Group Management - Success</RawString> <Subcategory>Security Group Management</Subcategory> </Rule> <Rule id="V-220751" severity="medium" conversionstatus="pass" title="SRG-OS-000004-GPOS-00004" dscresource="AuditPolicySubcategory"> <AuditFlag>Failure</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. User Account Management records events such as creating, changing, deleting, renaming, disabling, or enabling user accounts.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63447</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding: Account Management >> User Account Management - Failure</RawString> <Subcategory>User Account Management</Subcategory> </Rule> <Rule id="V-220752" severity="medium" conversionstatus="pass" title="SRG-OS-000004-GPOS-00004" dscresource="AuditPolicySubcategory"> <AuditFlag>Success</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. User Account Management records events such as creating, changing, deleting, renaming, disabling, or enabling user accounts.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63449</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding: Account Management >> User Account Management - Success</RawString> <Subcategory>User Account Management</Subcategory> </Rule> <Rule id="V-220753" severity="medium" conversionstatus="pass" title="SRG-OS-000365-GPOS-00152" dscresource="AuditPolicySubcategory"> <AuditFlag>Success</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Plug and Play activity records events related to the successful connection of external devices.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63451</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*" Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding: Detailed Tracking >> Plug and Play Events - Success</RawString> <Subcategory>Plug and Play Events</Subcategory> </Rule> <Rule id="V-220754" severity="medium" conversionstatus="pass" title="SRG-OS-000365-GPOS-00152" dscresource="AuditPolicySubcategory"> <AuditFlag>Success</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Process creation records events related to the creation of a process and the source.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63453</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding: Detailed Tracking >> Process Creation - Success</RawString> <Subcategory>Process Creation</Subcategory> </Rule> <Rule id="V-220755" severity="medium" conversionstatus="pass" title="SRG-OS-000470-GPOS-00214" dscresource="AuditPolicySubcategory"> <AuditFlag>Failure</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Account Lockout events can be used to identify potentially malicious logon attempts.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-71759</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*" Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding: Logon/Logoff >> Account Lockout - Failure</RawString> <Subcategory>Account Lockout</Subcategory> </Rule> <Rule id="V-220756" severity="medium" conversionstatus="pass" title="SRG-OS-000470-GPOS-00214" dscresource="AuditPolicySubcategory"> <AuditFlag>Success</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Audit Group Membership records information related to the group membership of a user's logon token.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63457</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*" Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding: Logon/Logoff >> Group Membership - Success</RawString> <Subcategory>Group Membership</Subcategory> </Rule> <Rule id="V-220757" severity="medium" conversionstatus="pass" title="SRG-OS-000032-GPOS-00013" dscresource="AuditPolicySubcategory"> <AuditFlag>Success</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Logoff records user logoffs. If this is an interactive logoff, it is recorded on the local system. If it is to a network share, it is recorded on the system accessed.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63459</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding: Logon/Logoff >> Logoff - Success</RawString> <Subcategory>Logoff</Subcategory> </Rule> <Rule id="V-220758" severity="medium" conversionstatus="pass" title="SRG-OS-000032-GPOS-00013" dscresource="AuditPolicySubcategory"> <AuditFlag>Failure</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Logon records user logons. If this is an interactive logon, it is recorded on the local system. If it is to a network share, it is recorded on the system accessed.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63463</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding: Logon/Logoff >> Logon - Failure</RawString> <Subcategory>Logon</Subcategory> </Rule> <Rule id="V-220759" severity="medium" conversionstatus="pass" title="SRG-OS-000032-GPOS-00013" dscresource="AuditPolicySubcategory"> <AuditFlag>Success</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Logon records user logons. If this is an interactive logon, it is recorded on the local system. If it is to a network share, it is recorded on the system accessed.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63467</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding: Logon/Logoff >> Logon - Success</RawString> <Subcategory>Logon</Subcategory> </Rule> <Rule id="V-220760" severity="medium" conversionstatus="pass" title="SRG-OS-000470-GPOS-00214" dscresource="AuditPolicySubcategory"> <AuditFlag>Success</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Special Logon records special logons which have administrative privileges and can be used to elevate processes.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63469</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding: Logon/Logoff >> Special Logon - Success</RawString> <Subcategory>Special Logon</Subcategory> </Rule> <Rule id="V-220761" severity="medium" conversionstatus="pass" title="SRG-OS-000474-GPOS-00219" dscresource="AuditPolicySubcategory"> <AuditFlag>Failure</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Auditing file shares records events related to connection to shares on a system including system shares such as C$.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-75027</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open PowerShell or a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*" Compare the AuditPol settings with the following: Object Access >> File Share - Failure If the system does not audit the above, this is a finding.</RawString> <Subcategory>File Share</Subcategory> </Rule> <Rule id="V-220762" severity="medium" conversionstatus="pass" title="SRG-OS-000474-GPOS-00219" dscresource="AuditPolicySubcategory"> <AuditFlag>Success</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Auditing file shares records events related to connection to shares on a system including system shares such as C$.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-74721</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open PowerShell or a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*" Compare the AuditPol settings with the following: Object Access >> File Share - Success If the system does not audit the above, this is a finding.</RawString> <Subcategory>File Share</Subcategory> </Rule> <Rule id="V-220763" severity="medium" conversionstatus="pass" title="SRG-OS-000474-GPOS-00219" dscresource="AuditPolicySubcategory"> <AuditFlag>Success</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Auditing for other object access records events related to the management of task scheduler jobs and COM+ objects.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-74411</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open PowerShell or a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*" Compare the AuditPol settings with the following: Object Access >> Other Object Access Events - Success If the system does not audit the above, this is a finding.</RawString> <Subcategory>Other Object Access Events</Subcategory> </Rule> <Rule id="V-220764" severity="medium" conversionstatus="pass" title="SRG-OS-000474-GPOS-00219" dscresource="AuditPolicySubcategory"> <AuditFlag>Failure</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Auditing for other object access records events related to the management of task scheduler jobs and COM+ objects.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-74409</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open PowerShell or a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*" Compare the AuditPol settings with the following: Object Access >> Other Object Access Events - Failure If the system does not audit the above, this is a finding.</RawString> <Subcategory>Other Object Access Events</Subcategory> </Rule> <Rule id="V-220765" severity="medium" conversionstatus="pass" title="SRG-OS-000474-GPOS-00219" dscresource="AuditPolicySubcategory"> <AuditFlag>Failure</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Auditing object access for removable media records events related to access attempts on file system objects on removable storage devices.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63471</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*" Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding: Object Access >> Removable Storage - Failure Some virtual machines may generate excessive audit events for access to the virtual hard disk itself when this setting is enabled. This may be set to Not Configured in such cases and would not be a finding. This must be documented with the ISSO to include mitigations such as monitoring or restricting any actual removable storage connected to the VM.</RawString> <Subcategory>Removable Storage</Subcategory> </Rule> <Rule id="V-220766" severity="medium" conversionstatus="pass" title="SRG-OS-000474-GPOS-00219" dscresource="AuditPolicySubcategory"> <AuditFlag>Success</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Auditing object access for removable media records events related to access attempts on file system objects on removable storage devices.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63473</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*" Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding: Object Access >> Removable Storage - Success Some virtual machines may generate excessive audit events for access to the virtual hard disk itself when this setting is enabled. This may be set to Not Configured in such cases and would not be a finding. This must be documented with the ISSO to include mitigations such as monitoring or restricting any actual removable storage connected to the VM.</RawString> <Subcategory>Removable Storage</Subcategory> </Rule> <Rule id="V-220767" severity="medium" conversionstatus="pass" title="SRG-OS-000471-GPOS-00215" dscresource="AuditPolicySubcategory"> <AuditFlag>Success</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Audit Policy Change records events related to changes in audit policy.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63479</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding: Policy Change >> Audit Policy Change - Success</RawString> <Subcategory>Audit Policy Change</Subcategory> </Rule> <Rule id="V-220768" severity="medium" conversionstatus="pass" title="SRG-OS-000327-GPOS-00127" dscresource="AuditPolicySubcategory"> <AuditFlag>Success</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Authentication Policy Change records events related to changes in authentication policy including Kerberos policy and Trust changes.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63481</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding: Policy Change >> Authentication Policy Change - Success</RawString> <Subcategory>Authentication Policy Change</Subcategory> </Rule> <Rule id="V-220769" severity="medium" conversionstatus="pass" title="SRG-OS-000471-GPOS-00215" dscresource="AuditPolicySubcategory"> <AuditFlag>Success</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Authorization Policy Change records events related to changes in user rights, such as Create a token object.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-71761</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: -Open a Command Prompt with elevated privileges ("Run as Administrator"). -Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. Policy Change >> Authorization Policy Change - Success</RawString> <Subcategory>Authorization Policy Change</Subcategory> </Rule> <Rule id="V-220770" severity="medium" conversionstatus="pass" title="SRG-OS-000327-GPOS-00127" dscresource="AuditPolicySubcategory"> <AuditFlag>Failure</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Sensitive Privilege Use records events related to use of sensitive privileges, such as "Act as part of the operating system" or "Debug programs".</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63483</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding: Privilege Use >> Sensitive Privilege Use - Failure</RawString> <Subcategory>Sensitive Privilege Use</Subcategory> </Rule> <Rule id="V-220771" severity="medium" conversionstatus="pass" title="SRG-OS-000327-GPOS-00127" dscresource="AuditPolicySubcategory"> <AuditFlag>Success</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Sensitive Privilege Use records events related to use of sensitive privileges, such as "Act as part of the operating system" or "Debug programs".</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63487</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding: Privilege Use >> Sensitive Privilege Use - Success</RawString> <Subcategory>Sensitive Privilege Use</Subcategory> </Rule> <Rule id="V-220772" severity="medium" conversionstatus="pass" title="SRG-OS-000477-GPOS-00222" dscresource="AuditPolicySubcategory"> <AuditFlag>Failure</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. IPSec Driver records events related to the IPSec Driver such as dropped packets.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63491</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding: System >> IPSec Driver - Failure</RawString> <Subcategory>IPSec Driver</Subcategory> </Rule> <Rule id="V-220773" severity="medium" conversionstatus="pass" title="SRG-OS-000471-GPOS-00215" dscresource="AuditPolicySubcategory"> <AuditFlag>Success</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Audit Other System Events records information related to cryptographic key operations and the Windows Firewall service.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63499</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*" Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding: System >> Other System Events - Success</RawString> <Subcategory>Other System Events</Subcategory> </Rule> <Rule id="V-220774" severity="medium" conversionstatus="pass" title="SRG-OS-000471-GPOS-00215" dscresource="AuditPolicySubcategory"> <AuditFlag>Failure</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Audit Other System Events records information related to cryptographic key operations and the Windows Firewall service.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63503</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*" Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding: System >> Other System Events - Failure</RawString> <Subcategory>Other System Events</Subcategory> </Rule> <Rule id="V-220775" severity="medium" conversionstatus="pass" title="SRG-OS-000327-GPOS-00127" dscresource="AuditPolicySubcategory"> <AuditFlag>Success</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Security State Change records events related to changes in the security state, such as startup and shutdown of the system.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63507</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding: System >> Security State Change - Success</RawString> <Subcategory>Security State Change</Subcategory> </Rule> <Rule id="V-220776" severity="medium" conversionstatus="pass" title="SRG-OS-000327-GPOS-00127" dscresource="AuditPolicySubcategory"> <AuditFlag>Success</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Security System Extension records events related to extension code being loaded by the security subsystem.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63513</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding: System >> Security System Extension - Success</RawString> <Subcategory>Security System Extension</Subcategory> </Rule> <Rule id="V-220777" severity="medium" conversionstatus="pass" title="SRG-OS-000327-GPOS-00127" dscresource="AuditPolicySubcategory"> <AuditFlag>Failure</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. System Integrity records events related to violations of integrity to the security subsystem.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63515</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding: System >> System Integrity - Failure</RawString> <Subcategory>System Integrity</Subcategory> </Rule> <Rule id="V-220778" severity="medium" conversionstatus="pass" title="SRG-OS-000327-GPOS-00127" dscresource="AuditPolicySubcategory"> <AuditFlag>Success</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. System Integrity records events related to violations of integrity to the security subsystem.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63517</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding: System >> System Integrity - Success</RawString> <Subcategory>System Integrity</Subcategory> </Rule> <Rule id="V-220786" severity="medium" conversionstatus="pass" title="SRG-OS-000037-GPOS-00015" dscresource="AuditPolicySubcategory"> <AuditFlag>Failure</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Audit Other Policy Change Events contains events about EFS Data Recovery Agent policy changes, changes in Windows Filtering Platform filter, status on Security policy settings updates for local Group Policy settings, Central Access Policy changes, and detailed troubleshooting events for Cryptographic Next Generation (CNG) operations.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-99553</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding: Policy Change >> Other Policy Change Events - Failure </RawString> <Subcategory>Other Policy Change Events</Subcategory> </Rule> <Rule id="V-220787" severity="medium" conversionstatus="pass" title="SRG-OS-000037-GPOS-00015" dscresource="AuditPolicySubcategory"> <AuditFlag>Success</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Audit Other Logon/Logoff Events determines whether Windows generates audit events for other logon or logoff events. Logon events are essential to understanding user activity and detecting potential attacks.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-99543</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding: Logon/Logoff >> Other Logon/Logoff Events - Success </RawString> <Subcategory>Other Logon/Logoff Events</Subcategory> </Rule> <Rule id="V-220788" severity="medium" conversionstatus="pass" title="SRG-OS-000037-GPOS-00015" dscresource="AuditPolicySubcategory"> <AuditFlag>Failure</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Audit Other Logon/Logoff Events determines whether Windows generates audit events for other logon or logoff events. Logon events are essential to understanding user activity and detecting potential attacks.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-99541</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding: Logon/Logoff >> Other Logon/Logoff Events - Failure </RawString> <Subcategory>Other Logon/Logoff Events</Subcategory> </Rule> <Rule id="V-220789" severity="medium" conversionstatus="pass" title="SRG-OS-000037-GPOS-00015" dscresource="AuditPolicySubcategory"> <AuditFlag>Failure</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Audit Detailed File Share allows the auditing of attempts to access files and folders on a shared folder. The Detailed File Share setting logs an event every time a file or folder is accessed, whereas the File Share setting only records one event for any connection established between a client and file share. Detailed File Share audit events include detailed information about the permissions or other criteria used to grant or deny access.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-99545</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open a command prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding: Object Access >> Detailed File Share - Failure</RawString> <Subcategory>Detailed File Share</Subcategory> </Rule> <Rule id="V-220790" severity="medium" conversionstatus="pass" title="SRG-OS-000037-GPOS-00015" dscresource="AuditPolicySubcategory"> <AuditFlag>Success</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Audit MPSSVC Rule-Level Policy Change determines whether the operating system generates audit events when changes are made to policy rules for the Microsoft Protection Service (MPSSVC.exe). </VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-99547</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding: Policy Change >> MPSSVC Rule-Level Policy Change - Success </RawString> <Subcategory>MPSSVC Rule-Level Policy Change</Subcategory> </Rule> <Rule id="V-220791" severity="medium" conversionstatus="pass" title="SRG-OS-000037-GPOS-00015" dscresource="AuditPolicySubcategory"> <AuditFlag>Failure</AuditFlag> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Audit MPSSVC Rule-Level Policy Change determines whether the operating system generates audit events when changes are made to policy rules for the Microsoft Protection Service (MPSSVC.exe). </VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-99549</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN10-SO-000030) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding: Policy Change >> MPSSVC Rule-Level Policy Change - Failure </RawString> <Subcategory>MPSSVC Rule-Level Policy Change</Subcategory> </Rule> </AuditPolicyRule> <AuditSettingRule dscresourcemodule="AuditSystemDsc"> <Rule id="V-220706" severity="high" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="AuditSetting"> <Description><VulnDiscussion>Windows 10 is maintained by Microsoft at servicing levels for specific periods of time to support Windows as a Service. Systems at unsupported servicing levels or releases will not receive security updates for new vulnerabilities, which leaves them subject to exploitation. New versions with feature updates are planned to be released on a semi-annual basis with an estimated support timeframe of 18 to 30 months depending on the release. Support for previously released versions has been extended for Enterprise editions. A separate servicing branch intended for special purpose systems is the Long-Term Servicing Channel (LTSC, formerly Branch - LTSB), which will receive security updates for 10 years but excludes feature updates.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DesiredValue>10.0.190</DesiredValue> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63349</LegacyId> <Operator>-le</Operator> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <Property>Version</Property> <Query>SELECT * FROM Win32_OperatingSystem</Query> <RawString>Run "winver.exe". If the "About Windows" dialog box does not display the following or greater, this is a finding: "Microsoft Windows Version 20H2 (OS Build 190xx.x)" Note: Microsoft has extended support for previous versions, providing critical and important updates for Windows 10 Enterprise. Microsoft scheduled end of support dates for current Semi-Annual Channel versions: v1909 - 10 May 2022 v2004 - 14 December 2021 v20H2 – 9 May 2023 v21H1 -13 Dec 2022 v21H2 - 11 June 2024 No preview versions will be used in a production environment. Special-purpose systems using the Long-Term Servicing Branch\Channel (LTSC\B) may be at the following versions, which is not a finding: v1507 (Build 10240) v1607 (Build 14393) v1809 (Build 17763) v21H2 (Build 19044)</RawString> </Rule> <Rule id="V-220708" severity="high" conversionstatus="pass" title="SRG-OS-000080-GPOS-00048" dscresource="AuditSetting"> <Description><VulnDiscussion>The ability to set access permissions and auditing is critical to maintaining the security and proper access controls of a system. To support this, volumes must be formatted using the NTFS file system.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DesiredValue>NTFS|ReFS</DesiredValue> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63353</LegacyId> <Operator>-match</Operator> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <Property>FileSystem</Property> <Query>SELECT * FROM Win32_Volume WHERE DriveType = '3' AND SystemVolume != 'True'</Query> <RawString>Run "Computer Management". Navigate to Storage >> Disk Management. If the "File System" column does not indicate "NTFS" for each volume assigned a drive letter, this is a finding. This does not apply to system partitions such the Recovery and EFI System Partition.</RawString> </Rule> </AuditSettingRule> <DocumentRule dscresourcemodule="None"> <Rule id="V-220701" severity="medium" conversionstatus="pass" title="SRG-OS-000191-GPOS-00080" dscresource="None"> <Description><VulnDiscussion>An approved tool for continuous network scanning must be installed and configured to run. Without the use of automated mechanisms to scan for security flaws on a continuous and/or periodic basis, the operating system or other system components may remain vulnerable to the exploits presented by undetected software flaws. To support this requirement, the operating system may have an integrated solution incorporating continuous scanning using ESS and periodic scanning using other tools, as specified in the requirement.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63343</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify DoD-approved ESS software is installed and properly operating. Ask the site ISSM for documentation of the ESS software installation and configuration. If the ISSM is not able to provide a documented configuration for an installed ESS or if the ESS software is not properly maintained or used, this is a finding. Note: Example of documentation can be a copy of the site's CCB approved Software Baseline with version of software noted or a memo from the ISSM stating current ESS software and version.</RawString> </Rule> <Rule id="V-220711" severity="low" conversionstatus="pass" title="SRG-OS-000118-GPOS-00060" dscresource="None"> <Description><VulnDiscussion>Outdated or unused accounts provide penetration points that may go undetected. Inactive accounts must be deleted if no longer necessary or, if still required, disable until needed.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63359</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Run "PowerShell". Copy the lines below to the PowerShell window and enter. "([ADSI]('WinNT://{0}' -f $env:COMPUTERNAME)).Children | Where { $_.SchemaClassName -eq 'user' } | ForEach { $user = ([ADSI]$_.Path) $lastLogin = $user.Properties.LastLogin.Value $enabled = ($user.Properties.UserFlags.Value -band 0x2) -ne 0x2 if ($lastLogin -eq $null) { $lastLogin = 'Never' } Write-Host $user.Name $lastLogin $enabled }" This will return a list of local accounts with the account name, last logon, and if the account is enabled (True/False). For example: User1 10/31/2015 5:49:56 AM True Review the list to determine the finding validity for each account reported. Exclude the following accounts: Built-in administrator account (Disabled, SID ending in 500) Built-in guest account (Disabled, SID ending in 501) Built-in DefaultAccount (Disabled, SID ending in 503) Local administrator account If any enabled accounts have not been logged on to within the past 35 days, this is a finding. Inactive accounts that have been reviewed and deemed to be required must be documented with the ISSO.</RawString> </Rule> <Rule id="V-220714" severity="medium" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="None"> <Description><VulnDiscussion>Allowing other operating systems to run on a secure system may allow users to circumvent security. For Hyper-V, preventing unauthorized users from being assigned to the Hyper-V Administrators group will prevent them from accessing or creating virtual machines on the system. The Hyper-V Hypervisor is used by Virtualization Based Security features such as Credential Guard on Windows 10; however, it is not the full Hyper-V installation.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63365</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If a hosted hypervisor (Hyper-V, VMware Workstation, etc.) is installed on the system, verify only authorized user accounts are allowed to run virtual machines. For Hyper-V, Run "Computer Management". Navigate to System Tools >> Local Users and Groups >> Groups. Double click on "Hyper-V Administrators". If any unauthorized groups or user accounts are listed in "Members:", this is a finding. For hosted hypervisors other than Hyper-V, verify only authorized user accounts have access to run the virtual machines. Restrictions may be enforced by access to the physical system, software restriction policies, or access restrictions built in to the application. If any unauthorized groups or user accounts have access to create or run virtual machines, this is a finding. All users authorized to create or run virtual machines must be documented with the ISSM/ISSO. Accounts nested within group accounts must be documented as individual accounts and not the group accounts.</RawString> </Rule> <Rule id="V-220723" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="None"> <Description><VulnDiscussion>Use of software certificates and their accompanying installation files for end users to access resources is less secure than the use of hardware-based certificates.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63393</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Search all drives for *.p12 and *.pfx files. If any files with these extensions exist, this is a finding. This does not apply to server-based applications that have a requirement for .p12 certificate files (e.g., Oracle Wallet Manager) or Adobe PreFlight certificate files. Some applications create files with extensions of .p12 that are not certificate installation files. Removal of non-certificate installation files from systems is not required. These must be documented with the ISSO.</RawString> </Rule> <Rule id="V-220734" severity="medium" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="None"> <Description><VulnDiscussion>If not configured properly, Bluetooth may allow rogue devices to communicate with a system. If a rogue device is paired with a system, there is potential for sensitive information to be compromised.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-72765</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>This is NA if the system does not have Bluetooth. Verify the Bluetooth radio is turned off unless approved by the organization. If it is not, this is a finding. Approval must be documented with the ISSO.</RawString> </Rule> <Rule id="V-220738" severity="medium" conversionstatus="pass" title="SRG-OS-000185-GPOS-00079" dscresource="None"> <Description><VulnDiscussion>For virtual desktop implementations (VDIs) where the virtual desktop instance is deleted or refreshed upon logoff, the organization should enforce that sessions be terminated within 24 hours. This would ensure any data stored on the VM that is not encrypted or covered by Credential Guard is deleted.