StigData/Processed/SqlServer-2016-Instance-2.1.xml
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<DISASTIG version="2" classification="UNCLASSIFIED" customname="" stigid="MS_SQL_Server_2016_Instance_STIG" description="This Security Technical Implementation Guide is published as a tool to improve the security of Department of Defense (DoD) information systems. The requirements are derived from the National Institute of Standards and Technology (NIST) 800-53 and related documents. Comments or proposed revisions to this document should be sent via email to the following address: disa.stig_spt@mail.mil." filename="U_MS_SQL_Server_2016_Instance_STIG_V2R1_Manual-xccdf.xml" releaseinfo="Release: 1 Benchmark Date: 23 Oct 2020 3.1.1.36225 1.10.0" title="MS SQL Server 2016 Instance Security Technical Implementation Guide" notice="terms-of-use" source="STIG.DOD.MIL" fullversion="2.1" created="12/3/2020">
<DocumentRule dscresourcemodule="None"> <Rule id="V-213929" severity="medium" conversionstatus="pass" title="SRG-APP-000001-DB-000031" dscresource="None"> <Description><VulnDiscussion>Database management includes the ability to control the number of users and user sessions utilizing SQL Server. Unlimited concurrent connections to SQL Server could allow a successful Denial of Service (DoS) attack by exhausting connection resources; and a system can also fail or be degraded by an overload of legitimate users. Limiting the number of concurrent sessions per user is helpful in reducing these risks. This requirement addresses concurrent session control for a single account. It does not address concurrent sessions by a single user via multiple system accounts; and it does not deal with the total number of sessions across all accounts. The capability to limit the number of concurrent sessions per user must be configured in or added to SQL Server (for example, by use of a logon trigger), when this is technically feasible. Note that it is not sufficient to limit sessions via a web server or application server alone, because legitimate users and adversaries can potentially connect to SQL Server by other means. The organization will need to define the maximum number of concurrent sessions by account type, by account, or a combination thereof. In deciding on the appropriate number, it is important to consider the work requirements of the various types of users. For example, 2 might be an acceptable limit for general users accessing the database via an application; but 10 might be too few for a database administrator using a database management GUI tool, where each query tab and navigation pane may count as a separate session. (Sessions may also be referred to as connections or logons, which for the purposes of this requirement are synonyms.)</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79119</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review the system documentation to determine whether any limits have been defined. If it does not, assume a limit of 10 for database administrators and 2 for all other users. If a mechanism other than a logon trigger is used, verify its correct operation by the appropriate means. If it does not work correctly, this is a finding. Otherwise, determine if a logon trigger exists: In SQL Server Management Studio's Object Explorer tree: Expand [SQL Server Instance] >> Security >> Server Objects >> Triggers OR Run the query: SELECT name FROM master.sys.server_triggers; If no triggers are listed, this is a finding. If triggers are listed, identify the one(s) limiting the number of concurrent sessions per user. If none are found, this is a finding. If they are present but disabled, this is a finding. Examine the trigger source code for logical correctness and for compliance with the documented limit(s). If errors or variances exist, this is a finding. Verify that the system does execute the trigger(s) each time a user session is established. If it does not operate correctly for all types of user, this is a finding.</RawString> </Rule> <Rule id="V-213930" severity="medium" conversionstatus="pass" title="SRG-APP-000023-DB-000001" dscresource="None"> <Description><VulnDiscussion>Enterprise environments make account management for applications and databases challenging and complex. A manual process for account management functions adds the risk of a potential oversight or other error. Managing accounts for the same person in multiple places is inefficient and prone to problems with consistency and synchronization. A comprehensive application account management process that includes automation helps to ensure that accounts designated as requiring attention are consistently and promptly addressed. Examples include, but are not limited to, using automation to take action on multiple accounts designated as inactive, suspended, or terminated, or by disabling accounts located in non-centralized account stores, such as multiple servers. Account management functions can also include: assignment of group or role membership; identifying account type; specifying user access authorizations (i.e., privileges); account removal, update, or termination; and administrative alerts. The use of automated mechanisms can include, for example: using email or text messaging to notify account managers when users are terminated or transferred; using the information system to monitor account usage; and using automated telephone notification to report atypical system account usage. SQL Server must be configured to automatically utilize organization-level account management functions, and these functions must immediately enforce the organization's current account policy. Automation may be comprised of differing technologies that when placed together contain an overall mechanism supporting an organization's automated account management requirements.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79121</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Determine whether SQL Server is configured to use only Windows authentication. In the Object Explorer in SQL Server Management Studio (SSMS), right-click on the server instance. Select "Properties". Select the Security page. If Windows Authentication Mode is selected, this is not a finding. OR In a query interface such as the SSMS Transact-SQL editor, run the statement: SELECT CASE SERVERPROPERTY('IsIntegratedSecurityOnly') WHEN 1 THEN 'Windows Authentication' WHEN 0 THEN 'Windows and SQL Server Authentication' END as [Authentication Mode] If the returned value in the "Authentication Mode" column is "Windows Authentication", this is not a finding. Mixed mode (both SQL Server authentication and Windows authentication) is in use. If the need for mixed mode has not been documented and approved, this is a finding. From the documentation, obtain the list of accounts authorized to be managed by SQL Server. Determine the accounts (SQL Logins) actually managed by SQL Server. Run the statement: SELECT name FROM sys.sql_logins WHERE type_desc = 'SQL_LOGIN' AND is_disabled = 0; If any accounts listed by the query are not listed in the documentation, this is a finding.</RawString> </Rule> <Rule id="V-213931" severity="medium" conversionstatus="pass" title="SRG-APP-000023-DB-000001" dscresource="None"> <Description><VulnDiscussion>Enterprise environments make account management for applications and databases challenging and complex. A manual process for account management functions adds the risk of a potential oversight or other error. Managing accounts for the same person in multiple places is inefficient and prone to problems with consistency and synchronization. A comprehensive application account management process that includes automation helps to ensure that accounts designated as requiring attention are consistently and promptly addressed. Examples include, but are not limited to, using automation to take action on multiple accounts designated as inactive, suspended, or terminated, or by disabling accounts located in non-centralized account stores, such as multiple servers. Account management functions can also include: assignment of group or role membership; identifying account type; specifying user access authorizations (i.e., privileges); account removal, update, or termination; and administrative alerts. The use of automated mechanisms can include, for example: using email or text messaging to notify account managers when users are terminated or transferred; using the information system to monitor account usage; and using automated telephone notification to report atypical system account usage. SQL Server must be configured to automatically utilize organization-level account management functions, and these functions must immediately enforce the organization's current account policy. Automation may be comprised of differing technologies that when placed together contain an overall mechanism supporting an organization's automated account management requirements. SQL Server supports several authentication methods to allow operation in various environments, Kerberos, NTLM, and SQL Server. An instance of SQL Server must be configured to utilize the most-secure method available. Service accounts utilized by SQL Server should be unique to a given instance.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79123</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the SQL Server is not part of an Active Directory domain, this finding is Not Applicable. Obtain the fully qualified domain name of the SQL Server instance: Launch Windows Explorer. Right-click on "Computer" or "This PC" (Varies by OS level), click "Properties". Note the value shown for "Full computer name". *** Note: For a cluster, this value must be obtained from the Failover Cluster Manager. *** Obtain the TCP port that is supporting the SQL Server instance: Click Start >> Type "SQL Server 2016 Configuration Manager" >> From the search results, click "SQL Server 2016 Configuration Manager". From the tree on the left, expand "SQL Server Network Configuration". Click "Protocols for <Instance Name>" where <Instance Name> is the name of the instance (MSSQLSERVER is the default name). In the right pane, right-click on "TCP/IP" and choose "Properties". In the window that opens, click the "IP Addresses" tab. Note the TCP port configured for the instance. Obtain the service account that is running the SQL Server service: Click "Start". Type "SQL Server 2016 Configuration Manager". From the search results, click "SQL Server 2016 Configuration Manager". From the tree on the left, select "SQL Server Services". Note the account listed in the "Log On As" column for the SQL Server instance being reviewed. Launch a command-line or PowerShell window. Enter the following command where <Service Account> is the identity of the service account. setspn -L <Service Account> Example: setspn -L CONTOSO\sql2016svc Review the Registered Service Principal Names returned. If the listing does not contain the following supported service principal names (SPN) formats, this is a finding. Named instance MSSQLSvc/<FQDN>:[<port> | <instancename>], where: MSSQLSvc is the service that is being registered. <FQDN> is the fully qualified domain name of the server. <port> is the TCP port number. <instancename> is the name of the SQL Server instance. Default instance MSSQLSvc/<FQDN>:<port> | MSSQLSvc/<FQDN>, where: MSSQLSvc is the service that is being registered. <FQDN> is the fully qualified domain name of the server. <port> is the TCP port number. If the MSSQLSvc service is registered for any fully qualified domain names that do not match the current server, this may indicate the service account is shared across SQL Server instances. Review server documentation, if the sharing of service accounts across instances is not documented and authorized, this is a finding.</RawString> </Rule> <Rule id="V-213932" severity="high" conversionstatus="pass" title="SRG-APP-000033-DB-000084" dscresource="None"> <Description><VulnDiscussion>Authentication with a DoD-approved PKI certificate does not necessarily imply authorization to access SQL Server. To mitigate the risk of unauthorized access to sensitive information by entities that have been issued certificates by DoD-approved PKIs, all DoD systems, including databases, must be properly configured to implement access control policies. Successful authentication must not automatically give an entity access to an asset or security boundary. Authorization procedures and controls must be implemented to ensure each authenticated entity also has a validated and current authorization. Authorization is the process of determining whether an entity, once authenticated, is permitted to access a specific asset. Information systems use access control policies and enforcement mechanisms to implement this requirement. Access control policies include identity-based policies, role-based policies, and attribute-based policies. Access enforcement mechanisms include access control lists, access control matrices, and cryptography. These policies and mechanisms must be employed by the application to control access between users (or processes acting on behalf of users) and objects (e.g., devices, files, records, processes, programs, and domains) in the information system. This requirement is applicable to access control enforcement applications, a category that includes database management systems. If SQL Server does not follow applicable policy when approving access, it may be in conflict with networks or other applications in the information system. This may result in users either gaining or being denied access inappropriately and in conflict with applicable policy.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79125</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review the system documentation to determine the required levels of protection for DBMS server securables, by type of login. Review the permissions actually in place on the server. If the actual permissions do not match the documented requirements, this is a finding. Use the supplemental file "Instance permissions assignments to logins and roles.sql."</RawString> </Rule> <Rule id="V-213933" severity="medium" conversionstatus="pass" title="SRG-APP-000080-DB-000063" dscresource="None"> <Description><VulnDiscussion>Non-repudiation of actions taken is required in order to maintain data integrity. Examples of particular actions taken by individuals include creating information, sending a message, approving information (e.g., indicating concurrence or signing a contract), and receiving a message. Non-repudiation protects against later claims by a user of not having created, modified, or deleted a particular data item or collection of data in the database. In designing a database, the organization must define the types of data and the user actions that must be protected from repudiation. The implementation must then include building audit features into the application data tables and configuring SQL Server's audit tools to capture the necessary audit trail. Design and implementation also must ensure that applications pass individual user identification to SQL Server, even where the application connects to SQL Server with a standard, shared account.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79127</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Obtain the list of authorized SQL Server accounts in the system documentation. Determine if any accounts are shared. A shared account is defined as a username and password that are used by multiple individuals to log into SQL Server. An example of a shared account is the SQL Server installation account. Windows Groups are not shared accounts as the group itself does not have a password. If accounts are determined to be shared, determine if individuals are first individually authenticated. If individuals are not individually authenticated before using the shared account (e.g., by the operating system or possibly by an application making calls to the database), this is a finding. The key is individual accountability. If this can be traced, this is not a finding. If accounts are determined to be shared, determine if they are directly accessible to end users. If so, this is a finding. Review contents of audit logs, traces and data tables to confirm that the identity of the individual user performing the action is captured. If shared identifiers are found, and not accompanied by individual identifiers, this is a finding. Note: Privileged installation accounts may be required to be accessed by the DBA or other administrators for system maintenance. In these cases, each use of the account must be logged in some manner to assign accountability for any actions taken during the use of the account.</RawString> </Rule> <Rule id="V-213936" severity="medium" conversionstatus="pass" title="SRG-APP-000089-DB-000064" dscresource="None"> <Description><VulnDiscussion>Without the capability to generate audit records, it would be difficult to establish, correlate, and investigate the events relating to an incident or identify those responsible for one. Audit records can be generated from various components within SQL Server (e.g., process, module). Certain specific application functionalities may be audited as well. The list of audited events is the set of events for which audits are to be generated. This set of events is typically a subset of the list of all events for which the system is capable of generating audit records. DoD has defined the list of events for which SQL Server will provide an audit record generation capability as the following: (i) Successful and unsuccessful attempts to access, modify, or delete privileges, security objects, security levels, or categories of information (e.g., classification levels); (ii) Access actions, such as successful and unsuccessful logon attempts, privileged activities, or other system-level access, starting and ending time for user access to the system, concurrent logons from different workstations, successful and unsuccessful accesses to objects, all program initiations, and all direct access to the information system; and (iii) All account creation, modification, disabling, and termination actions. Organizations may define additional events requiring continuous or ad hoc auditing.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79133</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review the server documentation to determine if any additional events are required to be audited. If no additional events are required, this is not a finding. Execute the following query to get all of the installed audits: SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status All currently defined audits for the SQL server instance will be listed. If no audits are returned, this is a finding. To view the actions being audited by the audits, execute the following query: SELECT a.name AS 'AuditName', s.name AS 'SpecName', d.audit_action_name AS 'ActionName', d.audited_result AS 'Result' FROM sys.server_audit_specifications s JOIN sys.server_audits a ON s.audit_guid = a.audit_guid JOIN sys.server_audit_specification_details d ON s.server_specification_id = d.server_specification_id WHERE a.is_state_enabled = 1 Compare the documentation to the list of generated audit events. If there are any missing events, this is a finding.</RawString> </Rule> <Rule id="V-213937" severity="medium" conversionstatus="pass" title="SRG-APP-000090-DB-000065" dscresource="None"> <Description><VulnDiscussion>Without the capability to restrict which roles and individuals can select which events are audited, unauthorized personnel may be able to prevent or interfere with the auditing of critical events. Suppression of auditing could permit an adversary to evade detection. Misconfigured audits can degrade the system's performance by overwhelming the audit log. Misconfigured audits may also make it more difficult to establish, correlate, and investigate the events relating to an incident or identify those responsible for one.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79135</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Obtain the list of approved audit maintainers from the system documentation. Review the server roles and individual logins that have the following role memberships, all of which enable the ability to create and maintain audit definitions. sysadmin dbcreator Review the server roles and individual logins that have the following permissions, all of which enable the ability to create and maintain audit definitions. ALTER ANY SERVER AUDIT CONTROL SERVER ALTER ANY DATABASE CREATE ANY DATABASE Use the following query to determine the roles and logins that have the listed permissions: SELECT-- DISTINCT CASE WHEN SP.class_desc IS NOT NULL THEN CASE WHEN SP.class_desc = 'SERVER' AND S.is_linked = 0 THEN 'SERVER' WHEN SP.class_desc = 'SERVER' AND S.is_linked = 1 THEN 'SERVER (linked)' ELSE SP.class_desc END WHEN E.name IS NOT NULL THEN 'ENDPOINT' WHEN S.name IS NOT NULL AND S.is_linked = 0 THEN 'SERVER' WHEN S.name IS NOT NULL AND S.is_linked = 1 THEN 'SERVER (linked)' WHEN P.name IS NOT NULL THEN 'SERVER_PRINCIPAL' ELSE '???' END AS [Securable Class], CASE WHEN E.name IS NOT NULL THEN E.name WHEN S.name IS NOT NULL THEN S.name WHEN P.name IS NOT NULL THEN P.name ELSE '???' END AS [Securable], P1.name AS [Grantee], P1.type_desc AS [Grantee Type], sp.permission_name AS [Permission], sp.state_desc AS [State], P2.name AS [Grantor], P2.type_desc AS [Grantor Type], R.name AS [Role Name] FROM sys.server_permissions SP INNER JOIN sys.server_principals P1 ON P1.principal_id = SP.grantee_principal_id INNER JOIN sys.server_principals P2 ON P2.principal_id = SP.grantor_principal_id FULL OUTER JOIN sys.servers S ON SP.class_desc = 'SERVER' AND S.server_id = SP.major_id FULL OUTER JOIN sys.endpoints E ON SP.class_desc = 'ENDPOINT' AND E.endpoint_id = SP.major_id FULL OUTER JOIN sys.server_principals P ON SP.class_desc = 'SERVER_PRINCIPAL' AND P.principal_id = SP.major_id FULL OUTER JOIN sys.server_role_members SRM ON P.principal_id = SRM.member_principal_id LEFT OUTER JOIN sys.server_principals R ON SRM.role_principal_id = R.principal_id WHERE sp.permission_name IN ('ALTER ANY SERVER AUDIT','CONTROL SERVER','ALTER ANY DATABASE','CREATE ANY DATABASE') OR R.name IN ('sysadmin','dbcreator') If any of the logins, roles, or role memberships returned have permissions that are not documented, or the documented audit maintainers do not have permissions, this is a finding.</RawString> </Rule> <Rule id="V-213938" severity="medium" conversionstatus="pass" title="SRG-APP-000091-DB-000066" dscresource="None"> <Description><VulnDiscussion>Under some circumstances, it may be useful to monitor who/what is reading privilege/permission/role information. Therefore, it must be possible to configure auditing to do this. DBMSs typically make such information available through views or functions. This requirement addresses explicit requests for privilege/permission/role membership information. It does not refer to the implicit retrieval of privileges/permissions/role memberships that SQL Server continually performs to determine if any and every action on the database is permitted.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79137</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review the system documentation to determine if SQL Server is required to audit the retrieval of privilege/permission/role membership information. If SQL Server is not required to audit the retrieval of privilege/permission/role membership information, this is not a finding. If the documentation does not exist, this is a finding. Determine if an audit is configured and started by executing the following query. If no records are returned, this is a finding. SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status If the auditing the retrieval of privilege/permission/role membership information is required, execute the following query to verify the SCHEMA_OBJECT_ACCESS_GROUP is included in the server audit specification: SELECT a.name AS 'AuditName', s.name AS 'SpecName', d.audit_action_name AS 'ActionName', d.audited_result AS 'Result' FROM sys.server_audit_specifications s JOIN sys.server_audits a ON s.audit_guid = a.audit_guid JOIN sys.server_audit_specification_details d ON s.server_specification_id = d.server_specification_id WHERE a.is_state_enabled = 1 AND d.audit_action_name = 'SCHEMA_OBJECT_ACCESS_GROUP' If the SCHEMA_OBJECT_ACCESS_GROUP is not returned in an active audit, this is a finding.