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-102611</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Ensure there is a documented policy or procedure in place that non-persistent VM sessions do not exceed 24 hours. If there is no such documented policy or procedure in place, this is a finding.</RawString> </Rule> <Rule id="V-220946" severity="medium" conversionstatus="pass" title="SRG-OS-000105-GPOS-00052" dscresource="None"> <Description><VulnDiscussion>Without the use of multifactor authentication, the ease of access to privileged and non-privileged functions is greatly increased. All domain accounts must be enabled for multifactor authentication with the exception of local emergency accounts. Multifactor authentication requires using two or more factors to achieve authentication. Factors include: 1) Something a user knows (e.g., password/PIN); 2) Something a user has (e.g., cryptographic identification device, token); and 3) Something a user is (e.g., biometric). A privileged account is defined as an information system account with authorizations of a privileged user. Network access is defined as access to an information system by a user (or a process acting on behalf of a user) communicating through a network (e.g., local area network, wide area network, or the internet). Local access is defined as access to an organizational information system by a user (or process acting on behalf of a user) communicating through a direct connection without the use of a network. The DoD CAC with DoD-approved PKI is an example of multifactor authentication. Satisfies: SRG-OS-000106-GPOS-00053, SRG-OS-000107-GPOS-00054, SRG-OS-000108-GPOS-00055</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-102627</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the system is not a member of a domain, this is Not Applicable. If one of the following settings does not exist and is not populated, this is a finding: Computer\HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Cryptography\Calais\Readers Computer\HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Cryptography\Calais\SmartCards</RawString> </Rule> </DocumentRule> <ManualRule dscresourcemodule="None"> <Rule id="V-220697" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="None"> <Description><VulnDiscussion>Features such as Credential Guard use virtualization based security to protect information that could be used in credential theft attacks if compromised. There are a number of system requirements that must be met in order for Credential Guard to be configured and enabled properly. Virtualization based security and Credential Guard are only available with Windows 10 Enterprise 64-bit version.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63319</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify domain-joined systems are using Windows 10 Enterprise Edition 64-bit version. For standalone systems, this is NA. Open "Settings". Select "System", then "About". If "Edition" is not "Windows 10 Enterprise", this is a finding. If "System type" is not "64-bit operating system…", this is a finding.</RawString> </Rule> <Rule id="V-220698" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="None"> <Description><VulnDiscussion>Credential Guard uses virtualization based security to protect information that could be used in credential theft attacks if compromised. There are a number of system requirements that must be met in order for Credential Guard to be configured and enabled properly. Without a TPM enabled and ready for use, Credential Guard keys are stored in a less secure method using software.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63323</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify domain-joined systems have a TPM enabled and ready for use. For standalone systems, this is NA. Virtualization based security, including Credential Guard, currently cannot be implemented in virtual desktop implementations (VDI) due to specific supporting requirements including a TPM, UEFI with Secure Boot, and the capability to run the Hyper-V feature within the virtual desktop. For VDIs where the virtual desktop instance is deleted or refreshed upon logoff, this is NA. Verify the system has a TPM and is ready for use. Run "tpm.msc". Review the sections in the center pane. "Status" must indicate it has been configured with a message such as "The TPM is ready for use" or "The TPM is on and ownership has been taken". TPM Manufacturer Information - Specific Version = 2.0 or 1.2 If a TPM is not found or is not ready for use, this is a finding.</RawString> </Rule> <Rule id="V-220699" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="None"> <Description><VulnDiscussion>UEFI provides additional security features in comparison to legacy BIOS firmware, including Secure Boot. UEFI is required to support additional security features in Windows 10, including Virtualization Based Security and Credential Guard. Systems with UEFI that are operating in Legacy BIOS mode will not support these security features.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-77083</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>For virtual desktop implementations (VDIs) where the virtual desktop instance is deleted or refreshed upon logoff, this is NA. Verify the system firmware is configured to run in UEFI mode, not Legacy BIOS. Run "System Information". Under "System Summary", if "BIOS Mode" does not display "UEFI", this is a finding.</RawString> </Rule> <Rule id="V-220700" severity="low" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="None"> <Description><VulnDiscussion>Secure Boot is a standard that ensures systems boot only to a trusted operating system. Secure Boot is required to support additional security features in Windows 10, including Virtualization Based Security and Credential Guard. If Secure Boot is turned off, these security features will not function.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-77085</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Some older systems may not have UEFI firmware. This is currently a CAT III; it will be raised in severity at a future date when broad support of Windows 10 hardware and firmware requirements are expected to be met. Devices that have UEFI firmware must have Secure Boot enabled. For virtual desktop implementations (VDIs) where the virtual desktop instance is deleted or refreshed upon logoff, this is NA. Run "System Information". Under "System Summary", if "Secure Boot State" does not display "On", this is finding.</RawString> </Rule> <Rule id="V-220702" severity="medium" conversionstatus="pass" title="SRG-OS-000185-GPOS-00079" dscresource="None"> <Description><VulnDiscussion>If data at rest is unencrypted, it is vulnerable to disclosure. Even if the operating system enforces permissions on data access, an adversary can remove non-volatile memory and read it directly, thereby circumventing operating system controls. Encrypting the data ensures that confidentiality is protected even when the operating system is not running.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63337</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify all Windows 10 information systems (including SIPRNet) employ BitLocker for full disk encryption. For virtual desktop implementations (VDIs) in which the virtual desktop instance is deleted or refreshed upon logoff, this is NA. For Azure Virtual Desktop (AVD) implementations with no data at rest, this is NA. If full disk encryption using BitLocker is not implemented, this is a finding. Verify BitLocker is turned on for the operating system drive and any fixed data drives. Open "BitLocker Drive Encryption" from the Control Panel. If the operating system drive or any fixed data drives have "Turn on BitLocker", this is a finding. NOTE: An alternate encryption application may be used in lieu of BitLocker providing it is configured for full disk encryption and satisfies the pre-boot authentication requirements (WN10-00-000031 and WN10-00-000032).</RawString> </Rule> <Rule id="V-220705" severity="medium" conversionstatus="pass" title="SRG-OS-000370-GPOS-00155" dscresource="None"> <Description><VulnDiscussion>Utilizing a whitelist provides a configuration management method for allowing the execution of only authorized software. Using only authorized software decreases risk by limiting the number of potential vulnerabilities. The organization must identify authorized software programs and only permit execution of authorized software. The process used to identify software programs that are authorized to execute on organizational information systems is commonly referred to as whitelisting.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63345</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>This is applicable to unclassified systems; for other systems this is NA. Verify the operating system employs a deny-all, permit-by-exception policy to allow the execution of authorized software programs. This must include packaged apps such as the universals apps installed by default on systems. If an application whitelisting program is not in use on the system, this is a finding. Configuration of whitelisting applications will vary by the program. AppLocker is a whitelisting application built into Windows 10 Enterprise. A deny-by-default implementation is initiated by enabling any AppLocker rules within a category, only allowing what is specified by defined rules. If AppLocker is used, perform the following to view the configuration of AppLocker: Run "PowerShell". Execute the following command, substituting [c:\temp\file.xml] with a location and file name appropriate for the system: Get-AppLockerPolicy -Effective -XML > c:\temp\file.xml This will produce an xml file with the effective settings that can be viewed in a browser or opened in a program such as Excel for review. Implementation guidance for AppLocker is available in the NSA paper "Application Whitelisting using Microsoft AppLocker" at the following link: https://www.iad.gov/iad/library/ia-guidance/tech-briefs/application-whitelisting-using-microsoft-applocker.cfm</RawString> </Rule> <Rule id="V-220707" severity="high" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="None"> <Description><VulnDiscussion>Malicious software can establish a base on individual desktops and servers. Employing an automated mechanism to detect this type of software will aid in elimination of the software from the operating system.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63351</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify an anti-virus solution is installed on the system and in use. The anti-virus solution may be bundled with an approved Endpoint Security Solution. Verify if Windows Defender is in use or enabled: Open "PowerShell". Enter “get-service | where {$_.DisplayName -Like "*Defender*"} | Select Status,DisplayName” Verify third-party antivirus is in use or enabled: Open "PowerShell". Enter “get-service | where {$_.DisplayName -Like "*mcafee*"} | Select Status,DisplayName” Enter “get-service | where {$_.DisplayName -Like "*symantec*"} | Select Status,DisplayName” If there is no anti-virus solution installed on the system, this is a finding.</RawString> </Rule> <Rule id="V-220709" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="None"> <Description><VulnDiscussion>Allowing other operating systems to run on a secure system may allow security to be circumvented.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63355</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify the system does not include other operating system installations. Run "Advanced System Settings". Select the "Advanced" tab. Click the "Settings" button in the "Startup and Recovery" section. If the drop-down list box "Default operating system:" shows any operating system other than Windows 10, this is a finding.</RawString> </Rule> <Rule id="V-220710" severity="medium" conversionstatus="pass" title="SRG-OS-000138-GPOS-00069" dscresource="None"> <Description><VulnDiscussion>Shares which provide network access, should not typically exist on a workstation except for system-created administrative shares, and could potentially expose sensitive information. If a share is necessary, share permissions, as well as NTFS permissions, must be reconfigured to give the minimum access to those accounts that require it.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63357</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Non system-created shares should not typically exist on workstations. If only system-created shares exist on the system this is NA. Run "Computer Management". Navigate to System Tools >> Shared Folders >> Shares. If the only shares listed are "ADMIN$", "C$" and "IPC$", this is NA. (Selecting Properties for system-created shares will display a message that it has been shared for administrative purposes.) Right click any non-system-created shares. Select "Properties". Select the "Share Permissions" tab. Verify the necessity of any shares found. If the file shares have not been reconfigured to restrict permissions to the specific groups or accounts that require access, this is a finding. Select the "Security" tab. If the NTFS permissions have not been reconfigured to restrict permissions to the specific groups or accounts that require access, this is a finding.</RawString> </Rule> <Rule id="V-220712" severity="high" conversionstatus="pass" title="SRG-OS-000324-GPOS-00125" dscresource="None"> <Description><VulnDiscussion>An account that does not have Administrator duties must not have Administrator rights. Such rights would allow the account to bypass or modify required security restrictions on that machine and make it vulnerable to attack. System administrators must log on to systems only using accounts with the minimum level of authority necessary. For domain-joined workstations, the Domain Admins group must be replaced by a domain workstation administrator group (see V-36434 in the Active Directory Domain STIG). Restricting highly privileged accounts from the local Administrators group helps mitigate the risk of privilege escalation resulting from credential theft attacks. Standard user accounts must not be members of the local administrators group.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63361</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Run "Computer Management". Navigate to System Tools >> Local Users and Groups >> Groups. Review the members of the Administrators group. Only the appropriate administrator groups or accounts responsible for administration of the system may be members of the group. For domain-joined workstations, the Domain Admins group must be replaced by a domain workstation administrator group. Standard user accounts must not be members of the local administrator group. If prohibited accounts are members of the local administrators group, this is a finding. The built-in Administrator account or other required administrative accounts would not be a finding.</RawString> </Rule> <Rule id="V-220713" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="None"> <Description><VulnDiscussion>Backup Operators are able to read and write to any file in the system, regardless of the rights assigned to it. Backup and restore rights permit users to circumvent the file access restrictions present on NTFS disk drives for backup and restore purposes. Members of the Backup Operators group must have separate logon accounts for performing backup duties.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63363</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Run "Computer Management". Navigate to System Tools >> Local Users and Groups >> Groups. Review the members of the Backup Operators group. If the group contains no accounts, this is not a finding. If the group contains any accounts, the accounts must be specifically for backup functions. If the group contains any standard user accounts used for performing normal user tasks, this is a finding.</RawString> </Rule> <Rule id="V-220715" severity="low" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="None"> <Description><VulnDiscussion>To minimize potential points of attack, local user accounts, other than built-in accounts and local administrator accounts, must not exist on a workstation in a domain. Users must log onto workstations in a domain with their domain accounts.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63367</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Run "Computer Management". Navigate to System Tools >> Local Users and Groups >> Users. If local users other than the accounts listed below exist on a workstation in a domain, this is a finding. Built-in Administrator account (Disabled) Built-in Guest account (Disabled) Built-in DefaultAccount (Disabled) Built-in defaultuser0 (Disabled) Built-in WDAGUtilityAccount (Disabled) Local administrator account(s) All of the built-in accounts may not exist on a system, depending on the Windows 10 version.</RawString> </Rule> <Rule id="V-220716" severity="medium" conversionstatus="pass" title="SRG-OS-000076-GPOS-00044" dscresource="None"> <Description><VulnDiscussion>Passwords that do not expire increase exposure with a greater probability of being discovered or cracked.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63371</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Run "Computer Management". Navigate to System Tools >> Local Users and Groups >> Users. Double click each active account. If "Password never expires" is selected for any account, this is a finding.</RawString> </Rule> <Rule id="V-220724" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="None"> <Description><VulnDiscussion>A firewall provides a line of defense against attack, allowing or blocking inbound and outbound connections based on a set of rules.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63399</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Determine if a host-based firewall is installed and enabled on the system. If a host-based firewall is not installed and enabled on the system, this is a finding. The configuration requirements will be determined by the applicable firewall STIG.</RawString> </Rule> <Rule id="V-220725" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="None"> <Description><VulnDiscussion>Allowing inbound access to domain workstations from other systems may allow lateral movement across systems if credentials are compromised. Limiting inbound connections only from authorized remote management systems will help limit this exposure.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63403</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify firewall exceptions to inbound connections on domain workstations include only authorized remote management hosts. If allowed inbound exceptions are not limited to authorized remote management hosts, this is a finding. Review inbound firewall exceptions. Computer Configuration >> Windows Settings >> Security Settings >> Windows Defender Firewall with Advanced Security >> Windows Defender Firewall with Advanced Security >> Inbound Rules (this link will be in the right pane) For any inbound rules that allow connections view the Scope for Remote IP address. This may be defined as an IP address, subnet, or range. The rule must apply to all firewall profiles. If a third-party firewall is used, ensure comparable settings are in place.</RawString> </Rule> <Rule id="V-220726" severity="high" conversionstatus="pass" title="SRG-OS-000433-GPOS-00192" dscresource="None"> <Description><VulnDiscussion>Attackers are constantly looking for vulnerabilities in systems and applications. Data Execution Prevention (DEP) prevents harmful code from running in protected memory locations reserved for Windows and other programs.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-68845</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify the DEP configuration. Open a command prompt (cmd.exe) or PowerShell with elevated privileges (Run as administrator). Enter "BCDEdit /enum {current}". (If using PowerShell "{current}" must be enclosed in quotes.) If the value for "nx" is not "OptOut", this is a finding. (The more restrictive configuration of "AlwaysOn" would not be a finding.)</RawString> </Rule> <Rule id="V-220733" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="None"> <Description><VulnDiscussion>Accounts or groups given rights on a system may show up as unresolved SIDs for various reasons including deletion of the accounts or groups. If the account or group objects are reanimated, there is a potential they may still have rights no longer intended. Valid domain accounts or groups may also show up as unresolved SIDs if a connection to the domain cannot be established for some reason.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-76505</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review the effective User Rights setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. Review each User Right listed for any unresolved SIDs to determine whether they are valid, such as due to being temporarily disconnected from the domain. (Unresolved SIDs have the format of "*S-1-…".) If any unresolved SIDs exist and are not for currently valid accounts or groups, this is a finding.</RawString> </Rule> <Rule id="V-220735" severity="medium" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="None"> <Description><VulnDiscussion>If not configured properly, Bluetooth may allow rogue devices to communicate with a system. If a rogue device is paired with a system, there is potential for sensitive information to be compromised.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-72767</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>This is NA if the system does not have Bluetooth. Verify the organization has a policy to turn off Bluetooth when not in use and personnel are trained. If it does not, this is a finding.</RawString> </Rule> <Rule id="V-220736" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="None"> <Description><VulnDiscussion>If not configured properly, Bluetooth may allow rogue devices to communicate with a system. If a rogue device is paired with a system, there is potential for sensitive information to be compromised</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-72769</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>This is NA if the system does not have Bluetooth, or if Bluetooth is turned off per the organizations policy. Search for "Bluetooth". View Bluetooth Settings. Select "More Bluetooth Options" If "Alert me when a new Bluetooth device wants to connect" is not checked, this is a finding.</RawString> </Rule> <Rule id="V-220737" severity="high" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="None"> <Description><VulnDiscussion>Using applications that access the Internet or have potential Internet sources using administrative privileges exposes a system to compromise. If a flaw in an application is exploited while running as a privileged user, the entire system could be compromised. Web browsers and email are common attack vectors for introducing malicious code and must not be run with an administrative account. Since administrative accounts may generally change or work around technical restrictions for running a web browser or other applications, it is essential that policy requires administrative accounts to not access the Internet or use applications, such as email. The policy should define specific exceptions for local service administration. These exceptions may include HTTP(S)-based tools that are used for the administration of the local system, services, or attached devices. Technical means such as application whitelisting can be used to enforce the policy to ensure compliance.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-78129</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Determine whether administrative accounts are prevented from using applications that access the Internet, such as web browsers, or with potential Internet sources, such as email, except as necessary for local service administration. The organization must have a policy that prohibits administrative accounts from using applications that access the Internet, such as web browsers, or with potential Internet sources, such as email, except as necessary for local service administration. The policy should define specific exceptions for local service administration. These exceptions may include HTTP(S)-based tools that are used for the administration of the local system, services, or attached devices. Technical measures such as the removal of applications or application whitelisting must be used where feasible to prevent the use of applications that access the Internet. If accounts with administrative privileges are not prevented from using applications that access the Internet or with potential Internet sources, this is a finding.</RawString> </Rule> <Rule id="V-220904" severity="medium" conversionstatus="pass" title="SRG-OS-000066-GPOS-00034" dscresource="None"> <Description><VulnDiscussion>To ensure secure websites protected with External Certificate Authority (ECA) server certificates are properly validated, the system must trust the ECA Root CAs. The ECA root certificates will ensure the trust chain is established for server certificates issued from the External CAs. This requirement only applies to unclassified systems.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63583</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify the ECA Root CA certificates are installed on unclassified systems as Trusted Root Certification Authorities. Run "PowerShell" as an administrator. Execute the following command: Get-ChildItem -Path Cert:Localmachine\root | Where Subject -Like "*ECA*" | FL Subject, Thumbprint, NotAfter If the following certificate "Subject" and "Thumbprint" information is not displayed, this is a finding. Subject: CN=ECA Root CA 2, OU=ECA, O=U.S. Government, C=US Thumbprint: C313F919A6ED4E0E8451AFA930FB419A20F181E4 NotAfter: 3/30/2028 Subject: CN=ECA Root CA 4, OU=ECA, O=U.S. Government, C=US Thumbprint: 73E8BB08E337D6A5A6AEF90CFFDD97D9176CB582 NotAfter: 12/30/2029 Alternately use the Certificates MMC snap-in: Run "MMC". Select "File", "Add/Remove Snap-in". Select "Certificates", click "Add". Select "Computer account", click "Next". Select "Local computer: (the computer this console is running on)", click "Finish". Click "OK". Expand "Certificates" and navigate to "Trusted Root Certification Authorities >> Certificates". For each of the ECA Root CA certificates noted below: Right-click on the certificate and select "Open". Select the "Details" Tab. Scroll to the bottom and select "Thumbprint". If the ECA Root CA certificates below are not listed or the value for the "Thumbprint" field is not as noted, this is a finding. ECA Root CA 2 Thumbprint: C313F919A6ED4E0E8451AFA930FB419A20F181E4 Valid to: Thursday, March 30, 2028 ECA Root CA 4 Thumbprint: 73E8BB08E337D6A5A6AEF90CFFDD97D9176CB582 Valid to: Sunday, December 30, 2029</RawString> </Rule> <Rule id="V-220952" severity="medium" conversionstatus="pass" title="SRG-OS-000076-GPOS-00044" dscresource="None"> <Description><VulnDiscussion>The longer a password is in use, the greater the opportunity for someone to gain unauthorized knowledge of the password. A local Administrator account is not generally used and its password not may be changed as frequently as necessary. Changing the password for enabled Administrator accounts on a regular basis will limit its exposure. It is highly recommended to use Microsoft's Local Administrator Password Solution (LAPS). Domain-joined systems can configure this to occur more frequently. LAPS will change the password every "30" days by default. The AO still has the overall authority to use another equivalent capability to accomplish the check.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-99555</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review the password last set date for the enabled local Administrator account. On the local domain joined workstation: Open "PowerShell". Enter "Get-LocalUser –Name * | Select-Object *” If the "PasswordLastSet" date is greater than "60" days old for the local Administrator account for administering the computer/domain, this is a finding.</RawString> </Rule> </ManualRule> <PermissionRule dscresourcemodule="AccessControlDsc"> <Rule id="V-220717.a" severity="medium" conversionstatus="pass" title="SRG-OS-000312-GPOS-00122" dscresource="NTFSAccessEntry"> <AccessControlEntry> <Entry> <Type> </Type> <Principal>Administrators</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance>This folder subfolders and files</Inheritance> <Rights>FullControl</Rights> </Entry> <Entry> <Type> </Type> <Principal>SYSTEM</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance>This folder subfolders and files</Inheritance> <Rights>FullControl</Rights> </Entry> <Entry> <Type> </Type> <Principal>Users</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance>This folder subfolders and files</Inheritance> <Rights>ReadAndExecute</Rights> </Entry> <Entry> <Type> </Type> <Principal>Authenticated Users</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance>Subfolders and files only</Inheritance> <Rights>Modify</Rights> </Entry> <Entry> <Type> </Type> <Principal>Authenticated Users</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance>This folder only</Inheritance> <Rights>CreateDirectories,AppendData</Rights> </Entry> </AccessControlEntry> <Description><VulnDiscussion>Changing the system's file and directory permissions allows the possibility of unauthorized and anonymous modification to the operating system and installed applications.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Force>True</Force> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63373.a</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <Path>%SystemDrive%\</Path> <RawString>The default file system permissions are adequate when the Security Option "Network access: Let Everyone permissions apply to anonymous users" is set to "Disabled" (WN10-SO-000160). If the default file system permissions are maintained and the referenced option is set to "Disabled", this is not a finding. Verify the default permissions for the sample directories below. Non-privileged groups such as Users or Authenticated Users must not have greater than Read & execute permissions except where noted as defaults. (Individual accounts must not be used to assign permissions.) Viewing in File Explorer: Select the "Security" tab, and the "Advanced" button. C:\ Type - "Allow" for all Inherited from - "None" for all Principal - Access - Applies to Administrators - Full control - This folder, subfolders and files SYSTEM - Full control - This folder, subfolders and files Users - Read & execute - This folder, subfolders and files Authenticated Users - Modify - Subfolders and files only Authenticated Users - Create folders / append data - This folder only Alternately use icacls. </RawString> </Rule> <Rule id="V-220717.b" severity="medium" conversionstatus="pass" title="SRG-OS-000312-GPOS-00122" dscresource="NTFSAccessEntry"> <AccessControlEntry> <Entry> <Type> </Type> <Principal>TrustedInstaller</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance>This folder and subfolders</Inheritance> <Rights>FullControl</Rights> </Entry> <Entry> <Type> </Type> <Principal>SYSTEM</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance>This folder only</Inheritance> <Rights>Modify</Rights> </Entry> <Entry> <Type> </Type> <Principal>SYSTEM</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance>Subfolders and files only</Inheritance> <Rights>FullControl</Rights> </Entry> <Entry> <Type> </Type> <Principal>Administrators</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance>This folder only</Inheritance> <Rights>Modify</Rights> </Entry> <Entry> <Type> </Type> <Principal>Administrators</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance>Subfolders and files only</Inheritance> <Rights>FullControl</Rights> </Entry> <Entry> <Type> </Type> <Principal>Users</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance>This folder subfolders and files</Inheritance> <Rights>ReadAndExecute</Rights> </Entry> <Entry> <Type> </Type> <Principal>CREATOR OWNER</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance>Subfolders and files only</Inheritance> <Rights>FullControl</Rights> </Entry> <Entry> <Type> </Type> <Principal>ALL APPLICATION PACKAGES</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance>This folder subfolders and files</Inheritance> <Rights>ReadAndExecute</Rights> </Entry> <Entry> <Type> </Type> <Principal>ALL RESTRICTED APPLICATION PACKAGES</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance>This folder subfolders and files</Inheritance> <Rights>ReadAndExecute</Rights> </Entry> </AccessControlEntry> <Description><VulnDiscussion>Changing the system's file and directory permissions allows the possibility of unauthorized and anonymous modification to the operating system and installed applications.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Force>True</Force> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63373.b</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <Path>%ProgramFiles%</Path> <RawString>The default file system permissions are adequate when the Security Option "Network access: Let Everyone permissions apply to anonymous users" is set to "Disabled" (WN10-SO-000160). If the default file system permissions are maintained and the referenced option is set to "Disabled", this is not a finding. Verify the default permissions for the sample directories below. Non-privileged groups such as Users or Authenticated Users must not have greater than Read & execute permissions except where noted as defaults. (Individual accounts must not be used to assign permissions.) Viewing in File Explorer: Select the "Security" tab, and the "Advanced" button. \Program Files Type - "Allow" for all Inherited from - "None" for all Principal - Access - Applies to TrustedInstaller - Full control - This folder and subfolders SYSTEM - Modify - This folder only SYSTEM - Full control - Subfolders and files only Administrators - Modify - This folder only Administrators - Full control - Subfolders and files only Users - Read & execute - This folder, subfolders and files CREATOR OWNER - Full control - Subfolders and files only ALL APPLICATION PACKAGES - Read & execute - This folder, subfolders and files ALL RESTRICTED APPLICATION PACKAGES - Read & execute - This folder, subfolders and files Alternately use icacls. </RawString> </Rule> <Rule id="V-220717.c" severity="medium" conversionstatus="pass" title="SRG-OS-000312-GPOS-00122" dscresource="NTFSAccessEntry"> <AccessControlEntry> <Entry> <Type> </Type> <Principal>TrustedInstaller</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance>This folder and subfolders</Inheritance> <Rights>FullControl</Rights> </Entry> <Entry> <Type> </Type> <Principal>SYSTEM</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance>This folder only</Inheritance> <Rights>Modify</Rights> </Entry> <Entry> <Type> </Type> <Principal>SYSTEM</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance>Subfolders and files only</Inheritance> <Rights>FullControl</Rights> </Entry> <Entry> <Type> </Type> <Principal>Administrators</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance>This folder only</Inheritance> <Rights>Modify</Rights> </Entry> <Entry> <Type> </Type> <Principal>Administrators</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance>Subfolders and files only</Inheritance> <Rights>FullControl</Rights> </Entry> <Entry> <Type> </Type> <Principal>Users</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance>This folder subfolders and files</Inheritance> <Rights>ReadAndExecute</Rights> </Entry> <Entry> <Type> </Type> <Principal>CREATOR OWNER</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance>Subfolders and files only</Inheritance> <Rights>FullControl</Rights> </Entry> <Entry> <Type> </Type> <Principal>ALL APPLICATION PACKAGES</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance>This folder subfolders and files</Inheritance> <Rights>ReadAndExecute</Rights> </Entry> <Entry> <Type> </Type> <Principal>ALL RESTRICTED APPLICATION PACKAGES</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance>This folder subfolders and files</Inheritance> <Rights>ReadAndExecute</Rights> </Entry> </AccessControlEntry> <Description><VulnDiscussion>Changing the system's file and directory permissions allows the possibility of unauthorized and anonymous modification to the operating system and installed applications.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Force>True</Force> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63373.c</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <Path>%Windir%</Path> <RawString>The default file system permissions are adequate when the Security Option "Network access: Let Everyone permissions apply to anonymous users" is set to "Disabled" (WN10-SO-000160). If the default file system permissions are maintained and the referenced option is set to "Disabled", this is not a finding. Verify the default permissions for the sample directories below. Non-privileged groups such as Users or Authenticated Users must not have greater than Read & execute permissions except where noted as defaults. (Individual accounts must not be used to assign permissions.) Viewing in File Explorer: Select the "Security" tab, and the "Advanced" button. \Windows Type - "Allow" for all Inherited from - "None" for all Principal - Access - Applies to TrustedInstaller - Full control - This folder and subfolders SYSTEM - Modify - This folder only SYSTEM - Full control - Subfolders and files only Administrators - Modify - This folder only Administrators - Full control - Subfolders and files only Users - Read & execute - This folder, subfolders and files CREATOR OWNER - Full control - Subfolders and files only ALL APPLICATION PACKAGES - Read & execute - This folder, subfolders and files ALL RESTRICTED APPLICATION PACKAGES - Read & execute - This folder, subfolders and files Alternately use icacls. </RawString> </Rule> <Rule id="V-220782" severity="medium" conversionstatus="pass" title="SRG-OS-000057-GPOS-00027" dscresource="NTFSAccessEntry"> <AccessControlEntry> <Entry> <Type> </Type> <Principal>Eventlog</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance> </Inheritance> <Rights>FullControl</Rights> </Entry> <Entry> <Type> </Type> <Principal>SYSTEM</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance> </Inheritance> <Rights>FullControl</Rights> </Entry> <Entry> <Type> </Type> <Principal>Administrators</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance> </Inheritance> <Rights>FullControl</Rights> </Entry> </AccessControlEntry> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. The Application event log may be susceptible to tampering if proper permissions are not applied.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Force>True</Force> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63533</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <Path>%windir%\SYSTEM32\WINEVT\LOGS\Application.evtx</Path> <RawString>Verify the permissions on the Application event log (Application.evtx). Standard user accounts or groups must not have access. The default permissions listed below satisfy this requirement. Eventlog - Full Control SYSTEM - Full Control Administrators - Full Control The default location is the "%SystemRoot%\SYSTEM32\WINEVT\LOGS" directory. They may have been moved to another folder. If the permissions for these files are not as restrictive as the ACLs listed, this is a finding. NOTE: If "APPLICATION PACKAGE AUTHORITY\ALL APPLICATION PACKAGES" has Special Permissions, this would not be a finding.</RawString> </Rule> <Rule id="V-220783" severity="medium" conversionstatus="pass" title="SRG-OS-000057-GPOS-00027" dscresource="NTFSAccessEntry"> <AccessControlEntry> <Entry> <Type> </Type> <Principal>Eventlog</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance> </Inheritance> <Rights>FullControl</Rights> </Entry> <Entry> <Type> </Type> <Principal>SYSTEM</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance> </Inheritance> <Rights>FullControl</Rights> </Entry> <Entry> <Type> </Type> <Principal>Administrators</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance> </Inheritance> <Rights>FullControl</Rights> </Entry> </AccessControlEntry> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. The Security event log may disclose sensitive information or be susceptible to tampering if proper permissions are not applied.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Force>True</Force> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63537</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <Path>%windir%\SYSTEM32\WINEVT\LOGS\Security.evtx</Path> <RawString>Verify the permissions on the Security event log (Security.evtx). Standard user accounts or groups must not have access. The default permissions listed below satisfy this requirement. Eventlog - Full Control SYSTEM - Full Control Administrators - Full Control The default location is the "%SystemRoot%\SYSTEM32\WINEVT\LOGS" directory. They may have been moved to another folder. If the permissions for these files are not as restrictive as the ACLs listed, this is a finding. NOTE: If "APPLICATION PACKAGE AUTHORITY\ALL APPLICATION PACKAGES" has Special Permissions, this would not be a finding.</RawString> </Rule> <Rule id="V-220784" severity="medium" conversionstatus="pass" title="SRG-OS-000057-GPOS-00027" dscresource="NTFSAccessEntry"> <AccessControlEntry> <Entry> <Type> </Type> <Principal>Eventlog</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance> </Inheritance> <Rights>FullControl</Rights> </Entry> <Entry> <Type> </Type> <Principal>SYSTEM</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance> </Inheritance> <Rights>FullControl</Rights> </Entry> <Entry> <Type> </Type> <Principal>Administrators</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance> </Inheritance> <Rights>FullControl</Rights> </Entry> </AccessControlEntry> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. The System event log may be susceptible to tampering if proper permissions are not applied.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Force>True</Force> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63541</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <Path>%windir%\SYSTEM32\WINEVT\LOGS\System.evtx</Path> <RawString>Verify the permissions on the System event log (System.evtx). Standard user accounts or groups must not have access. The default permissions listed below satisfy this requirement. Eventlog - Full Control SYSTEM - Full Control Administrators - Full Control The default location is the "%SystemRoot%\SYSTEM32\WINEVT\LOGS" directory. They may have been moved to another folder. If the permissions for these files are not as restrictive as the ACLs listed, this is a finding. NOTE: If "APPLICATION PACKAGE AUTHORITY\ALL APPLICATION PACKAGES" has Special Permissions, this would not be a finding.</RawString> </Rule> <Rule id="V-220907.a" severity="medium" conversionstatus="pass" title="SRG-OS-000324-GPOS-00125" dscresource="RegistryAccessEntry"> <AccessControlEntry> <Entry> <Type> </Type> <Principal>SYSTEM</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance>This Key and Subkeys</Inheritance> <Rights>FullControl</Rights> </Entry> </AccessControlEntry> <Description><VulnDiscussion>The registry is integral to the function, security, and stability of the Windows system. Changing the system's registry permissions allows the possibility of unauthorized and anonymous modification to the operating system.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Force>True</Force> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63593.a</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <Path>HKLM:\SECURITY</Path> <RawString>Verify the default registry permissions for the keys note below of the HKEY_LOCAL_MACHINE hive. If any non-privileged groups such as Everyone, Users or Authenticated Users have greater than Read permission, this is a finding. Run "Regedit". Right click on the registry areas noted below. Select "Permissions..." and the "Advanced" button. HKEY_LOCAL_MACHINE\SECURITY Type - "Allow" for all Inherited from - "None" for all Principal - Access - Applies to SYSTEM - Full Control - This key and subkeys Administrators - Special - This key and subkeys Other subkeys under the noted keys may also be sampled. There may be some instances where non-privileged groups have greater than Read permission. Microsoft has given Read permission to the SOFTWARE and SYSTEM registry keys in later versions of Windows 10 to the following SID, this is currently not a finding. S-1-15-3-1024-1065365936-1281604716-3511738428-1654721687-432734479-3232135806-4053264122-3456934681 If the defaults have not been changed, these are not a finding. </RawString> </Rule> <Rule id="V-220907.b" severity="medium" conversionstatus="pass" title="SRG-OS-000324-GPOS-00125" dscresource="RegistryAccessEntry"> <AccessControlEntry> <Entry> <Type> </Type> <Principal>Users</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance>This Key and Subkeys</Inheritance> <Rights>ReadKey</Rights> </Entry> <Entry> <Type> </Type> <Principal>Administrators</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance>This Key and Subkeys</Inheritance> <Rights>FullControl</Rights> </Entry> <Entry> <Type> </Type> <Principal>SYSTEM</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance>This Key and Subkeys</Inheritance> <Rights>FullControl</Rights> </Entry> <Entry> <Type> </Type> <Principal>CREATOR OWNER</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance>This Key and Subkeys</Inheritance> <Rights>FullControl</Rights> </Entry> <Entry> <Type> </Type> <Principal>ALL APPLICATION PACKAGES</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance>This Key and Subkeys</Inheritance> <Rights>ReadKey</Rights> </Entry> </AccessControlEntry> <Description><VulnDiscussion>The registry is integral to the function, security, and stability of the Windows system. Changing the system's registry permissions allows the possibility of unauthorized and anonymous modification to the operating system.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Force>True</Force> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63593.b</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <Path>HKLM:\SOFTWARE</Path> <RawString>Verify the default registry permissions for the keys note below of the HKEY_LOCAL_MACHINE hive. If any non-privileged groups such as Everyone, Users or Authenticated Users have greater than Read permission, this is a finding. Run "Regedit". Right click on the registry areas noted below. Select "Permissions..." and the "Advanced" button. HKEY_LOCAL_MACHINE\SOFTWARE Type - "Allow" for all Inherited from - "None" for all Principal - Access - Applies to Users - Read - This key and subkeys Administrators - Full Control - This key and subkeys SYSTEM - Full Control - This key and subkeys CREATOR OWNER - Full Control - This key and subkeys ALL APPLICATION PACKAGES - Read - This key and subkeys Other subkeys under the noted keys may also be sampled. There may be some instances where non-privileged groups have greater than Read permission. Microsoft has given Read permission to the SOFTWARE and SYSTEM registry keys in later versions of Windows 10 to the following SID, this is currently not a finding. S-1-15-3-1024-1065365936-1281604716-3511738428-1654721687-432734479-3232135806-4053264122-3456934681 If the defaults have not been changed, these are not a finding. </RawString> </Rule> <Rule id="V-220907.c" severity="medium" conversionstatus="pass" title="SRG-OS-000324-GPOS-00125" dscresource="RegistryAccessEntry"> <AccessControlEntry> <Entry> <Type> </Type> <Principal>Users</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance>This Key and Subkeys</Inheritance> <Rights>ReadKey</Rights> </Entry> <Entry> <Type> </Type> <Principal>Administrators</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance>This Key and Subkeys</Inheritance> <Rights>FullControl</Rights> </Entry> <Entry> <Type> </Type> <Principal>SYSTEM</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance>This Key and Subkeys</Inheritance> <Rights>FullControl</Rights> </Entry> <Entry> <Type> </Type> <Principal>CREATOR OWNER</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance>This Key and Subkeys</Inheritance> <Rights>FullControl</Rights> </Entry> <Entry> <Type> </Type> <Principal>ALL APPLICATION PACKAGES</Principal> <ForcePrincipal>False</ForcePrincipal> <Inheritance>This Key and Subkeys</Inheritance> <Rights>ReadKey</Rights> </Entry> </AccessControlEntry> <Description><VulnDiscussion>The registry is integral to the function, security, and stability of the Windows system. Changing the system's registry permissions allows the possibility of unauthorized and anonymous modification to the operating system.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Force>True</Force> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63593.c</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <Path>HKLM:\SYSTEM</Path> <RawString>Verify the default registry permissions for the keys note below of the HKEY_LOCAL_MACHINE hive. If any non-privileged groups such as Everyone, Users or Authenticated Users have greater than Read permission, this is a finding. Run "Regedit". Right click on the registry areas noted below. Select "Permissions..." and the "Advanced" button. HKEY_LOCAL_MACHINE\SYSTEM Type - "Allow" for all Inherited from - "None" for all Principal - Access - Applies to Users - Read - This key and subkeys Administrators - Full Control - This key and subkeys SYSTEM - Full Control - This key and subkeys CREATOR OWNER - Full Control - This key and subkeys ALL APPLICATION PACKAGES - Read - This key and subkeys Other subkeys under the noted keys may also be sampled. There may be some instances where non-privileged groups have greater than Read permission. Microsoft has given Read permission to the SOFTWARE and SYSTEM registry keys in later versions of Windows 10 to the following SID, this is currently not a finding. S-1-15-3-1024-1065365936-1281604716-3511738428-1654721687-432734479-3232135806-4053264122-3456934681 If the defaults have not been changed, these are not a finding. </RawString> </Rule> </PermissionRule> <RegistryRule dscresourcemodule="PSDscResources"> <Rule id="V-220703.a" severity="medium" conversionstatus="pass" title="SRG-OS-000185-GPOS-00079" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>If data at rest is unencrypted, it is vulnerable to disclosure. Even if the operating system enforces permissions on data access, an adversary can remove non-volatile memory and read it directly, thereby circumventing operating system controls. Encrypting the data ensures that confidentiality is protected even when the operating system is not running. Pre-boot authentication prevents unauthorized users from accessing encrypted drives.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\FVE</Key> <LegacyId>V-94859.a</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\FVE\ Type: REG_DWORD Value Name: UseAdvancedStartup Value: 0x00000001 (1)</RawString> <ValueData>1</ValueData> <ValueName>UseAdvancedStartup</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220703.b" severity="medium" conversionstatus="pass" title="SRG-OS-000185-GPOS-00079" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>If data at rest is unencrypted, it is vulnerable to disclosure. Even if the operating system enforces permissions on data access, an adversary can remove non-volatile memory and read it directly, thereby circumventing operating system controls. Encrypting the data ensures that confidentiality is protected even when the operating system is not running. Pre-boot authentication prevents unauthorized users from accessing encrypted drives.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\FVE</Key> <LegacyId>V-94859.b</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\FVE\ Type: REG_DWORD Value Name: UseTPMPIN Value: 0x00000001 (1)</RawString> <ValueData>1</ValueData> <ValueName>UseTPMPIN</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220704" severity="medium" conversionstatus="pass" title="SRG-OS-000185-GPOS-00079" dscresource="Registry"> <Description><VulnDiscussion>If data at rest is unencrypted, it is vulnerable to disclosure. Even if the operating system enforces permissions on data access, an adversary can remove non-volatile memory and read it directly, thereby circumventing operating system controls. Encrypting the data ensures that confidentiality is protected even when the operating system is not running. Pre-boot authentication prevents unauthorized users from accessing encrypted drives. Increasing the PIN length requires a greater number of guesses for an attacker.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\Software\Policies\Microsoft\FVE</Key> <LegacyId>V-94861</LegacyId> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>ValueData is set to 0x00000006 (6) or greater </OrganizationValueTestString> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding. For virtual desktop implementations (VDIs) in which the virtual desktop instance is deleted or refreshed upon logoff, this is NA. For Azure Virtual Desktop (AVD) implementations with no data at rest, this is NA. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\FVE\ Value Name: MinimumPIN Type: REG_DWORD Value: 0x00000006 (6) or greater</RawString> <ValueData /> <ValueName>MinimumPIN</ValueName> <ValueType>DWord</ValueType> </Rule> <Rule id="V-220727" severity="high" conversionstatus="pass" title="SRG-OS-000433-GPOS-00192" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Attackers are constantly looking for vulnerabilities in systems and applications. Structured Exception Handling Overwrite Protection (SEHOP) blocks exploits that use the Structured Exception Handling overwrite technique, a common buffer overflow attack.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\Session Manager\kernel</Key> <LegacyId>V-68849</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>This is applicable to Windows 10 prior to v1709. Verify SEHOP is turned on. If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\Session Manager\kernel\ Value Name: DisableExceptionChainValidation Value Type: REG_DWORD Value: 0x00000000 (0)</RawString> <ValueData>0</ValueData> <ValueName>DisableExceptionChainValidation</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220730" severity="medium" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>SMBv1 is a legacy protocol that uses the MD5 algorithm as part of SMB. MD5 is known to be vulnerable to a number of attacks such as collision and preimage attacks as well as not being FIPS compliant. Disabling SMBv1 support may prevent access to file or print sharing resources with systems or devices that only support SMBv1. File shares and print services hosted on Windows Server 2003 are an example, however Windows Server 2003 is no longer a supported operating system. Some older network attached devices may only support SMBv1.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Services\LanmanServer\Parameters</Key> <LegacyId>V-74723</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Different methods are available to disable SMBv1 on Windows 10, if V-220729 is configured, this is NA. If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\LanmanServer\Parameters\ Value Name: SMB1 Type: REG_DWORD Value: 0x00000000 (0)</RawString> <ValueData>0</ValueData> <ValueName>SMB1</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220731" severity="medium" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>SMBv1 is a legacy protocol that uses the MD5 algorithm as part of SMB. MD5 is known to be vulnerable to a number of attacks such as collision and preimage attacks as well as not being FIPS compliant. Disabling SMBv1 support may prevent access to file or print sharing resources with systems or devices that only support SMBv1. File shares and print services hosted on Windows Server 2003 are an example, however Windows Server 2003 is no longer a supported operating system. Some older network attached devices may only support SMBv1.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Services\mrxsmb10</Key> <LegacyId>V-74725</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Different methods are available to disable SMBv1 on Windows 10, if V-220729 is configured, this is NA. If the following registry value is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\mrxsmb10\ Value Name: Start Type: REG_DWORD Value: 0x00000004 (4)</RawString> <ValueData>4</ValueData> <ValueName>Start</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220779" severity="medium" conversionstatus="pass" title="SRG-OS-000341-GPOS-00132" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Inadequate log size will cause the log to fill up quickly. This may prevent audit events from being recorded properly and require frequent attention by administrative personnel.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\EventLog\Application</Key> <LegacyId>V-63519</LegacyId> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>'{0}' -ge '32768'</OrganizationValueTestString> <RawString>If the system is configured to send audit records directly to an audit server, this is NA. This must be documented with the ISSO. If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\EventLog\Application\ Value Name: MaxSize Value Type: REG_DWORD Value: 0x00008000 (32768) (or greater)</RawString> <ValueData /> <ValueName>MaxSize</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220780" severity="medium" conversionstatus="pass" title="SRG-OS-000341-GPOS-00132" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Inadequate log size will cause the log to fill up quickly. This may prevent audit events from being recorded properly and require frequent attention by administrative personnel.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\EventLog\Security</Key> <LegacyId>V-63523</LegacyId> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>'{0}' -ge '1024000'</OrganizationValueTestString> <RawString>If the system is configured to send audit records directly to an audit server, this is NA. This must be documented with the ISSO. If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\EventLog\Security\ Value Name: MaxSize Value Type: REG_DWORD Value: 0x000fa000 (1024000) (or greater)</RawString> <ValueData /> <ValueName>MaxSize</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220781" severity="medium" conversionstatus="pass" title="SRG-OS-000341-GPOS-00132" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Inadequate log size will cause the log to fill up quickly. This may prevent audit events from being recorded properly and require frequent attention by administrative personnel.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\EventLog\System</Key> <LegacyId>V-63527</LegacyId> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>'{0}' -ge '32768'</OrganizationValueTestString> <RawString>If the system is configured to send audit records directly to an audit server, this is NA. This must be documented with the ISSO. If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\EventLog\System\ Value Name: MaxSize Value Type: REG_DWORD Value: 0x00008000 (32768) (or greater)</RawString> <ValueData /> <ValueName>MaxSize</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220792" severity="medium" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Enabling camera access from the lock screen could allow for unauthorized use. Requiring logon will ensure the device is only used by authorized personnel.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\Personalization</Key> <LegacyId>V-63545</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the device does not have a camera, this is NA. If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\Personalization\ Value Name: NoLockScreenCamera Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>NoLockScreenCamera</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220793" severity="medium" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="Registry"> <Description><VulnDiscussion>It is detrimental for operating systems to provide, or install by default, functionality exceeding requirements or mission objectives. These unnecessary capabilities or services are often overlooked and therefore may remain unsecured. They increase the risk to the platform by providing additional attack vectors. Failing to disconnect from collaborative computing devices (i.e., cameras) can result in subsequent compromises of organizational information. Providing easy methods to physically disconnect from such devices after a collaborative computing session helps to ensure that participants actually carry out the disconnect activity without having to go through complex and tedious procedures. Satisfies: SRG-OS-000095-GPOS-00049, SRG-OS-000370-GPOS-00155</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Windows\CurrentVersion\CapabilityAccessManager\ConsentStore\webcam</Key> <LegacyId>V-100093</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the device or operating system does not have a camera installed, this requirement is not applicable. This requirement is not applicable to mobile devices (smartphones and tablets) where the use of the camera is a local AO decision. This requirement is not applicable to dedicated VTC suites located in approved VTC locations that are centrally managed. For an external camera, if there is not a method for the operator to manually disconnect the camera at the end of collaborative computing sessions, this is a finding. For a built-in camera, the camera must be protected by a camera cover (e.g., laptop camera cover slide) when not in use. If the built-in camera is not protected with a camera cover, or if the built-in camera is not disabled in the bios, this is a finding. If the camera is not disconnected or covered, the following registry entry is required: Registry Hive: HKEY_LOCAL_MACHINE RegistryPath\SOFTWARE\Microsoft\Windows\CurrentVersion\CapabilityAccessManager\ConsentStore\webcam Value Name: Value Value Data: Deny If "Value" is set to a value other than "Deny" and the collaborative computing device has not been authorized for use, this is a finding.</RawString> <ValueData>Deny</ValueData> <ValueName>Value</ValueName> <ValueType>String</ValueType> </Rule> <Rule id="V-220794" severity="medium" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Slide shows that are displayed on the lock screen could display sensitive information to unauthorized personnel. Turning off this feature will limit access to the information to a logged on user.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\Personalization</Key> <LegacyId>V-63549</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\Personalization\ Value Name: NoLockScreenSlideshow Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>NoLockScreenSlideshow</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220795" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Configuring the system to disable IPv6 source routing protects against spoofing.