</RawString> </Rule> <Rule id="V-213939" severity="medium" conversionstatus="pass" title="SRG-APP-000091-DB-000325" dscresource="None"> <Description><VulnDiscussion>Under some circumstances, it may be useful to monitor who/what is reading privilege/permission/role information. Therefore, it must be possible to configure auditing to do this. DBMSs typically make such information available through views or functions. This requirement addresses explicit requests for privilege/permission/role membership information. It does not refer to the implicit retrieval of privileges/permissions/role memberships that SQL Server continually performs to determine if any and every action on the database is permitted. To aid in diagnosis, it is necessary to keep track of failed attempts in addition to the successful ones.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79139</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review the system documentation to determine if SQL Server is required to audit the retrieval of privilege/permission/role membership information. If SQL Server is not required to audit the retrieval of privilege/permission/role membership information, this is not a finding. If the documentation does not exist, this is a finding. Determine if an audit is configured and started by executing the following query. If no records are returned, this is a finding. SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status If the auditing the retrieval of privilege/permission/role membership information is required, execute the following query to verify the SCHEMA_OBJECT_ACCESS_GROUP is included in the server audit specification. SELECT a.name AS 'AuditName', s.name AS 'SpecName', d.audit_action_name AS 'ActionName', d.audited_result AS 'Result' FROM sys.server_audit_specifications s JOIN sys.server_audits a ON s.audit_guid = a.audit_guid JOIN sys.server_audit_specification_details d ON s.server_specification_id = d.server_specification_id WHERE a.is_state_enabled = 1 AND d.audit_action_name = 'SCHEMA_OBJECT_ACCESS_GROUP' If the SCHEMA_OBJECT_ACCESS_GROUP is not returned in an active audit, this is a finding.</RawString> </Rule> <Rule id="V-213941" severity="medium" conversionstatus="pass" title="SRG-APP-000101-DB-000044" dscresource="None"> <Description><VulnDiscussion>Information system auditing capability is critical for accurate forensic analysis. Reconstruction of harmful events or forensic analysis is not possible if audit records do not contain enough information. To support analysis, some types of events will need information to be logged that exceeds the basic requirements of event type, time stamps, location, source, outcome, and user identity. If additional information is not available, it could negatively impact forensic investigations into user actions or other malicious events. The organization must determine what additional information is required for complete analysis of the audited events. The additional information required is dependent on the type of information (e.g., sensitivity of the data and the environment within which it resides). At a minimum, the organization must employ either full-text recording of privileged commands or the individual identities of users of shared accounts, or both. The organization must maintain audit trails in sufficient detail to reconstruct events to determine the cause and impact of compromise. Examples of detailed information the organization may require in audit records are full-text recording of privileged commands or the individual identities of shared account users.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79145</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If a SQL Server Audit is not in use for audit purposes, this is a finding unless a third-party product is being used that can perform detailed auditing for SQL Server. Review system documentation to determine whether SQL Server is required to audit any events, and any fields, in addition to those in the standard audit. If there are none specified, this is not a finding. If SQL Server Audit is in use, compare the audit specification(s) with the documented requirements. If any such requirement is not satisfied by the audit specification(s) (or by supplemental, locally-deployed mechanisms), this is a finding.</RawString> </Rule> <Rule id="V-213942" severity="medium" conversionstatus="pass" title="SRG-APP-000109-DB-000049" dscresource="None"> <Description><VulnDiscussion>It is critical that when SQL Server is at risk of failing to process audit logs as required, it takes action to mitigate the failure. Audit processing failures include: software/hardware errors; failures in the audit capturing mechanisms; and audit storage capacity being reached or exceeded. Responses to audit failure depend upon the nature of the failure mode. When the need for system availability does not outweigh the need for a complete audit trail, SQL Server should shut down immediately, rolling back all in-flight transactions. Systems where audit trail completeness is paramount will most likely be at a lower MAC level than MAC I; the final determination is the prerogative of the application owner, subject to Authorizing Official concurrence. In any case, sufficient auditing resources must be allocated to avoid a shutdown in all but the most extreme situations.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79147</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the system documentation indicates that availability takes precedence over audit trail completeness, this is not applicable (NA). If SQL Server Audit is in use, review the defined server audits by running the statement: SELECT * FROM sys.server_audits; By observing the [name] and [is_state_enabled] columns, identify the row or rows in use. If the [on_failure_desc] is "SHUTDOWN SERVER INSTANCE" on this/these row(s), this is not a finding. Otherwise, this is a finding.</RawString> </Rule> <Rule id="V-213943" severity="medium" conversionstatus="pass" title="SRG-APP-000109-DB-000321" dscresource="None"> <Description><VulnDiscussion>It is critical that when SQL Server is at risk of failing to process audit logs as required, it take action to mitigate the failure. Audit processing failures include; software/hardware errors; failures in the audit capturing mechanisms; and audit storage capacity being reached or exceeded. Responses to audit failure depend upon the nature of the failure mode. When availability is an overriding concern, approved actions in response to an audit failure are as follows: (i) If the failure was caused by the lack of audit record storage capacity, SQL Server must continue generating audit records, if possible (automatically restarting the audit service if necessary), overwriting the oldest audit records in a first-in-first-out manner. (ii) If audit records are sent to a centralized collection server and communication with this server is lost or the server fails, SQL Server must queue audit records locally until communication is restored or until the audit records are retrieved manually. Upon restoration of the connection to the centralized collection server, action should be taken to synchronize the local audit data with the collection server. Systems where availability is paramount will most likely be MAC I; the final determination is the prerogative of the application owner, subject to Authorizing Official concurrence. In any case, sufficient auditing resources must be allocated to avoid audit data loss in all but the most extreme situations.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79149</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the system documentation indicates that availability does not take precedence over audit trail completeness, this is not applicable (NA). Execute the following query: SELECT a.name 'audit_name', a.type_desc 'storage_type', f.max_rollover_files FROM sys.server_audits a LEFT JOIN sys.server_file_audits f ON a.audit_id = f.audit_id WHERE a.is_state_enabled = 1 If no records are returned, this is a finding. If the "storage_type" is "APPLICATION LOG" or "SECURITY LOG", this is not a finding. If the "storage_type" is "FILE" and "max_rollover_files" is greater than zero, this is not a finding. Otherwise, this is a finding. </RawString> </Rule> <Rule id="V-213947" severity="medium" conversionstatus="pass" title="SRG-APP-000121-DB-000202" dscresource="None"> <Description><VulnDiscussion>Protecting audit data also includes identifying and protecting the tools used to view and manipulate log data. Depending upon the log format and application, system and application log tools may provide the only means to manipulate and manage application and system log data. It is, therefore, imperative that access to audit tools be controlled and protected from unauthorized access. Applications providing tools to interface with audit data will leverage user permissions and roles identifying the user accessing the tools and the corresponding rights the user enjoys in order make access decisions regarding the access to audit tools. SQL Server is an application that does provide access to audit data. Audit tools include, but are not limited to, OS-provided audit tools, vendor-provided audit tools, and open source audit tools needed to successfully view and manipulate audit information system activity and records. If an attacker were to gain access to audit tools, he could analyze audit logs for system weaknesses or weaknesses in the auditing itself. An attacker could also manipulate logs to hide evidence of malicious activity.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79157</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Check the server documentation for a list of approved users with access to SQL Server Audits. To create, alter, or drop a server audit, principals require the ALTER ANY SERVER AUDIT or the CONTROL SERVER permission. To view an Audit log requires the CONTROL SERVER permission. To use Profiler, ALTER TRACE is required. Review the SQL Server permissions granted to principals. Look for permissions ALTER ANY SERVER AUDIT, ALTER ANY DATABASE AUDIT, CONTROL SERVER, ALTER TRACE: SELECT login.name, perm.permission_name, perm.state_desc FROM sys.server_permissions perm JOIN sys.server_principals login ON perm.grantee_principal_id = login.principal_id WHERE permission_name in ('CONTROL SERVER', 'ALTER ANY DATABASE AUDIT', 'ALTER ANY SERVER AUDIT','ALTER TRACE') and login.name not like '##MS_%'; If unauthorized accounts have these privileges, this is a finding.</RawString> </Rule> <Rule id="V-213948" severity="medium" conversionstatus="pass" title="SRG-APP-000122-DB-000203" dscresource="None"> <Description><VulnDiscussion>Protecting audit data also includes identifying and protecting the tools used to view and manipulate log data. Therefore, protecting audit tools is necessary to prevent unauthorized operation on audit data. Applications providing tools to interface with audit data will leverage user permissions and roles identifying the user accessing the tools and the corresponding rights the user enjoys in order make access decisions regarding the modification of audit tools. SQL Server is an application that does provide access to audit data. Audit tools include, but are not limited to, vendor-provided and open source audit tools needed to successfully view and manipulate audit information system activity and records. Audit tools include custom queries and report generators.