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Services\Tcpip6\Parameters</Key> <LegacyId>V-63555</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\Tcpip6\Parameters\ Value Name: DisableIpSourceRouting Value Type: REG_DWORD Value: 2</RawString> <ValueData>2</ValueData> <ValueName>DisableIpSourceRouting</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220796" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Configuring the system to disable IP source routing protects against spoofing.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Services\Tcpip\Parameters</Key> <LegacyId>V-63559</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\Tcpip\Parameters\ Value Name: DisableIPSourceRouting Value Type: REG_DWORD Value: 2</RawString> <ValueData>2</ValueData> <ValueName>DisableIPSourceRouting</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220797" severity="low" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Allowing ICMP redirect of routes can lead to traffic not being routed properly. When disabled, this forces ICMP to be routed via shortest path first.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Services\Tcpip\Parameters</Key> <LegacyId>V-63563</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\Tcpip\Parameters\ Value Name: EnableICMPRedirect Value Type: REG_DWORD Value: 0</RawString> <ValueData>0</ValueData> <ValueName>EnableICMPRedirect</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220798" severity="low" conversionstatus="pass" title="SRG-OS-000420-GPOS-00186" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Configuring the system to ignore name release requests, except from WINS servers, prevents a denial of service (DoS) attack. The DoS consists of sending a NetBIOS name release request to the server for each entry in the server's cache, causing a response delay in the normal operation of the servers WINS resolution capability.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Services\Netbt\Parameters</Key> <LegacyId>V-63567</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\Netbt\Parameters\ Value Name: NoNameReleaseOnDemand Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>NoNameReleaseOnDemand</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220799" severity="medium" conversionstatus="pass" title="SRG-OS-000134-GPOS-00068" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>A compromised local administrator account can provide means for an attacker to move laterally between domain systems. With User Account Control enabled, filtering the privileged token for built-in administrator accounts will prevent the elevated privileges of these accounts from being used over the network.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System</Key> <LegacyId>V-63597</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the system is not a member of a domain, this is NA. If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: LocalAccountTokenFilterPolicy Value Type: REG_DWORD Value: 0x00000000 (0)</RawString> <ValueData>0</ValueData> <ValueName>LocalAccountTokenFilterPolicy</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220800" severity="medium" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>When the WDigest Authentication protocol is enabled, plain text passwords are stored in the Local Security Authority Subsystem Service (LSASS) exposing them to theft. WDigest is disabled by default in Windows 10. This setting ensures this is enforced.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\SecurityProviders\Wdigest</Key> <LegacyId>V-71763</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\SecurityProviders\Wdigest\ Value Name: UseLogonCredential Type: REG_DWORD Value: 0x00000000 (0)</RawString> <ValueData>0</ValueData> <ValueName>UseLogonCredential</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220801.a" severity="medium" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>The "Run as different user" selection from context menus allows the use of credentials other than the currently logged on user. Using privileged credentials in a standard user session can expose those credentials to theft. Removing this option from context menus helps prevent this from occurring.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Classes\batfile\shell\runasuser</Key> <LegacyId>V-72329.a</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Registry Hive: HKEY_LOCAL_MACHINE \SOFTWARE\Classes\batfile\shell\runasuser\ Type: REG_DWORD Value Name: SuppressionPolicy Value: 0x00001000 (4096)</RawString> <ValueData>4096</ValueData> <ValueName>SuppressionPolicy</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220801.b" severity="medium" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>The "Run as different user" selection from context menus allows the use of credentials other than the currently logged on user. Using privileged credentials in a standard user session can expose those credentials to theft. Removing this option from context menus helps prevent this from occurring.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Classes\cmdfile\shell\runasuser</Key> <LegacyId>V-72329.b</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Registry Hive: HKEY_LOCAL_MACHINE \SOFTWARE\Classes\cmdfile\shell\runasuser\ Type: REG_DWORD Value Name: SuppressionPolicy Value: 0x00001000 (4096)</RawString> <ValueData>4096</ValueData> <ValueName>SuppressionPolicy</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220801.c" severity="medium" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>The "Run as different user" selection from context menus allows the use of credentials other than the currently logged on user. Using privileged credentials in a standard user session can expose those credentials to theft. Removing this option from context menus helps prevent this from occurring.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Classes\exefile\shell\runasuser</Key> <LegacyId>V-72329.c</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Registry Hive: HKEY_LOCAL_MACHINE \SOFTWARE\Classes\exefile\shell\runasuser\ Type: REG_DWORD Value Name: SuppressionPolicy Value: 0x00001000 (4096)</RawString> <ValueData>4096</ValueData> <ValueName>SuppressionPolicy</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220801.d" severity="medium" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>The "Run as different user" selection from context menus allows the use of credentials other than the currently logged on user. Using privileged credentials in a standard user session can expose those credentials to theft. Removing this option from context menus helps prevent this from occurring.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Classes\mscfile\shell\runasuser</Key> <LegacyId>V-72329.d</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Registry Hive: HKEY_LOCAL_MACHINE \SOFTWARE\Classes\mscfile\shell\runasuser\ Type: REG_DWORD Value Name: SuppressionPolicy Value: 0x00001000 (4096)</RawString> <ValueData>4096</ValueData> <ValueName>SuppressionPolicy</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220802" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Insecure guest logons allow unauthenticated access to shared folders. Shared resources on a system must require authentication to establish proper access.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\LanmanWorkstation</Key> <LegacyId>V-63569</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Windows 10 v1507 LTSB version does not include this setting; it is NA for those systems. If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\LanmanWorkstation\ Value Name: AllowInsecureGuestAuth Type: REG_DWORD Value: 0x00000000 (0)</RawString> <ValueData>0</ValueData> <ValueName>AllowInsecureGuestAuth</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220803" severity="medium" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Internet connection sharing makes it possible for an existing internet connection, such as through wireless, to be shared and used by other systems essentially creating a mobile hotspot. This exposes the system sharing the connection to others with potentially malicious purpose.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\Network Connections</Key> <LegacyId>V-71765</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\Network Connections\ Value Name: NC_ShowSharedAccessUI Type: REG_DWORD Value: 0x00000000 (0)</RawString> <ValueData>0</ValueData> <ValueName>NC_ShowSharedAccessUI</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220805" severity="medium" conversionstatus="pass" title="SRG-OS-000120-GPOS-00061" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Use of weak or untested encryption algorithms undermines the purposes of utilizing encryption to protect data. By default Windows uses ECC curves with shorter key lengths first. Requiring ECC curves with longer key lengths to be prioritized first helps ensure more secure algorithms are used.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Cryptography\Configuration\SSL\00010002</Key> <LegacyId>V-74413</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\ Cryptography\Configuration\SSL\00010002\ Value Name: EccCurves Value Type: REG_MULTI_SZ Value: NistP384 NistP256</RawString> <ValueData>NistP384;NistP256</ValueData> <ValueName>EccCurves</ValueName> <ValueType>MultiString</ValueType> </Rule> <Rule id="V-220806" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Multiple network connections can provide additional attack vectors to a system and must be limited. The "Minimize the number of simultaneous connections to the Internet or a Windows Domain" setting prevents systems from automatically establishing multiple connections. When both wired and wireless connections are available, for example, the less preferred connection (typically wireless) will be disconnected.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\WcmSvc\GroupPolicy</Key> <LegacyId>V-63581</LegacyId> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>'{0}' -match '1|ShouldBeAbsent'</OrganizationValueTestString> <RawString>The default behavior for "Minimize the number of simultaneous connections to the Internet or a Windows Domain" is "Enabled". If the registry value name below does not exist, this is not a finding. If it exists and is configured with a value of "1", this is not a finding. If it exists and is configured with a value of "0", this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\WcmSvc\GroupPolicy\ Value Name: fMinimizeConnections Value Type: REG_DWORD Value: 1 (or if the Value Name does not exist)</RawString> <ValueData /> <ValueName>fMinimizeConnections</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220807" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Multiple network connections can provide additional attack vectors to a system and should be limited. When connected to a domain, communication must go through the domain connection.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\WcmSvc\GroupPolicy</Key> <LegacyId>V-63585</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\WcmSvc\GroupPolicy\ Value Name: fBlockNonDomain Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>fBlockNonDomain</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220808" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Wi-Fi Sense automatically connects the system to known hotspots and networks that contacts have shared. It also allows the sharing of the system's known networks to contacts. Automatically connecting to hotspots and shared networks can expose a system to unsecured or potentially malicious systems.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\WcmSvc\wifinetworkmanager\config</Key> <LegacyId>V-63591</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>This is NA as of v1803 of Windows 10; Wi-Fi sense is no longer available. If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\WcmSvc\wifinetworkmanager\config\ Value Name: AutoConnectAllowedOEM Type: REG_DWORD Value: 0x00000000 (0)</RawString> <ValueData>0</ValueData> <ValueName>AutoConnectAllowedOEM</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220809" severity="medium" conversionstatus="pass" title="SRG-OS-000042-GPOS-00020" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Enabling "Include command line data for process creation events" will record the command line information with the process creation events in the log. This can provide additional detail when malware has run on a system.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\Audit</Key> <LegacyId>V-68817</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\Audit\ Value Name: ProcessCreationIncludeCmdLine_Enabled Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>ProcessCreationIncludeCmdLine_Enabled</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220810" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>An exportable version of credentials is provided to remote hosts when using credential delegation which exposes them to theft on the remote host. Restricted Admin mode or Remote Credential Guard allow delegation of non-exportable credentials providing additional protection of the credentials. Enabling this configures the host to support Restricted Admin mode or Remote Credential Guard.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\CredentialsDelegation</Key> <LegacyId>V-74699</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>This is NA for Windows 10 LTSC\B versions 1507 and 1607. If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\CredentialsDelegation\ Value Name: AllowProtectedCreds Type: REG_DWORD Value: 0x00000001 (1)</RawString> <ValueData>1</ValueData> <ValueName>AllowProtectedCreds</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220811.a" severity="low" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Virtualization Based Security (VBS) provides the platform for the additional security features, Credential Guard and Virtualization based protection of code integrity. Secure Boot is the minimum security level with DMA protection providing additional memory protection. DMA Protection requires a CPU that supports input/output memory management unit (IOMMU).</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\DeviceGuard</Key> <LegacyId>V-63595.a</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\DeviceGuard\ Value Type: REG_DWORD Value Name: EnableVirtualizationBasedSecurity Value: 1</RawString> <ValueData>1</ValueData> <ValueName>EnableVirtualizationBasedSecurity</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220811.b" severity="low" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Virtualization Based Security (VBS) provides the platform for the additional security features, Credential Guard and Virtualization based protection of code integrity. Secure Boot is the minimum security level with DMA protection providing additional memory protection. DMA Protection requires a CPU that supports input/output memory management unit (IOMMU).</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\DeviceGuard</Key> <LegacyId>V-63595.b</LegacyId> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>'{0}' -match '1|3'</OrganizationValueTestString> <RawString>Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\DeviceGuard\ Value Type: REG_DWORD Value Name: RequirePlatformSecurityFeatures Value: 1 (Secure Boot only) or 3 (Secure Boot and DMA Protection)</RawString> <ValueData /> <ValueName>RequirePlatformSecurityFeatures</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220812" severity="high" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Credential Guard uses virtualization based security to protect information that could be used in credential theft attacks if compromised. This authentication information, which was stored in the Local Security Authority (LSA) in previous versions of Windows, is isolated from the rest of operating system and can only be accessed by privileged system software.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\DeviceGuard</Key> <LegacyId>V-63599</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Confirm Credential Guard is running on domain-joined systems. For those devices that support Credential Guard, this feature must be enabled. Organizations need to take the appropriate action to acquire and implement compatible hardware with Credential Guard enabled. Virtualization based security, including Credential Guard, currently cannot be implemented in virtual desktop implementations (VDI) due to specific supporting requirements including a TPM, UEFI with Secure Boot, and the capability to run the Hyper-V feature within the virtual desktop. For VDIs where the virtual desktop instance is deleted or refreshed upon logoff, this is NA. Run "PowerShell" with elevated privileges (run as administrator). Enter the following: "Get-CimInstance -ClassName Win32_DeviceGuard -Namespace root\Microsoft\Windows\DeviceGuard" If "SecurityServicesRunning" does not include a value of "1" (e.g., "{1, 2}"), this is a finding. Alternately: Run "System Information". Under "System Summary", verify the following: If "Device Guard Security Services Running" does not list "Credential Guard", this is finding. The policy settings referenced in the Fix section will configure the following registry value. However, due to hardware requirements, the registry value alone does not ensure proper function. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\DeviceGuard\ Value Name: LsaCfgFlags Value Type: REG_DWORD Value: 0x00000001 (1) (Enabled with UEFI lock) </RawString> <ValueData>1</ValueData> <ValueName>LsaCfgFlags</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220813" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>By being launched first by the kernel, ELAM ( Early Launch Antimalware) is ensured to be launched before any third-party software, and is therefore able to detect malware in the boot process and prevent it from initializing.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Policies\EarlyLaunch</Key> <LegacyId>V-63607</LegacyId> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>'{0}' -match '1|3|8'</OrganizationValueTestString> <RawString>The default behavior is for Early Launch Antimalware - Boot-Start Driver Initialization policy is to enforce "Good, unknown and bad but critical" (preventing "bad"). If the registry value name below does not exist, this a finding. If it exists and is configured with a value of "7", this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Policies\EarlyLaunch\ Value Name: DriverLoadPolicy Value Type: REG_DWORD Value: 1, 3, or 8 Possible values for this setting are: 8 - Good only 1 - Good and unknown 3 - Good, unknown and bad but critical 7 - All (which includes "Bad" and would be a finding) </RawString> <ValueData /> <ValueName>DriverLoadPolicy</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220814" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Enabling this setting and then selecting the "Process even if the Group Policy objects have not changed" option ensures that the policies will be reprocessed even if none have been changed. This way, any unauthorized changes are forced to match the domain-based group policy settings again.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\Group Policy\{35378EAC-683F-11D2-A89A-00C04FBBCFA2}</Key> <LegacyId>V-63609</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\Group Policy\{35378EAC-683F-11D2-A89A-00C04FBBCFA2} Value Name: NoGPOListChanges Value Type: REG_DWORD Value: 0</RawString> <ValueData>0</ValueData> <ValueName>NoGPOListChanges</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220815" severity="medium" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Some features may communicate with the vendor, sending system information or downloading data or components for the feature. Turning off this capability will prevent potentially sensitive information from being sent outside the enterprise and uncontrolled updates to the system. This setting prevents the computer from downloading print driver packages over HTTP.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows NT\Printers</Key> <LegacyId>V-63615</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows NT\Printers\ Value Name: DisableWebPnPDownload Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>DisableWebPnPDownload</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220816" severity="medium" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Some features may communicate with the vendor, sending system information or downloading data or components for the feature. Turning off this capability will prevent potentially sensitive information from being sent outside the enterprise and uncontrolled updates to the system. This setting prevents Windows from downloading a list of providers for the Web publishing and online ordering wizards.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\Explorer</Key> <LegacyId>V-63621</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\Explorer\ Value Name: NoWebServices Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>NoWebServices</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220817" severity="medium" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Some features may communicate with the vendor, sending system information or downloading data or components for the feature. Turning off this capability will prevent potentially sensitive information from being sent outside the enterprise and uncontrolled updates to the system. This setting prevents the client computer from printing over HTTP, which allows the computer to print to printers on the intranet as well as the Internet.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows NT\Printers</Key> <LegacyId>V-63623</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows NT\Printers\ Value Name: DisableHTTPPrinting Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>DisableHTTPPrinting</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220818" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Using certificates to authenticate devices to the domain provides increased security over passwords. By default systems will attempt to authenticate using certificates and fall back to passwords if the domain controller does not support certificates for devices. This may also be configured to always use certificates for device authentication.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\Kerberos\Parameters</Key> <LegacyId>V-63627</LegacyId> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>'{0}' -match '1|ShouldBeAbsent'</OrganizationValueTestString> <RawString>This requirement is applicable to domain-joined systems, for standalone systems this is NA. The default behavior for "Support device authentication using certificate" is "Automatic". If the registry value name below does not exist, this is not a finding. If it exists and is configured with a value of "1", this is not a finding. If it exists and is configured with a value of "0", this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\Kerberos\Parameters\ Value Name: DevicePKInitEnabled Value Type: REG_DWORD Value: 1 (or if the Value Name does not exist)</RawString> <ValueData /> <ValueName>DevicePKInitEnabled</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220819" severity="medium" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Enabling interaction with the network selection UI allows users to change connections to available networks without signing into Windows.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\System</Key> <LegacyId>V-63629</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\System\ Value Name: DontDisplayNetworkSelectionUI Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>DontDisplayNetworkSelectionUI</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220820" severity="medium" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>The username is one part of logon credentials that could be used to gain access to a system. Preventing the enumeration of users limits this information to authorized personnel.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\System</Key> <LegacyId>V-63633</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>This requirement is applicable to domain-joined systems, for standalone systems this is NA. If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\System\ Value Name: EnumerateLocalUsers Value Type: REG_DWORD Value: 0</RawString> <ValueData>0</ValueData> <ValueName>EnumerateLocalUsers</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220821" severity="medium" conversionstatus="pass" title="SRG-OS-000373-GPOS-00156" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Authentication must always be required when accessing a system. This setting ensures the user is prompted for a password on resume from sleep (on battery).</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Power\PowerSettings\0e796bdb-100d-47d6-a2d5-f7d2daa51f51</Key> <LegacyId>V-63645</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Power\PowerSettings\0e796bdb-100d-47d6-a2d5-f7d2daa51f51\ Value Name: DCSettingIndex Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>DCSettingIndex</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220822" severity="medium" conversionstatus="pass" title="SRG-OS-000373-GPOS-00156" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Authentication must always be required when accessing a system. This setting ensures the user is prompted for a password on resume from sleep (plugged in).</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Power\PowerSettings\0e796bdb-100d-47d6-a2d5-f7d2daa51f51</Key> <LegacyId>V-63649</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Power\PowerSettings\0e796bdb-100d-47d6-a2d5-f7d2daa51f51\ Value Name: ACSettingIndex Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>ACSettingIndex</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220823" severity="high" conversionstatus="pass" title="SRG-OS-000138-GPOS-00069" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Remote assistance allows another user to view or take control of the local session of a user. Solicited assistance is help that is specifically requested by the local user. This may allow unauthorized parties access to the resources on the computer.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows NT\Terminal Services</Key> <LegacyId>V-63651</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: fAllowToGetHelp Value Type: REG_DWORD Value: 0</RawString> <ValueData>0</ValueData> <ValueName>fAllowToGetHelp</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220824" severity="medium" conversionstatus="pass" title="SRG-OS-000379-GPOS-00164" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Configuring RPC to restrict unauthenticated RPC clients from connecting to the RPC server will prevent anonymous connections.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows NT\Rpc</Key> <LegacyId>V-63657</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows NT\Rpc\ Value Name: RestrictRemoteClients Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>RestrictRemoteClients</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220825" severity="low" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Control of credentials and the system must be maintained within the enterprise. Enabling this setting allows enterprise credentials to be used with modern style apps that support this, instead of Microsoft accounts.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System</Key> <LegacyId>V-63659</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Windows 10 LTSC\B versions do not support the Microsoft Store and modern apps; this is NA for those systems. If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: MSAOptional Value Type: REG_DWORD Value: 0x00000001 (1)</RawString> <ValueData>1</ValueData> <ValueName>MSAOptional</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220826" severity="low" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Some features may communicate with the vendor, sending system information or downloading data or components for the feature. Turning off this capability will prevent potentially sensitive information from being sent outside the enterprise and uncontrolled updates to the system. This setting will prevent the Program Inventory from collecting data about a system and sending the information to Microsoft.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\AppCompat</Key> <LegacyId>V-63663</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\AppCompat\ Value Name: DisableInventory Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>DisableInventory</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220827" severity="high" conversionstatus="pass" title="SRG-OS-000368-GPOS-00154" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Allowing autoplay to execute may introduce malicious code to a system. Autoplay begins reading from a drive as soon as you insert media in the drive. As a result, the setup file of programs or music on audio media may start. This setting will disable autoplay for non-volume devices (such as Media Transfer Protocol (MTP) devices).</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\Explorer</Key> <LegacyId>V-63667</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\Explorer\ Value Name: NoAutoplayfornonVolume Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>NoAutoplayfornonVolume</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220828" severity="high" conversionstatus="pass" title="SRG-OS-000368-GPOS-00154" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Allowing autorun commands to execute may introduce malicious code to a system. Configuring this setting prevents autorun commands from executing.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\Explorer</Key> <LegacyId>V-63671</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\Explorer\ Value Name: NoAutorun Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>NoAutorun</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220829" severity="high" conversionstatus="pass" title="SRG-OS-000368-GPOS-00154" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Allowing autoplay to execute may introduce malicious code to a system. Autoplay begins reading from a drive as soon as you insert media in the drive. As a result, the setup file of programs or music on audio media may start. By default, autoplay is disabled on removable drives, such as the floppy disk drive (but not the CD-ROM drive) and on network drives. If you enable this policy, you can also disable autoplay on all drives.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Windows\CurrentVersion\policies\Explorer</Key> <LegacyId>V-63673</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\policies\Explorer\ Value Name: NoDriveTypeAutoRun Value Type: REG_DWORD Value: 0x000000ff (255) Note: If the value for NoDriveTypeAutorun is entered manually, it must be entered as "ff" when Hexadecimal is selected, or "255" with Decimal selected. Using the policy value specified in the Fix section will enter it correctly.</RawString> <ValueData>255</ValueData> <ValueName>NoDriveTypeAutoRun</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220830" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Enhanced anti-spoofing provides additional protections when using facial recognition with devices that support it.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Biometrics\FacialFeatures</Key> <LegacyId>V-63677</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Windows 10 v1507 LTSB version does not include this setting; it is NA for those systems. If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Biometrics\FacialFeatures\ Value Name: EnhancedAntiSpoofing Value Type: REG_DWORD Value: 0x00000001 (1)</RawString> <ValueData>1</ValueData> <ValueName>EnhancedAntiSpoofing</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220831" severity="low" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Microsoft consumer experiences provides suggestions and notifications to users, which may include the installation of Windows Store apps. Organizations may control the execution of applications through other means such as whitelisting. Turning off Microsoft consumer experiences will help prevent the unwanted installation of suggested applications.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\CloudContent</Key> <LegacyId>V-71771</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Windows 10 v1507 LTSB version does not include this setting; it is NA for those systems. If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\CloudContent\ Value Name: DisableWindowsConsumerFeatures Type: REG_DWORD Value: 0x00000001 (1)</RawString> <ValueData>1</ValueData> <ValueName>DisableWindowsConsumerFeatures</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220832" severity="medium" conversionstatus="pass" title="SRG-OS-000134-GPOS-00068" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Enumeration of administrator accounts when elevating can provide part of the logon information to an unauthorized user. This setting configures the system to always require users to type in a username and password to elevate a running application.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\CredUI</Key> <LegacyId>V-63679</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\CredUI\ Value Name: EnumerateAdministrators Value Type: REG_DWORD Value: 0</RawString> <ValueData>0</ValueData> <ValueName>EnumerateAdministrators</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220833" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Some features may communicate with the vendor, sending system information or downloading data or components for the feature. Limiting this capability will prevent potentially sensitive information from being sent outside the enterprise. The "Enhanced" level for telemetry includes additional information beyond "Security" and "Basic" on how Windows and apps are used and advanced reliability data. Windows Analytics can use a "limited enhanced" level to provide information such as health data for devices.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\DataCollection</Key> <LegacyId>V-82145</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>This setting requires v1709 or later of Windows 10; it is NA for prior versions. If "Enhanced" level is enabled for telemetry, this must be configured. If "Security" or "Basic" are configured, this is NA. (See V-220834). If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\DataCollection\ Value Name: LimitEnhancedDiagnosticDataWindowsAnalytics Type: REG_DWORD Value: 0x00000001 (1)</RawString> <ValueData>1</ValueData> <ValueName>LimitEnhancedDiagnosticDataWindowsAnalytics</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220834" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Some features may communicate with the vendor, sending system information or downloading data or components for the feature. Limiting this capability will prevent potentially sensitive information from being sent outside the enterprise. The "Security" option for Telemetry configures the lowest amount of data, effectively none outside of the Malicious Software Removal Tool (MSRT), Defender and telemetry client settings. "Basic" sends basic diagnostic and usage data and may be required to support some Microsoft services. "Enhanced" includes additional information on how Windows and apps are used and advanced reliability data. Windows Analytics can use a "limited enhanced" level to provide information such as health data for devices. This requires the configuration of an additional setting available with v1709 and later of Windows 10. </VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\DataCollection</Key> <LegacyId>V-63683</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\DataCollection\ Value Name: AllowTelemetry Type: REG_DWORD Value: 0x00000000 (0) (Security) 0x00000001 (1) (Basic) If an organization is using v1709 or later of Windows 10 this may be configured to "Enhanced" to support Windows Analytics. V-82145 must also be configured to limit the Enhanced diagnostic data to the minimum required by Windows Analytics. This registry value will then be 0x00000002 (2).</RawString> <ValueData>0</ValueData> <ValueName>AllowTelemetry</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220835.a" severity="low" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Windows 10 allows Windows Update to obtain updates from additional sources instead of Microsoft. In addition to Microsoft, updates can be obtained from and sent to PCs on the local network as well as on the Internet. This is part of the Windows Update trusted process, however to minimize outside exposure, obtaining updates from or sending to systems on the Internet must be prevented.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\DeliveryOptimization</Key> <LegacyId>V-65681.a</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\DeliveryOptimization\ Value Type: REG_DWORD Value Name: DODownloadMode Value: 0x00000000 (0) - No peering (HTTP Only)</RawString> <ValueData>0</ValueData> <ValueName>DODownloadMode</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220835.b" severity="low" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Windows 10 allows Windows Update to obtain updates from additional sources instead of Microsoft. In addition to Microsoft, updates can be obtained from and sent to PCs on the local network as well as on the Internet. This is part of the Windows Update trusted process, however to minimize outside exposure, obtaining updates from or sending to systems on the Internet must be prevented.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Windows\CurrentVersion\DeliveryOptimization\Config</Key> <LegacyId>V-65681.b</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\DeliveryOptimization\Config\ Value Type: REG_DWORD Value Name: DODownloadMode Value: 0x00000000 (0) - Off</RawString> <ValueData>0</ValueData> <ValueName>DODownloadMode</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220836.a" severity="medium" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Windows Defender SmartScreen helps protect systems from programs downloaded from the internet that may be malicious. Enabling Windows Defender SmartScreen will warn or prevent users from running potentially malicious programs.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\System</Key> <LegacyId>V-63685.a</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>This is applicable to unclassified systems, for other systems this is NA. If the following registry values do not exist or are not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\System\ Value Name: EnableSmartScreen Value Type: REG_DWORD Value: 0x00000001 (1) And Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\System\ Value Name: ShellSmartScreenLevel Value Type: REG_SZ Value: Block v1607 LTSB: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\System\ Value Name: EnableSmartScreen Value Type: REG_DWORD Value: 0x00000001 (1) v1507 LTSB: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\System\ Value Name: EnableSmartScreen Value Type: REG_DWORD Value: 0x00000002 (2)</RawString> <ValueData>Block</ValueData> <ValueName>ShellSmartScreenLevel</ValueName> <ValueType>String</ValueType> </Rule> <Rule id="V-220836.b" severity="medium" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Windows Defender SmartScreen helps protect systems from programs downloaded from the internet that may be malicious. Enabling Windows Defender SmartScreen will warn or prevent users from running potentially malicious programs.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\System</Key> <LegacyId>V-63685.b</LegacyId> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>{0} -eq 1|2</OrganizationValueTestString> <RawString>This is applicable to unclassified systems, for other systems this is NA. If the following registry values do not exist or are not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\System\ Value Name: EnableSmartScreen Value Type: REG_DWORD Value: 0x00000001 (1) And Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\System\ Value Name: ShellSmartScreenLevel Value Type: REG_SZ Value: Block v1607 LTSB: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\System\ Value Name: EnableSmartScreen Value Type: REG_DWORD Value: 0x00000001 (1) v1507 LTSB: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\System\ Value Name: EnableSmartScreen Value Type: REG_DWORD Value: 0x00000002 (2)</RawString> <ValueData /> <ValueName>EnableSmartScreen</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220837" severity="medium" conversionstatus="pass" title="SRG-OS-000433-GPOS-00192" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Data Execution Prevention (DEP) provides additional protection by performing checks on memory to help prevent malicious code from running. This setting will prevent Data Execution Prevention from being turned off for File Explorer.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\Explorer</Key> <LegacyId>V-63689</LegacyId> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>'{0}' -match '0|ShouldBeAbsent'</OrganizationValueTestString> <RawString>The default behavior is for data execution prevention to be turned on for file explorer. If the registry value name below does not exist, this is not a finding. If it exists and is configured with a value of "0", this is not a finding. If it exists and is configured with a value of "1", this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\Explorer\ Value Name: NoDataExecutionPrevention Value Type: REG_DWORD Value: 0 (or if the Value Name does not exist)</RawString> <ValueData /> <ValueName>NoDataExecutionPrevention</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220838" severity="low" conversionstatus="pass" title="SRG-OS-000420-GPOS-00186" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Legacy plug-in applications may continue to function when a File Explorer session has become corrupt. Disabling this feature will prevent this.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\Explorer</Key> <LegacyId>V-63691</LegacyId> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>'{0}' -match '0|ShouldBeAbsent'</OrganizationValueTestString> <RawString>The default behavior is for File Explorer heap termination on corruption to be enabled. If the registry Value Name below does not exist, this is not a finding. If it exists and is configured with a value of "0", this is not a finding. If it exists and is configured with a value of "1", this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\Explorer\ Value Name: NoHeapTerminationOnCorruption Value Type: REG_DWORD Value: 0x00000000 (0) (or if the Value Name does not exist)</RawString> <ValueData /> <ValueName>NoHeapTerminationOnCorruption</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220839" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>The shell protocol will limit the set of folders applications can open when run in protected mode. Restricting files an application can open, to a limited set of folders, increases the security of Windows.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\Explorer</Key> <LegacyId>V-63695</LegacyId> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>'{0}' -match '0|ShouldBeAbsent'</OrganizationValueTestString> <RawString>The default behavior is for shell protected mode to be turned on for file explorer. If the registry value name below does not exist, this is not a finding. If it exists and is configured with a value of "0", this is not a finding. If it exists and is configured with a value of "1", this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\Explorer\ Value Name: PreXPSP2ShellProtocolBehavior Value Type: REG_DWORD Value: 0 (or if the Value Name does not exist)</RawString> <ValueData /> <ValueName>PreXPSP2ShellProtocolBehavior</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220840" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>The Windows Defender SmartScreen filter in Microsoft Edge provides warning messages and blocks potentially malicious websites and file downloads. If users are allowed to ignore warnings from the Windows Defender SmartScreen filter they could still access malicious websites.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\MicrosoftEdge\PhishingFilter</Key> <LegacyId>V-63699</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>This is applicable to unclassified systems, for other systems this is NA. Windows 10 LTSC\B versions do not include Microsoft Edge, this is NA for those systems. If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\MicrosoftEdge\PhishingFilter\ Value Name: PreventOverride Type: REG_DWORD Value: 0x00000001 (1)</RawString> <ValueData>1</ValueData> <ValueName>PreventOverride</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220841" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>The Windows Defender SmartScreen filter in Microsoft Edge provides warning messages and blocks potentially malicious websites and file downloads. If users are allowed to ignore warnings from the Windows Defender SmartScreen filter they could still download potentially malicious files.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\MicrosoftEdge\PhishingFilter</Key> <LegacyId>V-63701</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>This is applicable to unclassified systems, for other systems this is NA. Windows 10 LTSC\B versions do not include Microsoft Edge, this is NA for those systems. If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\MicrosoftEdge\PhishingFilter\ Value Name: PreventOverrideAppRepUnknown Type: REG_DWORD Value: 0x00000001 (1)</RawString> <ValueData>1</ValueData> <ValueName>PreventOverrideAppRepUnknown</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220842" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Web security certificates provide an indication whether a site is legitimate. This policy setting prevents the user from ignoring Secure Sockets Layer/Transport Layer Security (SSL/TLS) certificate errors that interrupt browsing.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\MicrosoftEdge\Internet Settings</Key> <LegacyId>V-82139</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>This setting is applicable starting with v1809 of Windows 10; it is NA for prior versions. Windows 10 LTSC\B versions do not include Microsoft Edge; this is NA for those systems. If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\MicrosoftEdge\Internet Settings\ Value Name: PreventCertErrorOverrides Type: REG_DWORD Value: 0x00000001 (1)</RawString> <ValueData>1</ValueData> <ValueName>PreventCertErrorOverrides</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220843" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Passwords save locally for re-use when browsing may be subject to compromise. Disabling the Edge password manager will prevent this for the browser.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\MicrosoftEdge\Main</Key> <LegacyId>V-63709</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Windows 10 LTSC\B versions do not include Microsoft Edge, this is NA for those systems. If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\MicrosoftEdge\Main\ Value Name: FormSuggest Passwords Type: REG_SZ Value: no</RawString> <ValueData>no</ValueData> <ValueName>FormSuggest Passwords</ValueName> <ValueType>String</ValueType> </Rule> <Rule id="V-220844" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>The Windows Defender SmartScreen filter in Microsoft Edge provides warning messages and blocks potentially malicious websites.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\MicrosoftEdge\PhishingFilter</Key> <LegacyId>V-63713</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>This is applicable to unclassified systems, for other systems this is NA. Windows 10 LTSC\B versions do not include Microsoft Edge, this is NA for those systems. If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\MicrosoftEdge\PhishingFilter\ Value Name: EnabledV9 Type: REG_DWORD Value: 0x00000001 (1)</RawString> <ValueData>1</ValueData> <ValueName>EnabledV9</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220845" severity="medium" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Windows Game Recording and Broadcasting is intended for use with games, however it could potentially record screen shots of other applications and expose sensitive data. Disabling the feature will prevent this from occurring.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\GameDVR</Key> <LegacyId>V-74417</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>This is NA for Windows 10 LTSC\B versions 1507 and 1607. If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\GameDVR\ Value Name: AllowGameDVR Type: REG_DWORD Value: 0x00000000 (0)</RawString> <ValueData>0</ValueData> <ValueName>AllowGameDVR</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220846" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>The use of a Trusted Platform Module (TPM) to store keys for Windows Hello for Business provides additional security. Keys stored in the TPM may only be used on that system while keys stored using software are more susceptible to compromise and could be used on other systems.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\PassportForWork</Key> <LegacyId>V-63717</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Virtual desktop implementations currently may not support the use of TPMs. For virtual desktop implementations where the virtual desktop instance is deleted or refreshed upon logoff, this is NA. If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\PassportForWork\ Value Name: RequireSecurityDevice Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>RequireSecurityDevice</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220847" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Windows allows the use of PINs as well as biometrics for authentication without sending a password to a network or website where it could be compromised. Longer minimum PIN lengths increase the available combinations an attacker would have to attempt. Shorter minimum length significantly reduces the strength.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\PassportForWork\PINComplexity</Key> <LegacyId>V-63721</LegacyId> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>'{0}' -ge '6'</OrganizationValueTestString> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\PassportForWork\PINComplexity\ Value Name: MinimumPINLength Type: REG_DWORD Value: 6 (or greater)</RawString> <ValueData /> <ValueName>MinimumPINLength</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220848" severity="medium" conversionstatus="pass" title="SRG-OS-000373-GPOS-00156" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Saving passwords in the Remote Desktop Client could allow an unauthorized user to establish a remote desktop session to another system. The system must be configured to prevent users from saving passwords in the Remote Desktop Client.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows NT\Terminal Services</Key> <LegacyId>V-63729</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: DisablePasswordSaving Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>DisablePasswordSaving</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220849" severity="medium" conversionstatus="pass" title="SRG-OS-000138-GPOS-00069" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Preventing users from sharing the local drives on their client computers to Remote Session Hosts that they access helps reduce possible exposure of sensitive data.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows NT\Terminal Services</Key> <LegacyId>V-63731</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: fDisableCdm Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>fDisableCdm</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220850" severity="medium" conversionstatus="pass" title="SRG-OS-000373-GPOS-00156" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>This setting controls the ability of users to supply passwords automatically as part of their remote desktop connection. Disabling this setting would allow anyone to use the stored credentials in a connection item to connect to the terminal server.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows NT\Terminal Services</Key> <LegacyId>V-63733</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: fPromptForPassword Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>fPromptForPassword</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220851" severity="medium" conversionstatus="pass" title="SRG-OS-000250-GPOS-00093" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Allowing unsecure RPC communication exposes the system to man in the middle attacks and data disclosure attacks. A man in the middle attack occurs when an intruder captures packets between a client and server and modifies them before allowing the packets to be exchanged. Usually the attacker will modify the information in the packets in an attempt to cause either the client or server to reveal sensitive information.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows NT\Terminal Services</Key> <LegacyId>V-63737</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: fEncryptRPCTraffic Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>fEncryptRPCTraffic</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220852" severity="medium" conversionstatus="pass" title="SRG-OS-000033-GPOS-00014" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Remote connections must be encrypted to prevent interception of data or sensitive information. Selecting "High Level" will ensure encryption of Remote Desktop Services sessions in both directions.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows NT\Terminal Services</Key> <LegacyId>V-63741</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: MinEncryptionLevel Value Type: REG_DWORD Value: 3</RawString> <ValueData>3</ValueData> <ValueName>MinEncryptionLevel</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220853" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Attachments from RSS feeds may not be secure. This setting will prevent attachments from being downloaded from RSS feeds.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Internet Explorer\Feeds</Key> <LegacyId>V-63743</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Internet Explorer\Feeds\ Value Name: DisableEnclosureDownload Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>DisableEnclosureDownload</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220854" severity="medium" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Basic authentication uses plain text passwords that could be used to compromise a system.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Internet Explorer\Feeds</Key> <LegacyId>V-63747</LegacyId> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>'{0}' -match '0|ShouldBeAbsent'</OrganizationValueTestString> <RawString>The default behavior is for the Windows RSS platform to not use Basic authentication over HTTP connections. If the registry value name below does not exist, this is not a finding. If it exists and is configured with a value of "0", this is not a finding. If it exists and is configured with a value of "1", this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Internet Explorer\Feeds\ Value Name: AllowBasicAuthInClear Value Type: REG_DWORD Value: 0 (or if the Value Name does not exist)</RawString> <ValueData /> <ValueName>AllowBasicAuthInClear</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220855" severity="medium" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Indexing of encrypted files may expose sensitive data. This setting prevents encrypted files from being indexed.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\Windows Search</Key> <LegacyId>V-63751</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\Windows Search\ Value Name: AllowIndexingEncryptedStoresOrItems Value Type: REG_DWORD Value: 0</RawString> <ValueData>0</ValueData> <ValueName>AllowIndexingEncryptedStoresOrItems</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220856" severity="medium" conversionstatus="pass" title="SRG-OS-000362-GPOS-00149" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Installation options for applications are typically controlled by administrators. This setting prevents users from changing installation options that may bypass security features.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\Installer</Key> <LegacyId>V-63321</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\Installer\ Value Name: EnableUserControl Value Type: REG_DWORD Value: 0</RawString> <ValueData>0</ValueData> <ValueName>EnableUserControl</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220857" severity="high" conversionstatus="pass" title="SRG-OS-000362-GPOS-00149" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Standard user accounts must not be granted elevated privileges. Enabling Windows Installer to elevate privileges when installing applications can allow malicious persons and applications to gain full control of a system.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\Installer</Key> <LegacyId>V-63325</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\Installer\ Value Name: AlwaysInstallElevated Value Type: REG_DWORD Value: 0</RawString> <ValueData>0</ValueData> <ValueName>AlwaysInstallElevated</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220858" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Web-based programs may attempt to install malicious software on a system. Ensuring users are notified if a web-based program attempts to install software allows them to refuse the installation.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\Installer</Key> <LegacyId>V-63329</LegacyId> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>'{0}' -match '0|ShouldBeAbsent'</OrganizationValueTestString> <RawString>The default behavior is for Internet Explorer to warn users and select whether to allow or refuse installation when a web-based program attempts to install software on the system. If the registry value name below does not exist, this is not a finding. If it exists and is configured with a value of "0", this is not a finding. If it exists and is configured with a value of "1", this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\Installer\ Value Name: SafeForScripting Value Type: REG_DWORD Value: 0 (or if the Value Name does not exist)</RawString> <ValueData /> <ValueName>SafeForScripting</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220859" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00229" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Windows can be configured to automatically sign the user back in after a Windows Update restart. Some protections are in place to help ensure this is done in a secure fashion; however, disabling this will prevent the caching of credentials for this purpose and also ensure the user is aware of the restart.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System</Key> <LegacyId>V-63333</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: DisableAutomaticRestartSignOn Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>DisableAutomaticRestartSignOn</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220860" severity="medium" conversionstatus="pass" title="SRG-OS-000042-GPOS-00020" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Enabling PowerShell script block logging will record detailed information from the processing of PowerShell commands and scripts. This can provide additional detail when malware has run on a system.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\PowerShell\ScriptBlockLogging</Key> <LegacyId>V-68819</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\ Policies\Microsoft\Windows\PowerShell\ScriptBlockLogging\ Value Name: EnableScriptBlockLogging Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>EnableScriptBlockLogging</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220861.a" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00229" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>A known vulnerability in Windows 10 could allow the execution of malicious code by either opening a compromised document or viewing it in the Windows Preview pane. Organizations must disable the Windows Preview pane and Windows Detail pane.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_CURRENT_USER\SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\Explorer</Key> <LegacyId>V-102617.a</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Registry Hive: HKEY_CURRENT_USER Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\Explorer Value Type: REG_DWORD Value Name: NoPreviewPane Value: 1</RawString> <ValueData>1</ValueData> <ValueName>NoPreviewPane</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220861.b" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00229" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>A known vulnerability in Windows 10 could allow the execution of malicious code by either opening a compromised document or viewing it in the Windows Preview pane. Organizations must disable the Windows Preview pane and Windows Detail pane.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_CURRENT_USER\SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\Explorer</Key> <LegacyId>V-102617.b</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Registry Hive: HKEY_CURRENT_USER Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\Explorer Value Type: REG_DWORD Value Name: NoReadingPane Value: 1</RawString> <ValueData>1</ValueData> <ValueName>NoReadingPane</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220862" severity="high" conversionstatus="pass" title="SRG-OS-000125-GPOS-00065" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Basic authentication uses plain text passwords that could be used to compromise a system.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\WinRM\Client</Key> <LegacyId>V-63335</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\WinRM\Client\ Value Name: AllowBasic Value Type: REG_DWORD Value: 0</RawString> <ValueData>0</ValueData> <ValueName>AllowBasic</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220863" severity="medium" conversionstatus="pass" title="SRG-OS-000393-GPOS-00173" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Unencrypted remote access to a system can allow sensitive information to be compromised. Windows remote management connections must be encrypted to prevent this.