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79159</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Check the server documentation for a list of approved users with access to SQL Server Audits. To alter, or drop a server audit, principals require the ALTER ANY SERVER AUDIT or the CONTROL SERVER permission. Review the SQL Server permissions granted to principals. Look for permissions ALTER ANY SERVER AUDIT, ALTER ANY DATABASE AUDIT: SELECT login.name, perm.permission_name, perm.state_desc FROM sys.server_permissions perm JOIN sys.server_principals login ON perm.grantee_principal_id = login.principal_id WHERE permission_name in ('CONTROL SERVER', 'ALTER ANY DATABASE AUDIT', 'ALTER ANY SERVER AUDIT') and login.name not like '##MS_%'; If unauthorized accounts have these privileges, this is a finding.</RawString> </Rule> <Rule id="V-213949" severity="medium" conversionstatus="pass" title="SRG-APP-000123-DB-000204" dscresource="None"> <Description><VulnDiscussion>Protecting audit data also includes identifying and protecting the tools used to view and manipulate log data. Therefore, protecting audit tools is necessary to prevent unauthorized operation on audit data. Applications providing tools to interface with audit data will leverage user permissions and roles identifying the user accessing the tools and the corresponding rights the user enjoys in order make access decisions regarding the deletion of audit tools. SQL Server is an application that does provide access to audit data. Audit tools include, but are not limited to, vendor-provided and open source audit tools needed to successfully view and manipulate audit information system activity and records. Audit tools include custom queries and report generators.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79161</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Check the server documentation for a list of approved users with access to SQL Server Audits. To alter, or drop a server audit, principals require the ALTER ANY SERVER AUDIT or the CONTROL SERVER permission. Review the SQL Server permissions granted to principals. Look for permissions ALTER ANY SERVER AUDIT, ALTER ANY DATABASE AUDIT, CONTROL SERVER: SELECT login.name, perm.permission_name, perm.state_desc FROM sys.server_permissions perm JOIN sys.server_principals login ON perm.grantee_principal_id = login.principal_id WHERE permission_name in ('CONTROL SERVER', 'ALTER ANY DATABASE AUDIT', 'ALTER ANY SERVER AUDIT') and login.name not like '##MS_%'; If unauthorized accounts have these privileges, this is a finding.</RawString> </Rule> <Rule id="V-213950" severity="medium" conversionstatus="pass" title="SRG-APP-000133-DB-000179" dscresource="None"> <Description><VulnDiscussion>If the system were to allow any user to make changes to software libraries, then those changes might be implemented without undergoing the appropriate testing and approvals that are part of a robust change management process. Accordingly, only qualified and authorized individuals must be allowed to obtain access to information system components for purposes of initiating changes, including upgrades and modifications. Unmanaged changes that occur to the database software libraries or configuration can lead to unauthorized or compromised installations.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79163</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review Server documentation to determine the authorized owner and users or groups with modify rights for this SQL instance's binary files. Additionally check the owner and users or groups with modify rights for shared software library paths on disk. If any unauthorized users are granted modify rights or the owner is incorrect, this is a finding. To determine the location for these instance-specific binaries, Launch SQL Server Management Studio (SSMS) >> Connect to the instance to be reviewed >> Right-click server name in Object Explorer >> Click Facets >> Select the Server facet >> Record the value for the "RootDirectory" facet property. Navigate to the folder above, and review the "Binn" subdirectory.</RawString> </Rule> <Rule id="V-213951" severity="medium" conversionstatus="pass" title="SRG-APP-000133-DB-000179" dscresource="None"> <Description><VulnDiscussion>If the system were to allow any user to make changes to software libraries, then those changes might be implemented without undergoing the appropriate testing and approvals that are part of a robust change management process. Accordingly, only qualified and authorized individuals must be allowed to obtain access to information system components for purposes of initiating changes, including upgrades and modifications. Unmanaged changes that occur to the database software libraries or configuration can lead to unauthorized or compromised installations.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79165</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review server documentation to determine the process by which shared software libraries are monitored for change. Ensure the process alerts for changes in a file's ownership, modification dates, and hash value at a minimum. If alerts do not at least hash their value, this is a finding. To determine the location for these instance-specific binaries: Launch SQL Server Management Studio (SSMS) >> Connect to the instance to be reviewed >> Right-click server name in Object Explorer >> Click Facets >> Select the Server facet >> Record the value for the "RootDirectory" facet property TIP: Use the Get-FileHash cmdlet shipped with PowerShell 5.0 to get the SHA-2 hash of one or more files.</RawString> </Rule> <Rule id="V-213952" severity="medium" conversionstatus="pass" title="SRG-APP-000133-DB-000198" dscresource="None"> <Description><VulnDiscussion>When dealing with change control issues, it should be noted any changes to the hardware, software, and/or firmware components of the information system and/or application can have significant effects on the overall security of the system. If the system were to allow any user to make changes to software libraries, then those changes might be implemented without undergoing the appropriate testing and approvals that are part of a robust change management process. Accordingly, only qualified and authorized individuals must be allowed access to information system components for purposes of initiating changes, including upgrades and modifications. DBA and other privileged administrative or application owner accounts are granted privileges that allow actions that can have a great impact on SQL Server security and operation. It is especially important to grant privileged access to only those persons who are qualified and authorized to use them.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79167</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>From the system documentation, obtain the list of accounts authorized to install/update SQL Server. Run the following PowerShell command to list all users who have installed/modified SQL Server 2016 software and compare the list against those persons who are qualified and authorized to use the software. sl "C:\program files\microsoft sql server\130\setup bootstrap\Log" Get-ChildItem -Recurse | Select-String -Pattern "LogonUser = " If any accounts are shown that are not authorized in the system documentation, this is a finding.</RawString> </Rule> <Rule id="V-213954" severity="medium" conversionstatus="pass" title="SRG-APP-000141-DB-000090" dscresource="None"> <Description><VulnDiscussion>Information systems are capable of providing a wide variety of functions and services. Some of the functions and services, provided by default, may not be necessary to support essential organizational operations (e.g., key missions, functions). It is detrimental for software products to provide, or install by default, functionality exceeding requirements or mission objectives. Examples include, but are not limited to, installing advertising software, demonstrations, or browser plugins not related to requirements or providing a wide array of functionality, not required for every mission, that cannot be disabled. DBMSs must adhere to the principles of least functionality by providing only essential capabilities. Demonstration and sample database objects and applications present publicly known attack points for malicious users. These demonstration and sample objects are meant to provide simple examples of coding specific functions and are not developed to prevent vulnerabilities from being introduced to SQL Server and host system.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79171</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review the server documentation, if this system is identified as a development or test system, this check is Not Applicable. If this system is identified as production, gather a listing of databases from the server and look for any matching the following general demonstration database names: pubs Northwind AdventureWorks WorldwideImporters If any of these databases exist, this is a finding.</RawString> </Rule> <Rule id="V-213955" severity="medium" conversionstatus="pass" title="SRG-APP-000141-DB-000091" dscresource="None"> <Description><VulnDiscussion>Information systems are capable of providing a wide variety of functions and services. Some of the functions and services, provided by default, may not be necessary to support essential organizational operations (e.g., key missions, functions). It is detrimental for software products to provide, or install by default, functionality exceeding requirements or mission objectives. DBMSs must adhere to the principles of least functionality by providing only essential capabilities.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79173</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>From the server documentation, obtain a listing of required components. Generate a listing of components installed on the server. Click Start >> Type "SQL Server 2016 Installation Center" >> Launch the program >> Click Tools >> Click "Installed SQL Server features discovery report" Compare the feature listing against the required components listing. If any features are installed, but are not required, this is a finding.</RawString> </Rule> <Rule id="V-213956" severity="medium" conversionstatus="pass" title="SRG-APP-000141-DB-000092" dscresource="None"> <Description><VulnDiscussion>Information systems are capable of providing a wide variety of functions and services. Some of the functions and services, provided by default, may not be necessary to support essential organizational operations (e.g., key missions, functions). It is detrimental for software products to provide, or install by default, functionality exceeding requirements or mission objectives. DBMSs must adhere to the principles of least functionality by providing only essential capabilities. Unused, unnecessary DBMS components increase the attack vector for SQL Server by introducing additional targets for attack. By minimizing the services and applications installed on the system, the number of potential vulnerabilities is reduced. Components of the system that are unused and cannot be uninstalled must be disabled. The techniques available for disabling components will vary by DBMS product, OS, and the nature of the component and may include DBMS configuration settings, OS service settings, OS file access security, and DBMS user/role permissions.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79175</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>From the server documentation, obtain a listing of required components. Generate a listing of components installed on the server. Click Start >> Type "SQL Server 2016 Installation Center" >> Launch the program >> Click Tools >> Click "Installed SQL Server features discovery report" Compare the feature listing against the required components listing. Note any components that are installed, but not required. Launch SQL Server Configuration Manager. If any components that are installed but are not required are not disabled, this is a finding. If any required components are not installed, this is a finding.