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\WinRM\Client</Key> <LegacyId>V-63339</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\WinRM\Client\ Value Name: AllowUnencryptedTraffic Value Type: REG_DWORD Value: 0</RawString> <ValueData>0</ValueData> <ValueName>AllowUnencryptedTraffic</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220865" severity="high" conversionstatus="pass" title="SRG-OS-000125-GPOS-00065" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Basic authentication uses plain text passwords that could be used to compromise a system.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\WinRM\Service</Key> <LegacyId>V-63347</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\WinRM\Service\ Value Name: AllowBasic Value Type: REG_DWORD Value: 0</RawString> <ValueData>0</ValueData> <ValueName>AllowBasic</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220866" severity="medium" conversionstatus="pass" title="SRG-OS-000393-GPOS-00173" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Unencrypted remote access to a system can allow sensitive information to be compromised. Windows remote management connections must be encrypted to prevent this.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\WinRM\Service</Key> <LegacyId>V-63369</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\WinRM\Service\ Value Name: AllowUnencryptedTraffic Value Type: REG_DWORD Value: 0</RawString> <ValueData>0</ValueData> <ValueName>AllowUnencryptedTraffic</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220867" severity="medium" conversionstatus="pass" title="SRG-OS-000373-GPOS-00156" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Storage of administrative credentials could allow unauthorized access. Disallowing the storage of RunAs credentials for Windows Remote Management will prevent them from being used with plug-ins.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\WinRM\Service</Key> <LegacyId>V-63375</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\WinRM\Service\ Value Name: DisableRunAs Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>DisableRunAs</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220868" severity="medium" conversionstatus="pass" title="SRG-OS-000125-GPOS-00065" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Digest authentication is not as strong as other options and may be subject to man-in-the-middle attacks.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\WinRM\Client</Key> <LegacyId>V-63341</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\WinRM\Client\ Value Name: AllowDigest Value Type: REG_DWORD Value: 0</RawString> <ValueData>0</ValueData> <ValueName>AllowDigest</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220869.a" severity="medium" conversionstatus="pass" title="SRG-OS-000028-GPOS-00009" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Allowing Windows apps to be activated by voice from the lock screen could allow for unauthorized use. Requiring logon will ensure the apps are only used by authorized personnel.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\AppPrivacy</Key> <LegacyId>V-94719.a</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\AppPrivacy\ Type: REG_DWORD Value Name: LetAppsActivateWithVoiceAboveLock Value: 0x00000002 (2)</RawString> <ValueData>2</ValueData> <ValueName>LetAppsActivateWithVoiceAboveLock</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220869.b" severity="medium" conversionstatus="pass" title="SRG-OS-000028-GPOS-00009" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Allowing Windows apps to be activated by voice from the lock screen could allow for unauthorized use. Requiring logon will ensure the apps are only used by authorized personnel.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\AppPrivacy</Key> <LegacyId>V-94719.b</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\AppPrivacy\ Type: REG_DWORD Value Name: LetAppsActivateWithVoice Value: 0x00000002 (2)</RawString> <ValueData>2</ValueData> <ValueName>LetAppsActivateWithVoice</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220870" severity="medium" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>This policy controls whether a domain user can sign in using a convenience PIN to prevent enabling (Password Stuffer).</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\Software\Policies\Microsoft\Windows\System</Key> <LegacyId>V-99559</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Policies\Microsoft\Windows\System Value Name: AllowDomainPINLogon Value Type: REG_DWORD Value data: 0</RawString> <ValueData>0</ValueData> <ValueName>AllowDomainPINLogon</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220871" severity="medium" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>This action secures Windows Ink, which contains applications and features oriented toward pen computing.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\Software\Policies\Microsoft\WindowsInkWorkspace</Key> <LegacyId>V-99561</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Policies\Microsoft\WindowsInkWorkspace Value Name: AllowWindowsInkWorkspace Value Type: REG_DWORD Value data: 1</RawString> <ValueData>1</ValueData> <ValueName>AllowWindowsInkWorkspace</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220872" severity="low" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Windows spotlight features may suggest apps and content from third-party software publishers in addition to Microsoft apps and content. </VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_CURRENT_USER\SOFTWARE\Policies\Microsoft\Windows\CloudContent</Key> <LegacyId>V-99563</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding. If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_CURRENT_USER Registry Path: \SOFTWARE\Policies\Microsoft\Windows\CloudContent\ Value Name: DisableThirdPartySuggestions Type: REG_DWORD Value: 0x00000001 (1) </RawString> <ValueData>1</ValueData> <ValueName>DisableThirdPartySuggestions</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220902" severity="medium" conversionstatus="pass" title="SRG-OS-000138-GPOS-00069" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Kernel DMA Protection to protect PCs against drive-by Direct Memory Access (DMA) attacks using PCI hot plug devices connected to Thunderbolt™ 3 ports. Drive-by DMA attacks can lead to disclosure of sensitive information residing on a PC, or even injection of malware that allows attackers to bypass the lock screen or control PCs remotely.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\Software\Policies\Microsoft\Windows\Kernel DMA Protection</Key> <LegacyId>V-99557</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>This is NA prior to v1803 of Windows 10. If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Policies\Microsoft\Windows\Kernel DMA Protection Value Name: DeviceEnumerationPolicy Value Type: REG_DWORD Value: 0</RawString> <ValueData>0</ValueData> <ValueName>DeviceEnumerationPolicy</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220910" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="Registry"> <Description><VulnDiscussion>An account without a password can allow unauthorized access to a system as only the username would be required. Password policies should prevent accounts with blank passwords from existing on a system. However, if a local account with a blank password did exist, enabling this setting will prevent network access, limiting the account to local console logon only.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\Lsa</Key> <LegacyId>V-63617</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\Lsa\ Value Name: LimitBlankPasswordUse Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>LimitBlankPasswordUse</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220913" severity="medium" conversionstatus="pass" title="SRG-OS-000062-GPOS-00031" dscresource="Registry"> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. This setting allows administrators to enable more precise auditing capabilities.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\Lsa</Key> <LegacyId>V-63635</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\Lsa\ Value Name: SCENoApplyLegacyAuditPolicy Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>SCENoApplyLegacyAuditPolicy</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220914" severity="medium" conversionstatus="pass" title="SRG-OS-000423-GPOS-00187" dscresource="Registry"> <Description><VulnDiscussion>Requests sent on the secure channel are authenticated, and sensitive information (such as passwords) is encrypted, but not all information is encrypted. If this policy is enabled, outgoing secure channel traffic will be encrypted and signed.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Services\Netlogon\Parameters</Key> <LegacyId>V-63639</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\Netlogon\Parameters\ Value Name: RequireSignOrSeal Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>RequireSignOrSeal</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220915" severity="medium" conversionstatus="pass" title="SRG-OS-000423-GPOS-00187" dscresource="Registry"> <Description><VulnDiscussion>Requests sent on the secure channel are authenticated, and sensitive information (such as passwords) is encrypted, but not all information is encrypted. If this policy is enabled, outgoing secure channel traffic will be encrypted.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Services\Netlogon\Parameters</Key> <LegacyId>V-63643</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\Netlogon\Parameters\ Value Name: SealSecureChannel Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>SealSecureChannel</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220916" severity="medium" conversionstatus="pass" title="SRG-OS-000423-GPOS-00187" dscresource="Registry"> <Description><VulnDiscussion>Requests sent on the secure channel are authenticated, and sensitive information (such as passwords) is encrypted, but the channel is not integrity checked. If this policy is enabled, outgoing secure channel traffic will be signed.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Services\Netlogon\Parameters</Key> <LegacyId>V-63647</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\Netlogon\Parameters\ Value Name: SignSecureChannel Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>SignSecureChannel</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220917" severity="low" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="Registry"> <Description><VulnDiscussion>Computer account passwords are changed automatically on a regular basis. Disabling automatic password changes can make the system more vulnerable to malicious access. Frequent password changes can be a significant safeguard for your system. A new password for the computer account will be generated every 30 days.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Services\Netlogon\Parameters</Key> <LegacyId>V-63653</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\Netlogon\Parameters\ Value Name: DisablePasswordChange Value Type: REG_DWORD Value: 0</RawString> <ValueData>0</ValueData> <ValueName>DisablePasswordChange</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220918" severity="low" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="Registry"> <Description><VulnDiscussion>Computer account passwords are changed automatically on a regular basis. This setting controls the maximum password age that a machine account may have. This setting must be set to no more than 30 days, ensuring the machine changes its password monthly.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Services\Netlogon\Parameters</Key> <LegacyId>V-63661</LegacyId> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>'{0}' -le '30' -and '{0}' -gt '0'</OrganizationValueTestString> <RawString>This is the default configuration for this setting (30 days). If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\Netlogon\Parameters\ Value Name: MaximumPasswordAge Value Type: REG_DWORD Value: 0x0000001e (30) (or less, excluding 0)</RawString> <ValueData /> <ValueName>MaximumPasswordAge</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220919" severity="medium" conversionstatus="pass" title="SRG-OS-000423-GPOS-00187" dscresource="Registry"> <Description><VulnDiscussion>A computer connecting to a domain controller will establish a secure channel. Requiring strong session keys enforces 128-bit encryption between systems.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Services\Netlogon\Parameters</Key> <LegacyId>V-63665</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\Netlogon\Parameters\ Value Name: RequireStrongKey Value Type: REG_DWORD Value: 1 Warning: This setting may prevent a system from being joined to a domain if not configured consistently between systems.</RawString> <ValueData>1</ValueData> <ValueName>RequireStrongKey</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220920" severity="medium" conversionstatus="pass" title="SRG-OS-000029-GPOS-00010" dscresource="Registry"> <Description><VulnDiscussion>Unattended systems are susceptible to unauthorized use and should be locked when unattended. The screen saver should be set at a maximum of 15 minutes and be password protected. This protects critical and sensitive data from exposure to unauthorized personnel with physical access to the computer.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System</Key> <LegacyId>V-63669</LegacyId> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>'{0}' -le '900' -and '{0}' -gt '0'</OrganizationValueTestString> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: InactivityTimeoutSecs Value Type: REG_DWORD Value: 0x00000384 (900) (or less, excluding "0" which is effectively disabled)</RawString> <ValueData /> <ValueName>InactivityTimeoutSecs</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220921" severity="medium" conversionstatus="pass" title="SRG-OS-000023-GPOS-00006" dscresource="Registry"> <Description><VulnDiscussion>Failure to display the logon banner prior to a logon attempt will negate legal proceedings resulting from unauthorized access to system resources.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System</Key> <LegacyId>V-63675</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: LegalNoticeText Value Type: REG_SZ Value: You are accessing a U.S. Government (USG) Information System (IS) that is provided for USG-authorized use only. By using this IS (which includes any device attached to this IS), you consent to the following conditions: -The USG routinely intercepts and monitors communications on this IS for purposes including, but not limited to, penetration testing, COMSEC monitoring, network operations and defense, personnel misconduct (PM), law enforcement (LE), and counterintelligence (CI) investigations. -At any time, the USG may inspect and seize data stored on this IS. -Communications using, or data stored on, this IS are not private, are subject to routine monitoring, interception, and search, and may be disclosed or used for any USG-authorized purpose. -This IS includes security measures (e.g., authentication and access controls) to protect USG interests--not for your personal benefit or privacy. -Notwithstanding the above, using this IS does not constitute consent to PM, LE or CI investigative searching or monitoring of the content of privileged communications, or work product, related to personal representation or services by attorneys, psychotherapists, or clergy, and their assistants. Such communications and work product are private and confidential. See User Agreement for details.</RawString> <ValueData>You are accessing a U.S. Government (USG) Information System (IS) that is provided for USG-authorized use only. By using this IS (which includes any device attached to this IS), you consent to the following conditions: -The USG routinely intercepts and monitors communications on this IS for purposes including, but not limited to, penetration testing, COMSEC monitoring, network operations and defense, personnel misconduct (PM), law enforcement (LE), and counterintelligence (CI) investigations. -At any time, the USG may inspect and seize data stored on this IS. -Communications using, or data stored on, this IS are not private, are subject to routine monitoring, interception, and search, and may be disclosed or used for any USG-authorized purpose. -This IS includes security measures (e.g., authentication and access controls) to protect USG interests--not for your personal benefit or privacy. -Notwithstanding the above, using this IS does not constitute consent to PM, LE or CI investigative searching or monitoring of the content of privileged communications, or work product, related to personal representation or services by attorneys, psychotherapists, or clergy, and their assistants. Such communications and work product are private and confidential. See User Agreement for details.</ValueData> <ValueName>LegalNoticeText</ValueName> <ValueType>String</ValueType> </Rule> <Rule id="V-220922" severity="low" conversionstatus="pass" title="SRG-OS-000023-GPOS-00006" dscresource="Registry"> <Description><VulnDiscussion>Failure to display the logon banner prior to a logon attempt will negate legal proceedings resulting from unauthorized access to system resources.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System</Key> <LegacyId>V-63681</LegacyId> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>'{0}' -match '^(DoD Notice and Consent Banner|US Department of Defense Warning Statement)$'</OrganizationValueTestString> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: LegalNoticeCaption Value Type: REG_SZ Value: See message title above "DoD Notice and Consent Banner", "US Department of Defense Warning Statement" or a site-defined equivalent, this is a finding. If a site-defined title is used, it can in no case contravene or modify the language of the banner text required in WN10-SO-000075.</RawString> <ValueData /> <ValueName>LegalNoticeCaption</ValueName> <ValueType>String</ValueType> </Rule> <Rule id="V-220923" severity="low" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="Registry"> <Description><VulnDiscussion>The default Windows configuration caches the last logon credentials for users who log on interactively to a system. This feature is provided for system availability reasons, such as the user's machine being disconnected from the network or domain controllers being unavailable. Even though the credential cache is well-protected, if a system is attacked, an unauthorized individual may isolate the password to a domain user account using a password-cracking program and gain access to the domain.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Windows NT\CurrentVersion\Winlogon</Key> <LegacyId>V-63687</LegacyId> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>'{0}' -le '10'</OrganizationValueTestString> <RawString>This is the default configuration for this setting (10 logons to cache). If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows NT\CurrentVersion\Winlogon\ Value Name: CachedLogonsCount Value Type: REG_SZ Value: 10 (or less) This setting only applies to domain-joined systems, however, it is configured by default on all systems.</RawString> <ValueData /> <ValueName>CachedLogonsCount</ValueName> <ValueType>String</ValueType> </Rule> <Rule id="V-220924" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="Registry"> <Description><VulnDiscussion>Unattended systems are susceptible to unauthorized use and must be locked. Configuring a system to lock when a smart card is removed will ensure the system is inaccessible when unattended.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Windows NT\CurrentVersion\Winlogon</Key> <LegacyId>V-63697</LegacyId> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>'{0}' -match '1|2'</OrganizationValueTestString> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows NT\CurrentVersion\Winlogon\ Value Name: SCRemoveOption Value Type: REG_SZ Value: 1 (Lock Workstation) or 2 (Force Logoff) This can be left not configured or set to "No action" on workstations with the following conditions. This must be documented with the ISSO. -The setting cannot be configured due to mission needs, or because it interferes with applications. -Policy must be in place that users manually lock workstations when leaving them unattended. -The screen saver is properly configured to lock as required.</RawString> <ValueData /> <ValueName>SCRemoveOption</ValueName> <ValueType>String</ValueType> </Rule> <Rule id="V-220925" severity="medium" conversionstatus="pass" title="SRG-OS-000423-GPOS-00187" dscresource="Registry"> <Description><VulnDiscussion>The server message block (SMB) protocol provides the basis for many network operations. Digitally signed SMB packets aid in preventing man-in-the-middle attacks. If this policy is enabled, the SMB client will only communicate with an SMB server that performs SMB packet signing.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Services\LanmanWorkstation\Parameters</Key> <LegacyId>V-63703</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\LanmanWorkstation\Parameters\ Value Name: RequireSecuritySignature Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>RequireSecuritySignature</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220926" severity="medium" conversionstatus="pass" title="SRG-OS-000074-GPOS-00042" dscresource="Registry"> <Description><VulnDiscussion>Some non-Microsoft SMB servers only support unencrypted (plain text) password authentication. Sending plain text passwords across the network, when authenticating to an SMB server, reduces the overall security of the environment. Check with the vendor of the SMB server to see if there is a way to support encrypted password authentication.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Services\LanmanWorkstation\Parameters</Key> <LegacyId>V-63711</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\LanmanWorkstation\Parameters\ Value Name: EnablePlainTextPassword Value Type: REG_DWORD Value: 0</RawString> <ValueData>0</ValueData> <ValueName>EnablePlainTextPassword</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220927" severity="medium" conversionstatus="pass" title="SRG-OS-000423-GPOS-00187" dscresource="Registry"> <Description><VulnDiscussion>The server message block (SMB) protocol provides the basis for many network operations. Digitally signed SMB packets aid in preventing man-in-the-middle attacks. If this policy is enabled, the SMB server will only communicate with an SMB client that performs SMB packet signing.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Services\LanManServer\Parameters</Key> <LegacyId>V-63719</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\LanManServer\Parameters\ Value Name: RequireSecuritySignature Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>RequireSecuritySignature</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220929" severity="high" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="Registry"> <Description><VulnDiscussion>Anonymous enumeration of SAM accounts allows anonymous log on users (null session connections) to list all accounts names, thus providing a list of potential points to attack the system.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\Lsa</Key> <LegacyId>V-63745</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\Lsa\ Value Name: RestrictAnonymousSAM Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>RestrictAnonymousSAM</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220930" severity="high" conversionstatus="pass" title="SRG-OS-000138-GPOS-00069" dscresource="Registry"> <Description><VulnDiscussion>Allowing anonymous logon users (null session connections) to list all account names and enumerate all shared resources can provide a map of potential points to attack the system.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\Lsa</Key> <LegacyId>V-63749</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\Lsa\ Value Name: RestrictAnonymous Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>RestrictAnonymous</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220931" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="Registry"> <Description><VulnDiscussion>Access by anonymous users must be restricted. If this setting is enabled, then anonymous users have the same rights and permissions as the built-in Everyone group. Anonymous users must not have these permissions or rights.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\Lsa</Key> <LegacyId>V-63755</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\Lsa\ Value Name: EveryoneIncludesAnonymous Value Type: REG_DWORD Value: 0</RawString> <ValueData>0</ValueData> <ValueName>EveryoneIncludesAnonymous</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220932" severity="high" conversionstatus="pass" title="SRG-OS-000138-GPOS-00069" dscresource="Registry"> <Description><VulnDiscussion>Allowing anonymous access to named pipes or shares provides the potential for unauthorized system access. This setting restricts access to those defined in "Network access: Named Pipes that can be accessed anonymously" and "Network access: Shares that can be accessed anonymously", both of which must be blank under other requirements.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Services\LanManServer\Parameters</Key> <LegacyId>V-63759</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\LanManServer\Parameters\ Value Name: RestrictNullSessAccess Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>RestrictNullSessAccess</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220933" severity="medium" conversionstatus="pass" title="SRG-OS-000324-GPOS-00125" dscresource="Registry"> <Description><VulnDiscussion>The Windows Security Account Manager (SAM) stores users' passwords. Restricting remote rpc connections to the SAM to Administrators helps protect those credentials.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\Lsa</Key> <LegacyId>V-71769</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Windows 10 v1507 LTSB version does not include this setting, it is NA for those systems. If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\Lsa\ Value Name: RestrictRemoteSAM Value Type: REG_SZ Value: O:BAG:BAD:(A;;RC;;;BA)</RawString> <ValueData>O:BAG:BAD:(A;;RC;;;BA)</ValueData> <ValueName>RestrictRemoteSAM</ValueName> <ValueType>String</ValueType> </Rule> <Rule id="V-220934" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="Registry"> <Description><VulnDiscussion>NTLM sessions that are allowed to fall back to Null (unauthenticated) sessions may gain unauthorized access.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\LSA\MSV1_0</Key> <LegacyId>V-63765</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\LSA\MSV1_0\ Value Name: allownullsessionfallback Value Type: REG_DWORD Value: 0</RawString> <ValueData>0</ValueData> <ValueName>allownullsessionfallback</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220935" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="Registry"> <Description><VulnDiscussion>PKU2U is a peer-to-peer authentication protocol. This setting prevents online identities from authenticating to domain-joined systems. Authentication will be centrally managed with Windows user accounts.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\LSA\pku2u</Key> <LegacyId>V-63767</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\LSA\pku2u\ Value Name: AllowOnlineID Value Type: REG_DWORD Value: 0</RawString> <ValueData>0</ValueData> <ValueName>AllowOnlineID</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220936" severity="medium" conversionstatus="pass" title="SRG-OS-000120-GPOS-00061" dscresource="Registry"> <Description><VulnDiscussion>Certain encryption types are no longer considered secure. This setting configures a minimum encryption type for Kerberos, preventing the use of the DES and RC4 encryption suites.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\Kerberos\Parameters</Key> <LegacyId>V-63795</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\Kerberos\Parameters\ Value Name: SupportedEncryptionTypes Value Type: REG_DWORD Value: 0x7ffffff8 (2147483640)</RawString> <ValueData>2147483640</ValueData> <ValueName>SupportedEncryptionTypes</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220937" severity="high" conversionstatus="pass" title="SRG-OS-000073-GPOS-00041" dscresource="Registry"> <Description><VulnDiscussion>The LAN Manager hash uses a weak encryption algorithm and there are several tools available that use this hash to retrieve account passwords. This setting controls whether or not a LAN Manager hash of the password is stored in the SAM the next time the password is changed.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\Lsa</Key> <LegacyId>V-63797</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\Lsa\ Value Name: NoLMHash Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>NoLMHash</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220938" severity="high" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="Registry"> <Description><VulnDiscussion>The Kerberos v5 authentication protocol is the default for authentication of users who are logging on to domain accounts. NTLM, which is less secure, is retained in later Windows versions for compatibility with clients and servers that are running earlier versions of Windows or applications that still use it. It is also used to authenticate logons to stand-alone computers that are running later versions.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\Lsa</Key> <LegacyId>V-63801</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\Lsa\ Value Name: LmCompatibilityLevel Value Type: REG_DWORD Value: 5</RawString> <ValueData>5</ValueData> <ValueName>LmCompatibilityLevel</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220939" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="Registry"> <Description><VulnDiscussion>This setting controls the signing requirements for LDAP clients. This setting must be set to Negotiate signing or Require signing, depending on the environment and type of LDAP server in use.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Services\LDAP</Key> <LegacyId>V-63803</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\LDAP\ Value Name: LDAPClientIntegrity Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>LDAPClientIntegrity</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220940" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="Registry"> <Description><VulnDiscussion>Microsoft has implemented a variety of security support providers for use with RPC sessions. All of the options must be enabled to ensure the maximum security level.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\Lsa\MSV1_0</Key> <LegacyId>V-63805</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\Lsa\MSV1_0\ Value Name: NTLMMinClientSec Value Type: REG_DWORD Value: 0x20080000 (537395200)</RawString> <ValueData>537395200</ValueData> <ValueName>NTLMMinClientSec</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220941" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="Registry"> <Description><VulnDiscussion>Microsoft has implemented a variety of security support providers for use with RPC sessions. All of the options must be enabled to ensure the maximum security level.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\Lsa\MSV1_0</Key> <LegacyId>V-63807</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\Lsa\MSV1_0\ Value Name: NTLMMinServerSec Value Type: REG_DWORD Value: 0x20080000 (537395200)</RawString> <ValueData>537395200</ValueData> <ValueName>NTLMMinServerSec</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220942" severity="medium" conversionstatus="pass" title="SRG-OS-000478-GPOS-00223" dscresource="Registry"> <Description><VulnDiscussion>This setting ensures that the system uses algorithms that are FIPS-compliant for encryption, hashing, and signing. FIPS-compliant algorithms meet specific standards established by the U.S. Government and must be the algorithms used for all OS encryption functions.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\Lsa\FIPSAlgorithmPolicy</Key> <LegacyId>V-63811</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\Lsa\FIPSAlgorithmPolicy\ Value Name: Enabled Value Type: REG_DWORD Value: 1 Warning: Clients with this setting enabled will not be able to communicate via digitally encrypted or signed protocols with servers that do not support these algorithms. Both the browser and web server must be configured to use TLS otherwise the browser will not be able to connect to a secure site.</RawString> <ValueData>1</ValueData> <ValueName>Enabled</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220943" severity="low" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="Registry"> <Description><VulnDiscussion>Windows systems maintain a global list of shared system resources such as DOS device names, mutexes, and semaphores. Each type of object is created with a default DACL that specifies who can access the objects with what permissions. If this policy is enabled, the default DACL is stronger, allowing non-admin users to read shared objects, but not modify shared objects that they did not create.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\Session Manager</Key> <LegacyId>V-63815</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\Session Manager\ Value Name: ProtectionMode Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>ProtectionMode</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220944" severity="medium" conversionstatus="pass" title="SRG-OS-000373-GPOS-00157" dscresource="Registry"> <Description><VulnDiscussion>User Account Control (UAC) is a security mechanism for limiting the elevation of privileges, including administrative accounts, unless authorized. This setting configures the built-in Administrator account so that it runs in Admin Approval Mode.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System</Key> <LegacyId>V-63817</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: FilterAdministratorToken Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>FilterAdministratorToken</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220945" severity="medium" conversionstatus="pass" title="SRG-OS-000134-GPOS-00068" dscresource="Registry"> <Description><VulnDiscussion>User Account Control (UAC) is a security mechanism for limiting the elevation of privileges, including administrative accounts, unless authorized. This setting configures the elevation requirements for logged on administrators to complete a task that requires raised privileges.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System</Key> <LegacyId>V-63819</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: ConsentPromptBehaviorAdmin Value Type: REG_DWORD Value: 2 (Prompt for consent on the secure desktop)</RawString> <ValueData>2</ValueData> <ValueName>ConsentPromptBehaviorAdmin</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220947" severity="medium" conversionstatus="pass" title="SRG-OS-000373-GPOS-00157" dscresource="Registry"> <Description><VulnDiscussion>User Account Control (UAC) is a security mechanism for limiting the elevation of privileges, including administrative accounts, unless authorized. Denying elevation requests from standard user accounts requires tasks that need elevation to be initiated by accounts with administrative privileges. This ensures correct accounts are used on the system for privileged tasks to help mitigate credential theft.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System</Key> <LegacyId>V-63821</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: ConsentPromptBehaviorUser Value Type: REG_DWORD Value: 0</RawString> <ValueData>0</ValueData> <ValueName>ConsentPromptBehaviorUser</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220948" severity="medium" conversionstatus="pass" title="SRG-OS-000134-GPOS-00068" dscresource="Registry"> <Description><VulnDiscussion>User Account Control (UAC) is a security mechanism for limiting the elevation of privileges, including administrative accounts, unless authorized. This setting requires Windows to respond to application installation requests by prompting for credentials.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System</Key> <LegacyId>V-63825</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: EnableInstallerDetection Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>EnableInstallerDetection</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220949" severity="medium" conversionstatus="pass" title="SRG-OS-000134-GPOS-00068" dscresource="Registry"> <Description><VulnDiscussion>User Account Control (UAC) is a security mechanism for limiting the elevation of privileges, including administrative accounts, unless authorized. This setting configures Windows to only allow applications installed in a secure location on the file system, such as the Program Files or the Windows\System32 folders, to run with elevated privileges.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System</Key> <LegacyId>V-63827</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: EnableSecureUIAPaths Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>EnableSecureUIAPaths</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220950" severity="medium" conversionstatus="pass" title="SRG-OS-000373-GPOS-00157" dscresource="Registry"> <Description><VulnDiscussion>User Account Control (UAC) is a security mechanism for limiting the elevation of privileges, including administrative accounts, unless authorized. This setting enables UAC.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System</Key> <LegacyId>V-63829</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: EnableLUA Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>EnableLUA</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220951" severity="medium" conversionstatus="pass" title="SRG-OS-000134-GPOS-00068" dscresource="Registry"> <Description><VulnDiscussion>User Account Control (UAC) is a security mechanism for limiting the elevation of privileges, including administrative accounts, unless authorized. This setting configures non-UAC compliant applications to run in virtualized file and registry entries in per-user locations, allowing them to run.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System</Key> <LegacyId>V-63831</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: EnableVirtualization Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>EnableVirtualization</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220954" severity="low" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Toast notifications that are displayed on the lock screen could display sensitive information to unauthorized personnel. Turning off this feature will limit access to the information to a logged on user.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_CURRENT_USER\SOFTWARE\Policies\Microsoft\Windows\CurrentVersion\PushNotifications</Key> <LegacyId>V-63839</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_CURRENT_USER Registry Path: \SOFTWARE\Policies\Microsoft\Windows\CurrentVersion\PushNotifications\ Value Name: NoToastApplicationNotificationOnLockScreen Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>NoToastApplicationNotificationOnLockScreen</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-220955" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Preserving zone of origin (internet, intranet, local, restricted) information on file attachments allows Windows to determine risk.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_CURRENT_USER\SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\Attachments</Key> <LegacyId>V-63841</LegacyId> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>'{0}' -match '2|ShouldBeAbsent'</OrganizationValueTestString> <RawString>The default behavior is for Windows to mark file attachments with their zone information. If the registry Value Name below does not exist, this is not a finding. If it exists and is configured with a value of "2", this is not a finding. If it exists and is configured with a value of "1", this is a finding. Registry Hive: HKEY_CURRENT_USER Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\Attachments\ Value Name: SaveZoneInformation Value Type: REG_DWORD Value: 0x00000002 (2) (or if the Value Name does not exist)</RawString> <ValueData /> <ValueName>SaveZoneInformation</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-250319.a" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Additional security requirements are applied to Universal Naming Convention (UNC) paths specified in Hardened UNC paths before allowing access them. This aids in preventing tampering with or spoofing of connections to these paths.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\NetworkProvider\HardenedPaths</Key> <LegacyId>V-63577.a</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\NetworkProvider\HardenedPaths\ Value Type: REG_SZ Value Name: \\*\NETLOGON Value: RequireMutualAuthentication=1, RequireIntegrity=1</RawString> <ValueData>RequireMutualAuthentication=1, RequireIntegrity=1</ValueData> <ValueName>\\*\NETLOGON</ValueName> <ValueType>String</ValueType> </Rule> <Rule id="V-250319.b" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Additional security requirements are applied to Universal Naming Convention (UNC) paths specified in Hardened UNC paths before allowing access them. This aids in preventing tampering with or spoofing of connections to these paths.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\NetworkProvider\HardenedPaths</Key> <LegacyId>V-63577.b</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\NetworkProvider\HardenedPaths\ Value Type: REG_SZ Value Name: \\*\SYSVOL Value: RequireMutualAuthentication=1, RequireIntegrity=1</RawString> <ValueData>RequireMutualAuthentication=1, RequireIntegrity=1</ValueData> <ValueName>\\*\SYSVOL</ValueName> <ValueType>String</ValueType> </Rule> <Rule id="V-252896" severity="medium" conversionstatus="pass" title="SRG-OS-000041-GPOS-00019" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Enabling PowerShell Transcription will record detailed information from the processing of PowerShell commands and scripts. This can provide additional detail when malware has run on a system.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\PowerShell\Transcription</Key> <LegacyId> </LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\PowerShell\Transcription\ Value Name: EnableTranscripting Value Type: REG_DWORD Value: 1</RawString> <ValueData>1</ValueData> <ValueName>EnableTranscripting</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-252903" severity="low" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="RegistryPolicyFile"> <Description><VulnDiscussion>Virtualization-based protection of code integrity enforces kernel mode memory protections and protects Code Integrity validation paths. This isolates the processes from the rest of the operating system and can only be accessed by privileged system software.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SOFTWARE\Policies\Microsoft\Windows\DeviceGuard</Key> <LegacyId> </LegacyId> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>'{0}' -match '1|2'</OrganizationValueTestString> <RawString>Confirm virtualization-based protection of code integrity. For devices that support the virtualization based security (VBS) feature for protection of code integrity, this must be enabled. If the system meets the hardware, firmware, and compatible device driver dependencies for enabling virtualization-based protection of code integrity but it is not enabled, this is a CAT II finding. Virtualization based security currently cannot be implemented in virtual desktop implementations (VDI) due to specific supporting requirements including a TPM, UEFI with Secure Boot, and the capability to run the Hyper-V feature within the virtual desktop. For VDIs where the virtual desktop instance is deleted or refreshed upon logoff, this is NA. Run "PowerShell" with elevated privileges (run as administrator). Enter the following: "Get-CimInstance -ClassName Win32_DeviceGuard -Namespace root\Microsoft\Windows\DeviceGuard" If "SecurityServicesRunning" does not include a value of "2" (e.g., "{1, 2}"), this is a finding. Alternately: Run "System Information". Under "System Summary", verify the following: If "Virtualization-based Security Services Running" does not list "Hypervisor enforced Code Integrity", this is finding. The policy settings referenced in the Fix section will configure the following registry value. However due to hardware requirements, the registry value alone does not ensure proper function. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\DeviceGuard\ Value Name: HypervisorEnforcedCodeIntegrity Value Type: REG_DWORD Value: 0x00000001 (1) (Enabled with UEFI lock), or 0x00000002 (2) (Enabled without lock)</RawString> <ValueData /> <ValueName>HypervisorEnforcedCodeIntegrity</ValueName> <ValueType>Dword</ValueType> </Rule> </RegistryRule> <RootCertificateRule dscresourcemodule="CertificateDsc"> <Rule id="V-220903.a" severity="medium" conversionstatus="pass" title="SRG-OS-000066-GPOS-00034" dscresource="CertificateDSC"> <CertificateName>DoD Root CA 3</CertificateName> <Description><VulnDiscussion>To ensure secure DoD websites and DoD-signed code are properly validated, the system must trust the DoD Root Certificate Authorities (CAs). The DoD root certificates will ensure the trust chain is established for server certificates issued from the DoD CAs.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63579.a</LegacyId> <Location /> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>location for DoD Root CA 3 certificate is present</OrganizationValueTestString> <RawString>DoD Root CA 3,D73CA91102A2204A36459ED32213B467D7CE97FB</RawString> <Thumbprint>D73CA91102A2204A36459ED32213B467D7CE97FB</Thumbprint> </Rule> <Rule id="V-220903.b" severity="medium" conversionstatus="pass" title="SRG-OS-000066-GPOS-00034" dscresource="CertificateDSC"> <CertificateName>DoD Root CA 4</CertificateName> <Description><VulnDiscussion>To ensure secure DoD websites and DoD-signed code are properly validated, the system must trust the DoD Root Certificate Authorities (CAs). The DoD root certificates will ensure the trust chain is established for server certificates issued from the DoD CAs.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63579.b</LegacyId> <Location /> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>location for DoD Root CA 4 certificate is present</OrganizationValueTestString> <RawString>DoD Root CA 4,B8269F25DBD937ECAFD4C35A9838571723F2D026</RawString> <Thumbprint>B8269F25DBD937ECAFD4C35A9838571723F2D026</Thumbprint> </Rule> <Rule id="V-220903.c" severity="medium" conversionstatus="pass" title="SRG-OS-000066-GPOS-00034" dscresource="CertificateDSC"> <CertificateName>DoD Root CA 5</CertificateName> <Description><VulnDiscussion>To ensure secure DoD websites and DoD-signed code are properly validated, the system must trust the DoD Root Certificate Authorities (CAs). The DoD root certificates will ensure the trust chain is established for server certificates issued from the DoD CAs.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63579.c</LegacyId> <Location /> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>location for DoD Root CA 5 certificate is present</OrganizationValueTestString> <RawString>DoD Root CA 5,4ECB5CC3095670454DA1CBD410FC921F46B8564B</RawString> <Thumbprint>4ECB5CC3095670454DA1CBD410FC921F46B8564B</Thumbprint> </Rule> <Rule id="V-220905.a" severity="medium" conversionstatus="pass" title="SRG-OS-000066-GPOS-00034" dscresource="CertificateDSC"> <CertificateName>DoD Interoperability Root CA 2</CertificateName> <Description><VulnDiscussion>To ensure users do not experience denial of service when performing certificate-based authentication to DoD websites due to the system chaining to a root other than DoD Root CAs, the DoD Interoperability Root CA cross-certificates must be installed in the Untrusted Certificate Store. This requirement only applies to unclassified systems.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63587.a</LegacyId> <Location /> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>location for DoD Interoperability Root CA 2 certificate is present</OrganizationValueTestString> <RawString>DoD Interoperability Root CA 2,AC06108CA348CC03B53795C64BF84403C1DBD341</RawString> <Thumbprint>AC06108CA348CC03B53795C64BF84403C1DBD341</Thumbprint> </Rule> <Rule id="V-220905.b" severity="medium" conversionstatus="pass" title="SRG-OS-000066-GPOS-00034" dscresource="CertificateDSC"> <CertificateName>DoD Interoperability Root CA 2</CertificateName> <Description><VulnDiscussion>To ensure users do not experience denial of service when performing certificate-based authentication to DoD websites due to the system chaining to a root other than DoD Root CAs, the DoD Interoperability Root CA cross-certificates must be installed in the Untrusted Certificate Store. This requirement only applies to unclassified systems.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63587.b</LegacyId> <Location /> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>location for DoD Interoperability Root CA 2 certificate is present</OrganizationValueTestString> <RawString>DoD Interoperability Root CA 2,49CBE933151872E17C8EAE7F0ABA97FB610F6477</RawString> <Thumbprint>49CBE933151872E17C8EAE7F0ABA97FB610F6477</Thumbprint> </Rule> <Rule id="V-220906" severity="medium" conversionstatus="pass" title="SRG-OS-000066-GPOS-00034" dscresource="CertificateDSC"> <CertificateName>US DoD CCEB Interoperability Root CA 2</CertificateName> <Description><VulnDiscussion>To ensure users do not experience denial of service when performing certificate-based authentication to DoD websites due to the system chaining to a root other than DoD Root CAs, the US DoD CCEB Interoperability Root CA cross-certificates must be installed in the Untrusted Certificate Store. This requirement only applies to unclassified systems.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63589</LegacyId> <Location /> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>location for US DoD CCEB Interoperability Root CA 2 certificate is present</OrganizationValueTestString> <RawString>Verify the US DoD CCEB Interoperability Root CA cross-certificate is installed on unclassified systems as an Untrusted Certificate. Run "PowerShell" as an administrator. Execute the following command: Get-ChildItem -Path Cert:Localmachine\disallowed | Where Issuer -Like "*CCEB Interoperability*" | FL Subject, Issuer, Thumbprint, NotAfter If the following certificate "Subject", "Issuer", and "Thumbprint", information is not displayed, this is a finding. Subject: CN=DoD Root CA 3, OU=PKI, OU=DoD, O=U.S. Government, C=US Issuer: CN=US DoD CCEB Interoperability Root CA 2, OU=PKI, OU=DoD, O=U.S.Government, C=US Thumbprint: AF132AC65DE86FC4FB3FE51FD637EBA0FF0B12A9 NotAfter: 8/26/2022 9:07:50 AM Alternately use the Certificates MMC snap-in: Run "MMC". Select "File", "Add/Remove Snap-in". Select "Certificates", click "Add". Select "Computer account", click "Next". Select "Local computer: (the computer this console is running on)", click "Finish". Click "OK". Expand "Certificates" and navigate to "Untrusted Certificates >> Certificates". For each certificate with "US DoD CCEB Interoperability Root CA …" under "Issued By": Right-click on the certificate and select "Open". Select the "Details" tab. Scroll to the bottom and select "Thumbprint". If the certificate below is not listed or the value for the "Thumbprint" field is not as noted, this is a finding. Subject: CN=DoD Root CA 3, OU=PKI, OU=DoD, O=U.S. Government, C=US Issuer: CN=US DoD CCEB Interoperability Root CA 2, OU=PKI, OU=DoD, O=U.S.Government, C=US Thumbprint: AF132AC65DE86FC4FB3FE51FD637EBA0FF0B12A9 NotAfter: 8/26/2022 9:07:50 AM</RawString> <Thumbprint>AF132AC65DE86FC4FB3FE51FD637EBA0FF0B12A9</Thumbprint> </Rule> </RootCertificateRule> <SecurityOptionRule dscresourcemodule="SecurityPolicyDsc"> <Rule id="V-220908" severity="medium" conversionstatus="pass" title="SRG-OS-000104-GPOS-00051" dscresource="SecurityOption"> <Description><VulnDiscussion>The built-in administrator account is a well-known account subject to attack. It also provides no accountability to individual administrators on a system. It must be disabled to prevent its use.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63601</LegacyId> <OptionName>Accounts: Administrator account status</OptionName> <OptionValue>Disabled</OptionValue> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options. If the value for "Accounts: Administrator account status" is not set to "Disabled", this is a finding.</RawString> </Rule> <Rule id="V-220909" severity="medium" conversionstatus="pass" title="SRG-OS-000121-GPOS-00062" dscresource="SecurityOption"> <Description><VulnDiscussion>A system faces an increased vulnerability threat if the built-in guest account is not disabled. This account is a known account that exists on all Windows systems and cannot be deleted. This account is initialized during the installation of the operating system with no password assigned.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63611</LegacyId> <OptionName>Accounts: Guest account status</OptionName> <OptionValue>Disabled</OptionValue> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options. If the value for "Accounts: Guest account status" is not set to "Disabled", this is a finding.</RawString> </Rule> <Rule id="V-220911" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="SecurityOption"> <Description><VulnDiscussion>The built-in administrator account is a well-known account subject to attack. Renaming this account to an unidentified name improves the protection of this account and the system.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63619</LegacyId> <OptionName>Accounts: Rename administrator account</OptionName> <OptionValue /> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>'{0}' -ne 'Administrator'</OrganizationValueTestString> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options. If the value for "Accounts: Rename administrator account" is set to "Administrator", this is a finding.</RawString> </Rule> <Rule id="V-220912" severity="medium" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="SecurityOption"> <Description><VulnDiscussion>The built-in guest account is a well-known user account on all Windows systems and, as initially installed, does not require a password. This can allow access to system resources by unauthorized users. Renaming this account to an unidentified name improves the protection of this account and the system.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63625</LegacyId> <OptionName>Accounts: Rename guest account</OptionName> <OptionValue /> <OrganizationValueRequired>True</OrganizationValueRequired> <OrganizationValueTestString>'{0}' -ne 'Guest'</OrganizationValueTestString> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options. If the value for "Accounts: Rename guest account" is set to "Guest", this is a finding.</RawString> </Rule> <Rule id="V-220928" severity="high" conversionstatus="pass" title="SRG-OS-000480-GPOS-00227" dscresource="SecurityOption"> <Description><VulnDiscussion>Allowing anonymous SID/Name translation can provide sensitive information for accessing a system. Only authorized users must be able to perform such translations.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63739</LegacyId> <OptionName>Network access: Allow anonymous SID/Name translation</OptionName> <OptionValue>Disabled</OptionValue> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options. If the value for "Network access: Allow anonymous SID/Name translation" is not set to "Disabled", this is a finding.</RawString> </Rule> </SecurityOptionRule> <ServiceRule dscresourcemodule="PSDscResources"> <Rule id="V-220732" severity="medium" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="Service"> <Description><VulnDiscussion>The Secondary Logon service provides a means for entering alternate credentials, typically used to run commands with elevated privileges. Using privileged credentials in a standard user session can expose those credentials to theft.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-74719</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Run "Services.msc". Locate the "Secondary Logon" service. If the "Startup Type" is not "Disabled" or the "Status" is "Running", this is a finding.</RawString> <ServiceName>seclogon</ServiceName> <ServiceState>Stopped</ServiceState> <StartupType>Disabled</StartupType> </Rule> </ServiceRule> <UserRightRule dscresourcemodule="SecurityPolicyDsc"> <Rule id="V-220956" severity="medium" conversionstatus="pass" title="SRG-OS-000324-GPOS-00125" dscresource="UserRightsAssignment"> <Constant>SeTrustedCredManAccessPrivilege</Constant> <Description><VulnDiscussion>Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. Accounts with the "Access Credential Manager as a trusted caller" user right may be able to retrieve the credentials of other accounts from Credential Manager.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DisplayName>Access Credential Manager as a trusted caller</DisplayName> <DuplicateOf /> <Force>True</Force> <Identity>NULL</Identity> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63843</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any groups or accounts are granted the "Access Credential Manager as a trusted caller" user right, this is a finding.</RawString> </Rule> <Rule id="V-220957" severity="medium" conversionstatus="pass" title="SRG-OS-000080-GPOS-00048" dscresource="UserRightsAssignment"> <Constant>SeNetworkLogonRight</Constant> <Description><VulnDiscussion>Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. Accounts with the "Access this computer from the network" user right may access resources on the system, and must be limited to those that require it.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DisplayName>Access this computer from the network</DisplayName> <DuplicateOf /> <Force>True</Force> <Identity>Administrators,Remote Desktop Users</Identity> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63845</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any groups or accounts other than the following are granted the "Access this computer from the network" user right, this is a finding: Administrators Remote Desktop Users If a domain application account such as for a management tool requires this user right, this would not be a finding. Vendor documentation must support the requirement for having the user right. The requirement must be documented with the ISSO. The application account, managed at the domain level, must meet requirements for application account passwords, such as length and frequency of changes as defined in the Windows server STIGs.</RawString> </Rule> <Rule id="V-220958" severity="high" conversionstatus="pass" title="SRG-OS-000324-GPOS-00125" dscresource="UserRightsAssignment"> <Constant>SeTcbPrivilege</Constant> <Description><VulnDiscussion>Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. Accounts with the "Act as part of the operating system" user right can assume the identity of any user and gain access to resources that user is authorized to access. Any accounts with this right can take complete control of a system.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DisplayName>Act as part of the operating system</DisplayName> <DuplicateOf /> <Force>True</Force> <Identity>NULL</Identity> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63847</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any groups or accounts (to include administrators), are granted the "Act as part of the operating system" user right, this is a finding.</RawString> </Rule> <Rule id="V-220959" severity="medium" conversionstatus="pass" title="SRG-OS-000080-GPOS-00048" dscresource="UserRightsAssignment"> <Constant>SeInteractiveLogonRight</Constant> <Description><VulnDiscussion>Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Allow log on locally" user right can log on interactively to a system.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DisplayName>Allow log on locally</DisplayName> <DuplicateOf /> <Force>True</Force> <Identity>Administrators,Users</Identity> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63851</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any groups or accounts other than the following are granted the "Allow log on locally" user right, this is a finding: Administrators Users</RawString> </Rule> <Rule id="V-220960" severity="medium" conversionstatus="pass" title="SRG-OS-000324-GPOS-00125" dscresource="UserRightsAssignment"> <Constant>SeBackupPrivilege</Constant> <Description><VulnDiscussion>Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. Accounts with the "Back up files and directories" user right can circumvent file and directory permissions and could allow access to sensitive data."</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DisplayName>Back up files and directories</DisplayName> <DuplicateOf /> <Force>True</Force> <Identity>Administrators</Identity> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63853</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any groups or accounts other than the following are granted the "Back up files and directories" user right, this is a finding: Administrators</RawString> </Rule> <Rule id="V-220961" severity="medium" conversionstatus="pass" title="SRG-OS-000324-GPOS-00125" dscresource="UserRightsAssignment"> <Constant>SeSystemtimePrivilege</Constant> <Description><VulnDiscussion>Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. Accounts with the "Change the system time" user right can change the system time, which can impact authentication, as well as affect time stamps on event log entries. The NT SERVICE\autotimesvc is added in v1909 cumulative update. </VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DisplayName>Change the system time</DisplayName> <DuplicateOf /> <Force>True</Force> <Identity>Administrators,LOCAL SERVICE,NT SERVICE\autotimesvc</Identity> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63855</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any groups or accounts other than the following are granted the "Change the system time" user right, this is a finding: Administrators LOCAL SERVICE NT SERVICE\autotimesvc is added in v1909 cumulative update.</RawString> </Rule> <Rule id="V-220962" severity="medium" conversionstatus="pass" title="SRG-OS-000324-GPOS-00125" dscresource="UserRightsAssignment"> <Constant>SeCreatePagefilePrivilege</Constant> <Description><VulnDiscussion>Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. Accounts with the "Create a pagefile" user right can change the size of a pagefile, which could affect system performance.