</RawString> </Rule> <Rule id="V-213957" severity="medium" conversionstatus="pass" title="SRG-APP-000141-DB-000093" dscresource="None"> <Description><VulnDiscussion>Information systems are capable of providing a wide variety of functions and services. Some of the functions and services, provided by default, may not be necessary to support essential organizational operations (e.g., key missions, functions). It is detrimental for applications to provide, or install by default, functionality exceeding requirements or mission objectives. Applications must adhere to the principles of least functionality by providing only essential capabilities. SQL Server may spawn additional external processes to execute procedures that are defined in the SQL Server but stored in external host files (external procedures). The spawned process used to execute the external procedure may operate within a different OS security context than SQL Server and provide unauthorized access to the host system. The xp_cmdshell extended stored procedure allows execution of host executables outside the controls of database access permissions. This access may be exploited by malicious users who have compromised the integrity of the SQL Server database process to control the host operating system to perpetrate additional malicious activity.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79177</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>The xp_cmdshell extended stored procedure allows execution of host executables outside the controls of database access permissions. This access may be exploited by malicious users who have compromised the integrity of the SQL Server database process to control the host operating system to perpetrate additional malicious activity. To determine if xp_cmdshell is enabled, execute the following commands: EXEC SP_CONFIGURE 'show advanced options', '1'; RECONFIGURE WITH OVERRIDE; EXEC SP_CONFIGURE 'xp_cmdshell'; If the value of "config_value" is "0", this is not a finding. Review the system documentation to determine whether the use of "xp_cmdshell" is required and approved. If it is not approved, this is a finding.</RawString> </Rule> <Rule id="V-213958" severity="medium" conversionstatus="pass" title="SRG-APP-000141-DB-000093" dscresource="None"> <Description><VulnDiscussion>Information systems are capable of providing a wide variety of functions and services. Some of the functions and services, provided by default, may not be necessary to support essential organizational operations (e.g., key missions, functions). It is detrimental for applications to provide, or install by default, functionality exceeding requirements or mission objectives. Applications must adhere to the principles of least functionality by providing only essential capabilities. SQL Server may spawn additional external processes to execute procedures that are defined in the SQL Server but stored in external host files (external procedures). The spawned process used to execute the external procedure may operate within a different OS security context than SQL Server and provide unauthorized access to the host system. The common language runtime (CLR) component of the .NET Framework for Microsoft Windows in SQL Server allows you to write stored procedures, triggers, user-defined types, user-defined functions, user-defined aggregates, and streaming table-valued functions, using any .NET Framework language, including Microsoft Visual Basic .NET and Microsoft Visual C#. CLR packing assemblies can access resources protected by .NET Code Access Security when it runs managed code. Specifying UNSAFE enables the code in the assembly complete freedom to perform operations in the SQL Server process space that can potentially compromise the robustness of SQL Server. UNSAFE assemblies can also potentially subvert the security system of either SQL Server or the common language runtime.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79179</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>The common language runtime (CLR) component of the .NET Framework for Microsoft Windows in SQL Server allows you to write stored procedures, triggers, user-defined types, user-defined functions, user-defined aggregates, and streaming table-valued functions, using any .NET Framework language, including Microsoft Visual Basic .NET and Microsoft Visual C#. CLR packing assemblies can access resources protected by .NET Code Access Security when it runs managed code. Specifying UNSAFE enables the code in the assembly complete freedom to perform operations in the SQL Server process space that can potentially compromise the robustness of SQL Server. UNSAFE assemblies can also potentially subvert the security system of either SQL Server or the common language runtime. To determine if CLR is enabled, execute the following commands: EXEC SP_CONFIGURE 'show advanced options', '1'; RECONFIGURE WITH OVERRIDE; EXEC SP_CONFIGURE 'clr enabled'; If the value of "config_value" is "0", this is not a finding. If the value of "config_value" is "1", review the system documentation to determine whether the use of CLR code is approved. If it is not approved, this is a finding. If CLR code is approved, check the database for UNSAFE assembly permission using the following script: USE [master] SELECT * FROM sys.assemblies WHERE permission_set_desc != 'SAFE' AND is_user_defined = 1; If any records are returned, review the system documentation to determine if the use of UNSAFE assemblies is approved. If it is not approved, this is a finding.</RawString> </Rule> <Rule id="V-213959" severity="medium" conversionstatus="pass" title="SRG-APP-000141-DB-000093" dscresource="None"> <Description><VulnDiscussion>Information systems are capable of providing a wide variety of functions and services. Some of the functions and services, provided by default, may not be necessary to support essential organizational operations (e.g., key missions, functions). It is detrimental for applications to provide, or install by default, functionality exceeding requirements or mission objectives. Applications must adhere to the principles of least functionality by providing only essential capabilities. SQL Server may spawn additional external processes to execute procedures that are defined in the SQL Server but stored in external host files (external procedures). The spawned process used to execute the external procedure may operate within a different OS security context than SQL Server and provide unauthorized access to the host system. Extended stored procedures are DLLs that an instance of SQL Server can dynamically load and run. Extended stored procedures run directly in the address space of an instance of SQL Server and are programmed by using the SQL Server Extended Stored Procedure API. Non-Standard extended stored procedures can compromise the integrity of the SQL Server process. This feature will be removed in a future version of Microsoft SQL Server. Do not use this feature in new development work, and modify applications that currently use this feature as soon as possible.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79181</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Extended stored procedures are DLLs that an instance of SQL Server can dynamically load and run. Extended stored procedures run directly in the address space of an instance of SQL Server and are programmed by using the SQL Server Extended Stored Procedure API. Non-Standard extended stored procedures can compromise the integrity of the SQL Server process. This feature will be removed in a future version of Microsoft SQL Server. Do not use this feature in new development work, and modify applications that currently use this feature as soon as possible. To determine if non-standard extended stored procedures exist, run the following: ------------------------------------------------------------------------ USE [master] GO DECLARE @xplist AS TABLE ( xp_name sysname, source_dll nvarchar(255) ) INSERT INTO @xplist EXEC sp_helpextendedproc SELECT X.xp_name, X.source_dll, O.is_ms_shipped FROM @xplist X JOIN sys.all_objects O ON X.xp_name = O.name WHERE O.is_ms_shipped = 0 ORDER BY X.xp_name ------------------------------------------------------------------------ If any records are returned, review the system documentation to determine whether the use of Non-Standard extended stored procedures are required and approved. If it is not approved, this is a finding.</RawString> </Rule> <Rule id="V-213960" severity="medium" conversionstatus="pass" title="SRG-APP-000141-DB-000093" dscresource="None"> <Description><VulnDiscussion>Information systems are capable of providing a wide variety of functions and services. Some of the functions and services, provided by default, may not be necessary to support essential organizational operations (e.g., key missions, functions). It is detrimental for applications to provide, or install by default, functionality exceeding requirements or mission objectives. Applications must adhere to the principles of least functionality by providing only essential capabilities. SQL Server may spawn additional external processes to execute procedures that are defined in the SQL Server but stored in external host files (external procedures). The spawned process used to execute the external procedure may operate within a different OS security context than SQL Server and provide unauthorized access to the host system. A linked server allows for access to distributed, heterogeneous queries against OLE DB data sources. After a linked server is created, distributed queries can be run against this server, and queries can join tables from more than one data source. If the linked server is defined as an instance of SQL Server, remote stored procedures can be executed. This access may be exploited by malicious users who have compromised the integrity of the SQL Server.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79183</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>A linked server allows for access to distributed, heterogeneous queries against OLE DB data sources. After a linked server is created, distributed queries can be run against this server, and queries can join tables from more than one data source. If the linked server is defined as an instance of SQL Server, remote stored procedures can be executed. To obtain a list of linked servers, execute the following command: EXEC sp_linkedservers; Review the system documentation to determine whether the linked servers listed are required and approved. If it is not approved, this is a finding. Run the following to get a linked server login mapping: SELECT s.name, p.principal_id, l.remote_name FROM sys.servers s JOIN sys.linked_logins l ON s.server_id = l.server_id LEFT JOIN sys.server_principals p ON l.local_principal_id = p.principal_id WHERE s.is_linked = 1 Review the linked login mapping and check the remote name as it can impersonate sysadmin. If a login in the list is impersonating sysadmin and system documentation does not require this, it is a finding.</RawString> </Rule> <Rule id="V-213962" severity="medium" conversionstatus="pass" title="SRG-APP-000142-DB-000094" dscresource="None"> <Description><VulnDiscussion>In order to prevent unauthorized connection of devices, unauthorized transfer of information, or unauthorized tunneling (i.e., embedding of data types within data types), organizations must disable or restrict unused or unnecessary physical and logical ports on information systems. Applications are capable of providing a wide variety of functions and services. Some of the functions and services provided by default may not be necessary to support essential organizational operations. Additionally, it is sometimes convenient to provide multiple services from a single component (e.g., email and web services); however, doing so increases risk over limiting the services provided by any one component. To support the requirements and principles of least functionality, the application must support the organizational requirements providing only essential capabilities and limiting the use of ports to only those required, authorized, and approved to conduct official business or to address authorized quality of life issues. SQL Server using ports deemed unsafe is open to attack through those ports. This can allow unauthorized access to the database and through the database to other components of the information system.