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DisplayName>Create a pagefile</DisplayName> <DuplicateOf /> <Force>True</Force> <Identity>Administrators</Identity> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63857</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any groups or accounts other than the following are granted the "Create a pagefile" user right, this is a finding: Administrators</RawString> </Rule> <Rule id="V-220963" severity="high" conversionstatus="pass" title="SRG-OS-000324-GPOS-00125" dscresource="UserRightsAssignment"> <Constant>SeCreateTokenPrivilege</Constant> <Description><VulnDiscussion>Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. The "Create a token object" user right allows a process to create an access token. This could be used to provide elevated rights and compromise a system.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DisplayName>Create a token object</DisplayName> <DuplicateOf /> <Force>True</Force> <Identity>NULL</Identity> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63859</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any groups or accounts are granted the "Create a token object" user right, this is a finding.</RawString> </Rule> <Rule id="V-220964" severity="medium" conversionstatus="pass" title="SRG-OS-000324-GPOS-00125" dscresource="UserRightsAssignment"> <Constant>SeCreateGlobalPrivilege</Constant> <Description><VulnDiscussion>Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. Accounts with the "Create global objects" user right can create objects that are available to all sessions, which could affect processes in other users' sessions.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DisplayName>Create global objects</DisplayName> <DuplicateOf /> <Force>True</Force> <Identity>Administrators,LOCAL SERVICE,NETWORK SERVICE,SERVICE</Identity> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63861</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any groups or accounts other than the following are granted the "Create global objects" user right, this is a finding: Administrators LOCAL SERVICE NETWORK SERVICE SERVICE</RawString> </Rule> <Rule id="V-220965" severity="medium" conversionstatus="pass" title="SRG-OS-000324-GPOS-00125" dscresource="UserRightsAssignment"> <Constant>SeCreatePermanentPrivilege</Constant> <Description><VulnDiscussion>Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. Accounts with the "Create permanent shared objects" user right could expose sensitive data by creating shared objects.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DisplayName>Create permanent shared objects</DisplayName> <DuplicateOf /> <Force>True</Force> <Identity>NULL</Identity> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63863</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any groups or accounts are granted the "Create permanent shared objects" user right, this is a finding.</RawString> </Rule> <Rule id="V-220966" severity="medium" conversionstatus="pass" title="SRG-OS-000324-GPOS-00125" dscresource="UserRightsAssignment"> <Constant>SeCreateSymbolicLinkPrivilege</Constant> <Description><VulnDiscussion>Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. Accounts with the "Create symbolic links" user right can create pointers to other objects, which could potentially expose the system to attack.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DisplayName>Create symbolic links</DisplayName> <DuplicateOf /> <Force>True</Force> <Identity>Administrators</Identity> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63865</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any groups or accounts other than the following are granted the "Create symbolic links" user right, this is a finding: Administrators If the workstation has an approved use of Hyper-V, such as being used as a dedicated admin workstation using Hyper-V to separate administration and standard user functions, "NT VIRTUAL MACHINES\VIRTUAL MACHINE" may be assigned this user right and is not a finding.</RawString> </Rule> <Rule id="V-220967" severity="high" conversionstatus="pass" title="SRG-OS-000324-GPOS-00125" dscresource="UserRightsAssignment"> <Constant>SeDebugPrivilege</Constant> <Description><VulnDiscussion>Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. Accounts with the "Debug Programs" user right can attach a debugger to any process or to the kernel, providing complete access to sensitive and critical operating system components. This right is given to Administrators in the default configuration.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DisplayName>Debug Programs</DisplayName> <DuplicateOf /> <Force>True</Force> <Identity>Administrators</Identity> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63869</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any groups or accounts other than the following are granted the "Debug Programs" user right, this is a finding: Administrators</RawString> </Rule> <Rule id="V-220968" severity="medium" conversionstatus="pass" title="SRG-OS-000080-GPOS-00048" dscresource="UserRightsAssignment"> <Constant>SeDenyNetworkLogonRight</Constant> <Description><VulnDiscussion>Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. The "Deny access to this computer from the network" right defines the accounts that are prevented from logging on from the network. In an Active Directory Domain, denying logons to the Enterprise Admins and Domain Admins groups on lower trust systems helps mitigate the risk of privilege escalation from credential theft attacks, which could lead to the compromise of an entire domain. Local accounts on domain-joined systems must also be assigned this right to decrease the risk of lateral movement resulting from credential theft attacks. The Guests group must be assigned this right to prevent unauthenticated access.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DisplayName>Deny access to this computer from the network</DisplayName> <DuplicateOf /> <Force>False</Force> <Identity>Enterprise Admins,Domain Admins,Local account,Guests</Identity> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63871</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If the following groups or accounts are not defined for the "Deny access to this computer from the network" right, this is a finding: Domain Systems Only: Enterprise Admins group Domain Admins group Local account (see Note below) All Systems: Guests group Privileged Access Workstations (PAWs) dedicated to the management of Active Directory are exempt from denying the Enterprise Admins and Domain Admins groups. (See the Windows Privileged Access Workstation STIG for PAW requirements.) Note: "Local account" is a built-in security group used to assign user rights and permissions to all local accounts.</RawString> </Rule> <Rule id="V-220969" severity="medium" conversionstatus="pass" title="SRG-OS-000080-GPOS-00048" dscresource="UserRightsAssignment"> <Constant>SeDenyBatchLogonRight</Constant> <Description><VulnDiscussion>Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. The "Deny log on as a batch job" right defines accounts that are prevented from logging on to the system as a batch job, such as Task Scheduler. In an Active Directory Domain, denying logons to the Enterprise Admins and Domain Admins groups on lower trust systems helps mitigate the risk of privilege escalation from credential theft attacks which could lead to the compromise of an entire domain.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DisplayName>Deny log on as a batch job</DisplayName> <DuplicateOf /> <Force>False</Force> <Identity>Enterprise Admins,Domain Admins</Identity> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63873</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>This requirement is applicable to domain-joined systems, for standalone systems this is NA. Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If the following groups or accounts are not defined for the "Deny log on as a batch job" right, this is a finding: Domain Systems Only: Enterprise Admin Group Domain Admin Group</RawString> </Rule> <Rule id="V-220970" severity="medium" conversionstatus="pass" title="SRG-OS-000080-GPOS-00048" dscresource="UserRightsAssignment"> <Constant>SeDenyServiceLogonRight</Constant> <Description><VulnDiscussion>Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. The "Deny log on as a service" right defines accounts that are denied log on as a service. In an Active Directory Domain, denying logons to the Enterprise Admins and Domain Admins groups on lower trust systems helps mitigate the risk of privilege escalation from credential theft attacks which could lead to the compromise of an entire domain. Incorrect configurations could prevent services from starting and result in a DoS.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DisplayName>Deny log on as a service</DisplayName> <DuplicateOf /> <Force>False</Force> <Identity>Enterprise Admins,Domain Admins</Identity> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63875</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>This requirement is applicable to domain-joined systems, for standalone systems this is NA. Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If the following groups or accounts are not defined for the "Deny log on as a service" right , this is a finding: Domain Systems Only: Enterprise Admins Group Domain Admins Group</RawString> </Rule> <Rule id="V-220971" severity="medium" conversionstatus="pass" title="SRG-OS-000080-GPOS-00048" dscresource="UserRightsAssignment"> <Constant>SeDenyInteractiveLogonRight</Constant> <Description><VulnDiscussion>Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. The "Deny log on locally" right defines accounts that are prevented from logging on interactively. In an Active Directory Domain, denying logons to the Enterprise Admins and Domain Admins groups on lower trust systems helps mitigate the risk of privilege escalation from credential theft attacks, which could lead to the compromise of an entire domain. The Guests group must be assigned this right to prevent unauthenticated access.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DisplayName>Deny log on locally</DisplayName> <DuplicateOf /> <Force>False</Force> <Identity>Enterprise Admins,Domain Admins,Guests</Identity> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63877</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If the following groups or accounts are not defined for the "Deny log on locally" right, this is a finding. Domain Systems Only: Enterprise Admins Group Domain Admins Group Privileged Access Workstations (PAWs) dedicated to the management of Active Directory are exempt from denying the Enterprise Admins and Domain Admins groups. (See the Windows Privileged Access Workstation STIG for PAW requirements.) All Systems: Guests Group</RawString> </Rule> <Rule id="V-220972" severity="medium" conversionstatus="pass" title="SRG-OS-000080-GPOS-00048" dscresource="UserRightsAssignment"> <Constant>SeDenyRemoteInteractiveLogonRight</Constant> <Description><VulnDiscussion>Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. The "Deny log on through Remote Desktop Services" right defines the accounts that are prevented from logging on using Remote Desktop Services. If Remote Desktop Services is not used by the organization, the Everyone group must be assigned this right to prevent all access. In an Active Directory Domain, denying logons to the Enterprise Admins and Domain Admins groups on lower trust systems helps mitigate the risk of privilege escalation from credential theft attacks, which could lead to the compromise of an entire domain. Local accounts on domain-joined systems must also be assigned this right to decrease the risk of lateral movement resulting from credential theft attacks. The Guests group must be assigned this right to prevent unauthenticated access.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DisplayName>Deny log on through Remote Desktop Services</DisplayName> <DuplicateOf /> <Force>False</Force> <Identity>Enterprise Admins,Domain Admins,Local account,Guests</Identity> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63879</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If the following groups or accounts are not defined for the "Deny log on through Remote Desktop Services" right, this is a finding: If Remote Desktop Services is not used by the organization, the "Everyone" group can replace all of the groups listed below. Domain Systems Only: Enterprise Admins group Domain Admins group Local account (see Note below) All Systems: Guests group Privileged Access Workstations (PAWs) dedicated to the management of Active Directory are exempt from denying the Enterprise Admins and Domain Admins groups. (See the Windows Privileged Access Workstation STIG for PAW requirements.) Note: "Local account" is a built-in security group used to assign user rights and permissions to all local accounts.</RawString> </Rule> <Rule id="V-220973" severity="medium" conversionstatus="pass" title="SRG-OS-000324-GPOS-00125" dscresource="UserRightsAssignment"> <Constant>SeEnableDelegationPrivilege</Constant> <Description><VulnDiscussion>Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. The "Enable computer and user accounts to be trusted for delegation" user right allows the "Trusted for Delegation" setting to be changed. This could potentially allow unauthorized users to impersonate other users.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DisplayName>Enable computer and user accounts to be trusted for delegation</DisplayName> <DuplicateOf /> <Force>True</Force> <Identity>NULL</Identity> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63881</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any groups or accounts are granted the "Enable computer and user accounts to be trusted for delegation" user right, this is a finding.</RawString> </Rule> <Rule id="V-220974" severity="medium" conversionstatus="pass" title="SRG-OS-000324-GPOS-00125" dscresource="UserRightsAssignment"> <Constant>SeRemoteShutdownPrivilege</Constant> <Description><VulnDiscussion>Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. Accounts with the "Force shutdown from a remote system" user right can remotely shut down a system which could result in a DoS.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DisplayName>Force shutdown from a remote system</DisplayName> <DuplicateOf /> <Force>True</Force> <Identity>Administrators</Identity> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63883</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any groups or accounts other than the following are granted the "Force shutdown from a remote system" user right, this is a finding: Administrators</RawString> </Rule> <Rule id="V-220975" severity="medium" conversionstatus="pass" title="SRG-OS-000324-GPOS-00125" dscresource="UserRightsAssignment"> <Constant>SeImpersonatePrivilege</Constant> <Description><VulnDiscussion>Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. The "Impersonate a client after authentication" user right allows a program to impersonate another user or account to run on their behalf. An attacker could potentially use this to elevate privileges.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DisplayName>Impersonate a client after authentication</DisplayName> <DuplicateOf /> <Force>True</Force> <Identity>Administrators,LOCAL SERVICE,NETWORK SERVICE,SERVICE</Identity> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63889</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any groups or accounts other than the following are granted the "Impersonate a client after authentication" user right, this is a finding: Administrators LOCAL SERVICE NETWORK SERVICE SERVICE</RawString> </Rule> <Rule id="V-220976" severity="medium" conversionstatus="pass" title="SRG-OS-000324-GPOS-00125" dscresource="UserRightsAssignment"> <Constant>SeLoadDriverPrivilege</Constant> <Description><VulnDiscussion>Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. The "Load and unload device drivers" user right allows device drivers to dynamically be loaded on a system by a user. This could potentially be used to install malicious code by an attacker.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DisplayName>Load and unload device drivers</DisplayName> <DuplicateOf /> <Force>True</Force> <Identity>Administrators</Identity> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63917</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any groups or accounts other than the following are granted the "Load and unload device drivers" user right, this is a finding: Administrators</RawString> </Rule> <Rule id="V-220977" severity="medium" conversionstatus="pass" title="SRG-OS-000324-GPOS-00125" dscresource="UserRightsAssignment"> <Constant>SeLockMemoryPrivilege</Constant> <Description><VulnDiscussion>Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. The "Lock pages in memory" user right allows physical memory to be assigned to processes, which could cause performance issues or a DoS.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DisplayName>Lock pages in memory</DisplayName> <DuplicateOf /> <Force>True</Force> <Identity>NULL</Identity> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63925</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any groups or accounts are granted the "Lock pages in memory" user right, this is a finding.</RawString> </Rule> <Rule id="V-220978" severity="medium" conversionstatus="pass" title="SRG-OS-000057-GPOS-00027" dscresource="UserRightsAssignment"> <Constant>SeSecurityPrivilege</Constant> <Description><VulnDiscussion>Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. Accounts with the "Manage auditing and security log" user right can manage the security log and change auditing configurations. This could be used to clear evidence of tampering.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DisplayName>Manage auditing and security log</DisplayName> <DuplicateOf /> <Force>True</Force> <Identity>Administrators</Identity> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63927</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any groups or accounts other than the following are granted the "Manage auditing and security log" user right, this is a finding: Administrators If the organization has an "Auditors" group the assignment of this group to the user right would not be a finding.</RawString> </Rule> <Rule id="V-220979" severity="medium" conversionstatus="pass" title="SRG-OS-000324-GPOS-00125" dscresource="UserRightsAssignment"> <Constant>SeSystemEnvironmentPrivilege</Constant> <Description><VulnDiscussion>Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. Accounts with the "Modify firmware environment values" user right can change hardware configuration environment variables. This could result in hardware failures or a DoS.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DisplayName>Modify firmware environment values</DisplayName> <DuplicateOf /> <Force>True</Force> <Identity>Administrators</Identity> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63931</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any groups or accounts other than the following are granted the "Modify firmware environment values" user right, this is a finding: Administrators</RawString> </Rule> <Rule id="V-220980" severity="medium" conversionstatus="pass" title="SRG-OS-000324-GPOS-00125" dscresource="UserRightsAssignment"> <Constant>SeManageVolumePrivilege</Constant> <Description><VulnDiscussion>Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. Accounts with the "Perform volume maintenance tasks" user right can manage volume and disk configurations. They could potentially delete volumes, resulting in, data loss or a DoS.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DisplayName>Perform volume maintenance tasks</DisplayName> <DuplicateOf /> <Force>True</Force> <Identity>Administrators</Identity> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63933</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any groups or accounts other than the following are granted the "Perform volume maintenance tasks" user right, this is a finding: Administrators</RawString> </Rule> <Rule id="V-220981" severity="medium" conversionstatus="pass" title="SRG-OS-000324-GPOS-00125" dscresource="UserRightsAssignment"> <Constant>SeProfileSingleProcessPrivilege</Constant> <Description><VulnDiscussion>Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. Accounts with the "Profile single process" user right can monitor non-system processes performance. An attacker could potentially use this to identify processes to attack.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DisplayName>Profile single process</DisplayName> <DuplicateOf /> <Force>True</Force> <Identity>Administrators</Identity> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63935</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any groups or accounts other than the following are granted the "Profile single process" user right, this is a finding: Administrators</RawString> </Rule> <Rule id="V-220982" severity="medium" conversionstatus="pass" title="SRG-OS-000324-GPOS-00125" dscresource="UserRightsAssignment"> <Constant>SeRestorePrivilege</Constant> <Description><VulnDiscussion>Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. Accounts with the "Restore files and directories" user right can circumvent file and directory permissions and could allow access to sensitive data. It could also be used to over-write more current data.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DisplayName>Restore files and directories</DisplayName> <DuplicateOf /> <Force>True</Force> <Identity>Administrators</Identity> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63939</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any groups or accounts other than the following are granted the "Restore files and directories" user right, this is a finding: Administrators</RawString> </Rule> <Rule id="V-220983" severity="medium" conversionstatus="pass" title="SRG-OS-000324-GPOS-00125" dscresource="UserRightsAssignment"> <Constant>SeTakeOwnershipPrivilege</Constant> <Description><VulnDiscussion>Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. Accounts with the "Take ownership of files or other objects" user right can take ownership of objects and make changes.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DisplayName>Take ownership of files or other objects</DisplayName> <DuplicateOf /> <Force>True</Force> <Identity>Administrators</Identity> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63941</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any groups or accounts other than the following are granted the "Take ownership of files or other objects" user right, this is a finding: Administrators</RawString> </Rule> </UserRightRule> <WindowsFeatureRule dscresourcemodule="PSDscResources"> <Rule id="V-220718.a" severity="high" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="WindowsOptionalFeature"> <Description><VulnDiscussion>Installation of Internet Information System (IIS) may allow unauthorized internet services to be hosted. Websites must only be hosted on servers that have been designed for that purpose and can be adequately secured.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Absent</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63377.a</LegacyId> <Name>IIS-HostableWebCore</Name> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>IIS is not installed by default. Verify it has not been installed on the system. Run "Programs and Features". Select "Turn Windows features on or off". If the entries for "Internet Information Services" or "Internet Information Services Hostable Web Core" are selected, this is a finding. If an application requires IIS or a subset to be installed to function, this needs be documented with the ISSO. In addition, any applicable requirements from the IIS STIG must be addressed.</RawString> </Rule> <Rule id="V-220718.b" severity="high" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="WindowsOptionalFeature"> <Description><VulnDiscussion>Installation of Internet Information System (IIS) may allow unauthorized internet services to be hosted. Websites must only be hosted on servers that have been designed for that purpose and can be adequately secured.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Absent</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63377.b</LegacyId> <Name>IIS-WebServer</Name> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>IIS is not installed by default. Verify it has not been installed on the system. Run "Programs and Features". Select "Turn Windows features on or off". If the entries for "Internet Information Services" or "Internet Information Services Hostable Web Core" are selected, this is a finding. If an application requires IIS or a subset to be installed to function, this needs be documented with the ISSO. In addition, any applicable requirements from the IIS STIG must be addressed.</RawString> </Rule> <Rule id="V-220719" severity="medium" conversionstatus="pass" title="SRG-OS-000096-GPOS-00050" dscresource="WindowsOptionalFeature"> <Description><VulnDiscussion>Some protocols and services do not support required security features, such as encrypting passwords or traffic.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Absent</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63381</LegacyId> <Name>SNMP</Name> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>"SNMP" is not installed by default. Verify it has not been installed. Navigate to the Windows\System32 directory. If the "SNMP" application exists, this is a finding.</RawString> </Rule> <Rule id="V-220720" severity="medium" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="WindowsOptionalFeature"> <Description><VulnDiscussion>Some protocols and services do not support required security features, such as encrypting passwords or traffic.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Absent</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63383</LegacyId> <Name>SimpleTCP</Name> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>"Simple TCP/IP Services" is not installed by default. Verify it has not been installed. Run "Services.msc". If "Simple TCP/IP Services" is listed, this is a finding.</RawString> </Rule> <Rule id="V-220721" severity="medium" conversionstatus="pass" title="SRG-OS-000096-GPOS-00050" dscresource="WindowsOptionalFeature"> <Description><VulnDiscussion>Some protocols and services do not support required security features, such as encrypting passwords or traffic.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Absent</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63385</LegacyId> <Name>TelnetClient</Name> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>The "Telnet Client" is not installed by default. Verify it has not been installed. Navigate to the Windows\System32 directory. If the "telnet" application exists, this is a finding.</RawString> </Rule> <Rule id="V-220722" severity="medium" conversionstatus="pass" title="SRG-OS-000096-GPOS-00050" dscresource="WindowsOptionalFeature"> <Description><VulnDiscussion>Some protocols and services do not support required security features, such as encrypting passwords or traffic.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Absent</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-63389</LegacyId> <Name>TFTP</Name> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>The "TFTP Client" is not installed by default. Verify it has not been installed. Navigate to the Windows\System32 directory. If the "TFTP" application exists, this is a finding.</RawString> </Rule> <Rule id="V-220728.a" severity="medium" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="WindowsOptionalFeature"> <Description><VulnDiscussion>Windows PowerShell 5.0 added advanced logging features which can provide additional detail when malware has been run on a system. Disabling the Windows PowerShell 2.0 mitigates against a downgrade attack that evades the Windows PowerShell 5.0 script block logging feature.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Absent</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-70637.a</LegacyId> <Name>MicrosoftWindowsPowerShellV2</Name> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Run "Windows PowerShell" with elevated privileges (run as administrator). Enter the following: Get-WindowsOptionalFeature -Online | Where FeatureName -like *PowerShellv2* If either of the following have a "State" of "Enabled", this is a finding. FeatureName : MicrosoftWindowsPowerShellV2 State : Enabled FeatureName : MicrosoftWindowsPowerShellV2Root State : Enabled Alternately: Search for "Features". Select "Turn Windows features on or off". If "Windows PowerShell 2.0" (whether the subcategory of "Windows PowerShell 2.0 Engine" is selected or not) is selected, this is a finding.</RawString> </Rule> <Rule id="V-220728.b" severity="medium" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="WindowsOptionalFeature"> <Description><VulnDiscussion>Windows PowerShell 5.0 added advanced logging features which can provide additional detail when malware has been run on a system. Disabling the Windows PowerShell 2.0 mitigates against a downgrade attack that evades the Windows PowerShell 5.0 script block logging feature.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Absent</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-70637.b</LegacyId> <Name>MicrosoftWindowsPowerShellV2Root</Name> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Run "Windows PowerShell" with elevated privileges (run as administrator). Enter the following: Get-WindowsOptionalFeature -Online | Where FeatureName -like *PowerShellv2* If either of the following have a "State" of "Enabled", this is a finding. FeatureName : MicrosoftWindowsPowerShellV2 State : Enabled FeatureName : MicrosoftWindowsPowerShellV2Root State : Enabled Alternately: Search for "Features". Select "Turn Windows features on or off". If "Windows PowerShell 2.0" (whether the subcategory of "Windows PowerShell 2.0 Engine" is selected or not) is selected, this is a finding.</RawString> </Rule> <Rule id="V-220729" severity="medium" conversionstatus="pass" title="SRG-OS-000095-GPOS-00049" dscresource="WindowsOptionalFeature"> <Description><VulnDiscussion>SMBv1 is a legacy protocol that uses the MD5 algorithm as part of SMB. MD5 is known to be vulnerable to a number of attacks such as collision and preimage attacks as well as not being FIPS compliant. Disabling SMBv1 support may prevent access to file or print sharing resources with systems or devices that only support SMBv1. File shares and print services hosted on Windows Server 2003 are an example, however Windows Server 2003 is no longer a supported operating system. Some older Network Attached Storage (NAS) devices may only support SMBv1.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Absent</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-70639</LegacyId> <Name>SMB1Protocol</Name> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Different methods are available to disable SMBv1 on Windows 10. This is the preferred method, however if V-220730 and V-220731 are configured, this is NA. Run "Windows PowerShell" with elevated privileges (run as administrator). Enter the following: Get-WindowsOptionalFeature -Online | Where FeatureName -eq SMB1Protocol If "State : Enabled" is returned, this is a finding. Alternately: Search for "Features". Select "Turn Windows features on or off". If "SMB 1.0/CIFS File Sharing Support" is selected, this is a finding.</RawString> </Rule> </WindowsFeatureRule> </DISASTIG> |