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79187</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review SQL Server Configuration for the ports used by SQL Server. To determine whether SQL Server is configured to use a fixed port or dynamic ports, in the right-hand pane double-click on the TCP/IP entry, to open the Properties dialog. (The default fixed port is 1433.) If these are in conflict with PPSM guidance, and not explained and approved in the system documentation, this is a finding.</RawString> </Rule> <Rule id="V-213965" severity="medium" conversionstatus="pass" title="SRG-APP-000164-DB-000401" dscresource="None"> <Description><VulnDiscussion>OS/enterprise authentication and identification must be used (SRG-APP-000023-DB-000001). Native DBMS authentication may be used only when circumstances make it unavoidable; and must be documented and AO-approved. The DoD standard for authentication is DoD-approved PKI certificates. Authentication based on User ID and Password may be used only when it is not possible to employ a PKI certificate, and requires AO approval. In such cases, the DoD standards for password complexity and lifetime must be implemented. DBMS products that can inherit the rules for these from the operating system or access control program (e.g., Microsoft Active Directory) must be configured to do so. For other DBMSs, the rules must be enforced using available configuration parameters or custom code.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79193</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Execute the following query to determine if Contained Databases are used: SELECT * FROM sys.databases WHERE containment = 1 If any records are returned. Check the server documentation for a list of authorized contained database users. Ensure contained database users are not using SQL Authentication. EXEC sp_MSforeachdb 'USE [?]; SELECT DB_NAME() AS DatabaseName, * FROM sys.database_principals WHERE authentication_type = 2' If any records are returned, this is a finding.</RawString> </Rule> <Rule id="V-213970" severity="medium" conversionstatus="pass" title="SRG-APP-000180-DB-000115" dscresource="None"> <Description><VulnDiscussion>Non-organizational users include all information system users other than organizational users, which include organizational employees or individuals the organization deems to have equivalent status of employees (e.g., contractors, guest researchers, individuals from allied nations). Non-organizational users must be uniquely identified and authenticated for all accesses other than those accesses explicitly identified and documented by the organization when related to the use of anonymous access, such as accessing a web server. Accordingly, a risk assessment is used in determining the authentication needs of the organization. Scalability, practicality, and security are simultaneously considered in balancing the need to ensure ease of use for access to federal information and information systems with the need to protect and adequately mitigate risk to organizational operations, organizational assets, individuals, other organizations, and the Nation.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79201</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review documentation, SQL Server settings, and authentication system settings to determine if non-organizational users are individually identified and authenticated when logging onto the system. Execute the following query to obtain a list of logins on the SQL Server and ensure all accounts are uniquely identifiable: SELECT name, type_desc FROM sys.server_principals WHERE type in ('S','U') If accounts are determined to be shared, determine if individuals are first individually authenticated. Where an application connects to SQL Server using a standard, shared account, ensure that it also captures the individual user identification and passes it to SQL Server. If the documentation indicates that this is a public-facing, read-only (from the point of view of public users) database that does not require individual authentication, this is not a finding. If non-organizational users are not uniquely identified and authenticated, this is a finding.</RawString> </Rule> <Rule id="V-213972" severity="high" conversionstatus="pass" title="SRG-APP-000231-DB-000154" dscresource="None"> <Description><VulnDiscussion>This control is intended to address the confidentiality and integrity of information at rest in non-mobile devices and covers user information and system information. Information at rest refers to the state of information when it is located on a secondary storage device (e.g., disk drive, tape drive) within an organizational information system. Applications and application users generate information throughout the course of their application use. User data generated, as well as application-specific configuration data, needs to be protected. Organizations may choose to employ different mechanisms to achieve confidentiality and integrity protections, as appropriate. If the confidentiality and integrity of SQL Server data is not protected, the data will be open to compromise and unauthorized modification.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79205</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review system documentation to determine whether the system handles classified information. If the system does not handle classified information, the severity of this check should be downgraded to Category II. If the application owner and Authorizing Official have determined that encryption of data at rest is required, ensure the data on secondary devices is encrypted. If full-disk encryption is being used, this is not a finding. If data encryption is required, ensure the data is encrypted before being put on the secondary device by executing: SELECT d.name AS [Database Name], CASE e.encryption_state WHEN 0 THEN 'No database encryption key present, no encryption' WHEN 1 THEN 'Unencrypted' WHEN 2 THEN 'Encryption in progress' WHEN 3 THEN 'Encrypted' WHEN 4 THEN 'Key change in progress' WHEN 5 THEN 'Decryption in progress' WHEN 6 THEN 'Protection change in progress' END AS [Encryption State] FROM sys.dm_database_encryption_keys e RIGHT JOIN sys.databases d ON DB_NAME(e.database_id) = d.name WHERE d.name NOT IN ('master','model','msdb') ORDER BY [Database Name] ; For each user database where encryption is required, verify that encryption is in effect. If not, this is a finding. Verify that there are physical security measures, operating system access control lists and organizational controls appropriate to the sensitivity level of the data in the database(s). If not, this is a finding.</RawString> </Rule> <Rule id="V-213975" severity="medium" conversionstatus="pass" title="SRG-APP-000243-DB-000373" dscresource="None"> <Description><VulnDiscussion>The purpose of this control is to prevent information, including encrypted representations of information, produced by the actions of a prior user/role (or the actions of a process acting on behalf of a prior user/role) from being available to any current user/role (or current process) that obtains access to a shared system resource (e.g., registers, main memory, secondary storage) after the resource has been released back to the information system. Control of information in shared resources is also referred to as object reuse.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79211</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review system documentation to determine if Common Criteria Compliance is not required due to potential impact on system performance. SQL Server Residual Information Protection (RIP) requires a memory allocation to be overwritten with a known pattern of bits before memory is reallocated to a new resource. Meeting the RIP standard can contribute to improved security; however, overwriting the memory allocation can slow performance. After the common criteria compliance enabled option is enabled, the overwriting occurs. Review the Instance configuration: SELECT value_in_use FROM sys.configurations WHERE name = 'common criteria compliance enabled' If "value_in_use" is set to "1" this is not a finding. If "value_in_use" is set to "0" this is a finding. NOTE: Enabling this feature may impact performance on highly active SQL Server instances. If an exception justifying setting SQL Server Residual Information Protection (RIP) to disabled (value_in_use set to "0") has been documented and approved, then this may be downgraded to a CAT III finding. </RawString> </Rule> <Rule id="V-213976" severity="medium" conversionstatus="pass" title="SRG-APP-000243-DB-000373" dscresource="None"> <Description><VulnDiscussion>The purpose of this control is to prevent information, including encrypted representations of information, produced by the actions of a prior user/role (or the actions of a process acting on behalf of a prior user/role) from being available to any current user/role (or current process) that obtains access to a shared system resource (e.g., registers, main memory, secondary storage) after the resource has been released back to the information system. Control of information in shared resources is also referred to as object reuse.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79213</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review the system documentation to determine if Instant File Initialization (IFI) is required. If IFI is documented as required, this is not a finding. Review system configuration to determine whether IFI support has been enabled (by default in SQL Server 2016). Start >> Control Panel >> Administrative Tools >> Local Security Policy >> Local Policies >> User Rights Assignment If the SQL Service SID (Default instance: NT SERVICE\MSSQLSERVER. Named instance: NT SERVICE\MSSQL$InstanceName) has been granted "Perform volume maintenance tasks" Local Rights Assignment and if it is not documented in the system documentation, this is a finding.</RawString> </Rule> <Rule id="V-213977" severity="medium" conversionstatus="pass" title="SRG-APP-000243-DB-000374" dscresource="None"> <Description><VulnDiscussion>SQL Server must prevent unauthorized and unintended information transfer via shared system resources. Permitting only SQL Server processes and authorized, administrative users to have access to the files where the database resides helps ensure that those files are not shared inappropriately and are not open to backdoor access and manipulation.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79215</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review the permissions granted to users by the operating system/file system on the database files, database log files, and database backup files. To obtain the location of SQL Server data, transaction log, and backup files, open and execute the supplemental file "Get SQL Data and Backup Directories.sql". For each of the directories returned by the above script, verify whether the correct permissions have been applied. 1) Launch Windows Explorer. 2) Navigate to the folder. 3) Right-click the folder and click "Properties". 4) Navigate to the "Security" tab. 5) Review the listing of principals and permissions. Account Type Directory Type Permission ----------------------------------------------------------------------------------------------- Database Administrators ALL Full Control SQL Server Service SID Data; Log; Backup; Full Control SQL Server Agent Service SID Backup Full Control SYSTEM ALL Full Control CREATOR OWNER ALL Full Control For information on how to determine a "Service SID", go to: https://aka.ms/sql-service-sids Additional permission requirements, including full directory permissions and operating system rights for SQL Server, are documented at: https://aka.ms/sqlservicepermissions If any additional permissions are granted but not documented as authorized, this is a finding.</RawString> </Rule> <Rule id="V-213979" severity="medium" conversionstatus="pass" title="SRG-APP-000340-DB-000304" dscresource="None"> <Description><VulnDiscussion>Preventing non-privileged users from executing privileged functions mitigates the risk that unauthorized individuals or processes may gain unnecessary access to information or privileges. System documentation should include a definition of the functionality considered privileged. Depending on circumstances, privileged functions can include, for example, establishing accounts, performing system integrity checks, or administering cryptographic key management activities. Non-privileged users are individuals that do not possess appropriate authorizations. Circumventing intrusion detection and prevention mechanisms or malicious code protection mechanisms are examples of privileged functions that require protection from non-privileged users. A privileged function in SQL Server/database context is any operation that modifies the structure of the database, its built-in logic, or its security settings. This would include all Data Definition Language (DDL) statements and all security-related statements. In an SQL environment, it encompasses, but is not necessarily limited to: CREATE ALTER DROP GRANT REVOKE DENY There may also be Data Manipulation Language (DML) statements that, subject to context, should be regarded as privileged. Possible examples include: TRUNCATE TABLE; DELETE, or DELETE affecting more than n rows, for some n, or DELETE without a WHERE clause; UPDATE or UPDATE affecting more than n rows, for some n, or UPDATE without a WHERE clause; Any SELECT, INSERT, UPDATE, or DELETE to an application-defined security table executed by other than a security principal. Depending on the capabilities of SQL Server and the design of the database and associated applications, the prevention of unauthorized use of privileged functions may be achieved by means of DBMS security features, database triggers, other mechanisms, or a combination of these.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79219</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review server-level securables and built-in role membership to ensure only authorized users have privileged access and the ability to create server-level objects and grant permissions to themselves or others. Review the system documentation to determine the required levels of protection for DBMS server securables, by type of login. Review the permissions in place on the server. If the actual permissions do not match the documented requirements, this is a finding. Get all permission assignments to logins and roles: SELECT DISTINCT CASE WHEN SP.class_desc IS NOT NULL THEN CASE WHEN SP.class_desc = 'SERVER' AND S.is_linked = 0 THEN 'SERVER' WHEN SP.class_desc = 'SERVER' AND S.is_linked = 1 THEN 'SERVER (linked)' ELSE SP.class_desc END WHEN E.name IS NOT NULL THEN 'ENDPOINT' WHEN S.name IS NOT NULL AND S.is_linked = 0 THEN 'SERVER' WHEN S.name IS NOT NULL AND S.is_linked = 1 THEN 'SERVER (linked)' WHEN P.name IS NOT NULL THEN 'SERVER_PRINCIPAL' ELSE '???' END AS [Securable Class], CASE WHEN E.name IS NOT NULL THEN E.name WHEN S.name IS NOT NULL THEN S.name WHEN P.name IS NOT NULL THEN P.name ELSE '???' END AS [Securable], P1.name AS [Grantee], P1.type_desc AS [Grantee Type], sp.permission_name AS [Permission], sp.state_desc AS [State], P2.name AS [Grantor], P2.type_desc AS [Grantor Type] FROM sys.server_permissions SP INNER JOIN sys.server_principals P1 ON P1.principal_id = SP.grantee_principal_id INNER JOIN sys.server_principals P2 ON P2.principal_id = SP.grantor_principal_id FULL OUTER JOIN sys.servers S ON SP.class_desc = 'SERVER' AND S.server_id = SP.major_id FULL OUTER JOIN sys.endpoints E ON SP.class_desc = 'ENDPOINT' AND E.endpoint_id = SP.major_id FULL OUTER JOIN sys.server_principals P ON SP.class_desc = 'SERVER_PRINCIPAL' AND P.principal_id = SP.major_id Get all server role memberships: SELECT R.name AS [Role], M.name AS [Member] FROM sys.server_role_members X INNER JOIN sys.server_principals R ON R.principal_id = X.role_principal_id INNER JOIN sys.server_principals M ON M.principal_id = X.member_principal_id The CONTROL SERVER permission is similar but not identical to the sysadmin fixed server role. Permissions do not imply role memberships and role memberships do not grant permissions. (e.g., CONTROL SERVER does not imply membership in the sysadmin fixed server role.) Ensure only the documented and approved logins have privileged functions in SQL Server. If the current configuration does not match the documented baseline, this is a finding.</RawString> </Rule> <Rule id="V-213980" severity="medium" conversionstatus="pass" title="SRG-APP-000342-DB-000302" dscresource="None"> <Description><VulnDiscussion>In certain situations, to provide required functionality, a DBMS needs to execute internal logic (stored procedures, functions, triggers, etc.) and/or external code modules with elevated privileges. However, if the privileges required for execution are at a higher level than the privileges assigned to organizational users invoking the functionality applications/programs, those users are indirectly provided with greater privileges than assigned by organizations. Privilege elevation must be utilized only where necessary and protected from misuse.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79221</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review the server documentation to obtain a listing of accounts used for executing external processes. Execute the following query to obtain a listing of accounts currently configured for use by external processes. SELECT C.name AS credential_name, C.credential_identity FROM sys.credentials C GO SELECT P.name AS proxy_name, C.name AS credential_name, C.credential_identity FROM sys.credentials C JOIN msdb.dbo.sysproxies P ON C.credential_id = P.credential_id WHERE P.enabled = 1 GO If any Credentials or SQL Agent Proxy accounts are returned that are not documented and authorized, this is a finding.</RawString> </Rule> <Rule id="V-213981" severity="medium" conversionstatus="pass" title="SRG-APP-000356-DB-000314" dscresource="None"> <Description><VulnDiscussion>Without the ability to centrally manage the content captured in the audit records, identification, troubleshooting, and correlation of suspicious behavior would be difficult and could lead to a delayed or incomplete analysis of an ongoing attack. The content captured in audit records must be managed from a central location (necessitating automation). Centralized management of audit records and logs provides for efficiency in maintenance and management of records, as well as the backup and archiving of those records. SQL Server may write audit records to database tables, to files in the file system, to other kinds of local repository, or directly to a centralized log management system. Whatever the method used, it must be compatible with off-loading the records to the centralized system.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79223</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review the system documentation for a description of how audit records are off-loaded and how local audit log space is managed. If the SQL Server audit records are not written directly to or systematically transferred to a centralized log management system, this is a finding.</RawString> </Rule> <Rule id="V-213982" severity="medium" conversionstatus="pass" title="SRG-APP-000356-DB-000315" dscresource="None"> <Description><VulnDiscussion>If the configuration of SQL Server's auditing is spread across multiple locations in the database management software, or across multiple commands, only loosely related, it is harder to use and takes longer to reconfigure in response to events. SQL Server must provide a unified tool for audit configuration.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79225</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review the system documentation for a description of how audit records are off-loaded and how local audit log space is managed. If the SQL Server audit records (to include traces used for audit purposes) are not written directly to or systematically transferred to a centralized log management system, this is a finding.</RawString> </Rule> <Rule id="V-213983" severity="medium" conversionstatus="pass" title="SRG-APP-000357-DB-000316" dscresource="None"> <Description><VulnDiscussion>In order to ensure sufficient storage capacity for the audit logs, SQL Server must be able to allocate audit record storage capacity. Although another requirement (SRG-APP-000515-DB-000318) mandates that audit data be off-loaded to a centralized log management system, it remains necessary to provide space on the database server to serve as a buffer against outages and capacity limits of the off-loading mechanism. The task of allocating audit record storage capacity is usually performed during initial installation of SQL Server and is closely associated with the DBA and system administrator roles. The DBA or system administrator will usually coordinate the allocation of physical drive space with the application owner/installer and the application will prompt the installer to provide the capacity information, the physical location of the disk, or both. In determining the capacity requirements, consider such factors as: total number of users; expected number of concurrent users during busy periods; number and type of events being monitored; types and amounts of data being captured; the frequency/speed with which audit records are off-loaded to the central log management system; and any limitations that exist on SQL Server's ability to reuse the space formerly occupied by off-loaded records.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79227</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Check the server documentation for the SQL Audit file size configurations. Locate the Audit file path and drive. SELECT max_file_size, max_rollover_files, log_file_path AS "Audit Path" FROM sys.server_file_audits Calculate the space needed as the maximum file size and number of files from the SQL Audit File properties. If the calculated product of the "max_file_size" times the "max_rollover_files" exceeds the size of the storage location or if "max_file_size" or "max_rollover_files" are set to "0" (UNLIMITED), this is a finding.</RawString> </Rule> <Rule id="V-213986" severity="medium" conversionstatus="pass" title="SRG-APP-000374-DB-000322" dscresource="None"> <Description><VulnDiscussion>If time stamps are not consistently applied and there is no common time reference, it is difficult to perform forensic analysis. Time stamps generated by SQL Server must include date and time. Time is commonly expressed in Coordinated Universal Time (UTC), a modern continuation of Greenwich Mean Time (GMT), or local time with an offset from UTC.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79233</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>SQL Server audits store the timestamp in UTC time. Determine if the computer is joined to a domain. SELECT DEFAULT_DOMAIN()[DomainName] If this is not NULL, this is not a finding. If the computer is not joined to a domain, determine what the time source is. (Run the following command in an elevated PowerShell session.) w32tm /query /source If the results of the command return "Local CMOS Clock" and is not documented with justification and AO authorization, this is a finding. If the OS does not synchronize with a time server, review the procedure for maintaining accurate time on the system. If such a procedure does not exist, this is a finding. If the procedure exists, review evidence that the correct time is actually maintained. If the evidence indicates otherwise, this is a finding.</RawString> </Rule> <Rule id="V-213987" severity="medium" conversionstatus="pass" title="SRG-APP-000380-DB-000360" dscresource="None"> <Description><VulnDiscussion>Failure to provide logical access restrictions associated with changes to configuration may have significant effects on the overall security of the system. When dealing with access restrictions pertaining to change control, it should be noted that any changes to the hardware, software, and/or firmware components of the information system can potentially have significant effects on the overall security of the system. Accordingly, only qualified and authorized individuals should be allowed to obtain access to system components for the purposes of initiating changes, including upgrades and modifications.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79235</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Obtain a list of logins who have privileged permissions and role memberships in SQL. Execute the following query to obtain a list of logins and roles and their respective permissions assignment: SELECT p.name AS Principal, p.type_desc AS Type, sp.permission_name AS Permission, sp.state_desc AS State FROM sys.server_principals p INNER JOIN sys.server_permissions sp ON p.principal_id = sp.grantee_principal_id WHERE sp.permission_name = 'CONTROL SERVER' OR sp.state = 'W' Execute the following query to obtain a list of logins and their role memberships. SELECT m.name AS Member, m.type_desc AS Type, r.name AS Role FROM sys.server_principals m INNER JOIN sys.server_role_members rm ON m.principal_id = rm.member_principal_id INNER JOIN sys.server_principals r ON rm.role_principal_id = r.principal_id WHERE r.name IN ('sysadmin','securityadmin','serveradmin') Check the server documentation to verify the logins and roles returned are authorized. If the logins and/or roles are not documented and authorized, this is a finding.</RawString> </Rule> <Rule id="V-213988" severity="medium" conversionstatus="pass" title="SRG-APP-000380-DB-000360" dscresource="None"> <Description><VulnDiscussion>Failure to provide logical access restrictions associated with changes to configuration may have significant effects on the overall security of the system. When dealing with access restrictions pertaining to change control, it should be noted that any changes to the hardware, software, and/or firmware components of the information system can potentially have significant effects on the overall security of the system. Accordingly, only qualified and authorized individuals should be allowed to obtain access to system components for the purposes of initiating changes, including upgrades and modifications.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79237</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Obtain a list of users who have privileged access to the server via the local Administrators group. Launch lusrmgr.msc Select Groups Double-click Administrators Alternatively, execute the following command in PowerShell: net localgroup administrators Check the server documentation to verify the users returned are authorized. If the users are not documented and authorized, this is a finding.</RawString> </Rule> <Rule id="V-213990" severity="medium" conversionstatus="pass" title="SRG-APP-000383-DB-000364" dscresource="None"> <Description><VulnDiscussion>Use of nonsecure network functions, ports, protocols, and services exposes the system to avoidable threats.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79241</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>SQL Server must only use approved network communication libraries, ports, and protocols. Obtain a list of all approved network libraries, communication ports, and protocols from the server documentation. Verify that the protocols are enabled for the instance. If any ports or protocols are used that are not specifically approved in the server documentation, this is a finding.</RawString> </Rule> <Rule id="V-213991" severity="medium" conversionstatus="pass" title="SRG-APP-000431-DB-000388" dscresource="None"> <Description><VulnDiscussion>Database management systems can maintain separate execution domains for each executing process by assigning each process a separate address space. Each process has a distinct address space so that communication between processes is controlled through the security functions, and one process cannot modify the executing code of another process. Maintaining separate execution domains for executing processes can be achieved, for example, by implementing separate address spaces.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79243</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review the server documentation to determine whether use of CLR assemblies is required. Run the following query to determine whether CLR is enabled for the instance: SELECT name, value, value_in_use FROM sys.configurations WHERE name = 'clr enabled' If "value_in_use" is a "1" and CLR is not required, this is a finding.</RawString> </Rule> <Rule id="V-213992" severity="medium" conversionstatus="pass" title="SRG-APP-000431-DB-000388" dscresource="None"> <Description><VulnDiscussion>Database management systems can maintain separate execution domains for each executing process by assigning each process a separate address space. Each process has a distinct address space so that communication between processes is controlled through the security functions, and one process cannot modify the executing code of another process. Maintaining separate execution domains for executing processes can be achieved, for example, by implementing separate address spaces.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79245</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review the server documentation to obtain a listing of required service accounts. Review the accounts configured for all SQL Server services installed on the server. Click Start >> Type "SQL Server Configuration Manager" >> Launch the program >> Click SQL Server Services tree node. Review the "Log On As" column for each service. If any services are configured with the same service account or are configured with an account that is not documented and authorized, this is a finding.</RawString> </Rule> <Rule id="V-213993" severity="medium" conversionstatus="pass" title="SRG-APP-000454-DB-000389" dscresource="None"> <Description><VulnDiscussion>Previous versions of DBMS components that are not removed from the information system after updates have been installed may be exploited by adversaries. Some DBMSs' installation tools may remove older versions of software automatically from the information system. In other cases, manual review and removal will be required. In planning installations and upgrades, organizations must include steps (automated, manual, or both) to identify and remove the outdated modules. A transition period may be necessary when both the old and the new software are required. This should be taken into account in the planning.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79247</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>From the server documentation, obtain a listing of required components. Generate a listing of components installed on the server. Click Start >> Type "SQL Server 2016 Installation Center" >> Launch the program >> Click Tools >> Click "Installed SQL Server features discovery report" Compare the feature listing against the required components listing. If any features are installed, but are not required, this is a finding.</RawString> </Rule> <Rule id="V-213996" severity="medium" conversionstatus="pass" title="SRG-APP-000492-DB-000333" dscresource="None"> <Description><VulnDiscussion>Changes to the security configuration must be tracked. This requirement applies to situations where security data is retrieved or modified via data manipulation operations, as opposed to via specialized security functionality. In an SQL environment, types of access include, but are not necessarily limited to: SELECT INSERT UPDATE DELETE EXECUTE To aid in diagnosis, it is necessary to keep track of failed attempts in addition to the successful ones.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79253</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review the system documentation to determine if SQL Server is required to audit the retrieval of privilege/permission/role membership information. If this is not required, this is not a finding. If the documentation does not exist, this is a finding. Determine if an audit is configured and started by executing the following query. SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_statu If no records are returned, this is a finding. If the auditing the retrieval of privilege/permission/role membership information is required, execute the following query to verify the "SCHEMA_OBJECT_ACCESS_GROUP" is included in the server audit specification. SELECT a.name AS 'AuditName', s.name AS 'SpecName', d.audit_action_name AS 'ActionName', d.audited_result AS 'Result' FROM sys.server_audit_specifications s JOIN sys.server_audits a ON s.audit_guid = a.audit_guid JOIN sys.server_audit_specification_details d ON s.server_specification_id = d.server_specification_id WHERE a.is_state_enabled = 1 AND d.audit_action_name = 'SCHEMA_OBJECT_ACCESS_GROUP' If the SCHEMA_OBJECT_ACCESS_GROUP is not returned in an active audit, this is a finding.</RawString> </Rule> <Rule id="V-213997" severity="medium" conversionstatus="pass" title="SRG-APP-000494-DB-000344" dscresource="None"> <Description><VulnDiscussion>Changes in categorized information must be tracked. Without an audit trail, unauthorized access to protected data could go undetected. For detailed information on categorizing information, refer to FIPS Publication 199, Standards for Security Categorization of Federal Information and Information Systems, and FIPS Publication 200, Minimum Security Requirements for Federal Information and Information Systems.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79255</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review the system documentation to determine if SQL Server is required to audit when data classifications are retrieved. If this is not required, this is not a finding. If the documentation does not exist, this is a finding. Determine if an audit is configured and started by executing the following query. SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status If no records are returned, this is a finding. If auditing the retrieval of privilege/permission/role membership information is required, execute the following query to verify the "SCHEMA_OBJECT_ACCESS_GROUP" is included in the server audit specification. SELECT a.name AS 'AuditName', s.name AS 'SpecName', d.audit_action_name AS 'ActionName', d.audited_result AS 'Result' FROM sys.server_audit_specifications s JOIN sys.server_audits a ON s.audit_guid = a.audit_guid JOIN sys.server_audit_specification_details d ON s.server_specification_id = d.server_specification_id WHERE a.is_state_enabled = 1 AND d.audit_action_name = 'SCHEMA_OBJECT_ACCESS_GROUP' If the "SCHEMA_OBJECT_ACCESS_GROUP" is not returned in an active audit, this is a finding.</RawString> </Rule> <Rule id="V-213998" severity="medium" conversionstatus="pass" title="SRG-APP-000494-DB-000345" dscresource="None"> <Description><VulnDiscussion>Changes in categorized information must be tracked. Without an audit trail, unauthorized access to protected data could go undetected. To aid in diagnosis, it is necessary to keep track of failed attempts in addition to the successful ones. For detailed information on categorizing information, refer to FIPS Publication 199, Standards for Security Categorization of Federal Information and Information Systems, and FIPS Publication 200, Minimum Security Requirements for Federal Information and Information Systems.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79257</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review the system documentation to determine if SQL Server is required to audit when data classifications are unsuccessfully retrieved. If this is not required, this is not a finding. If the documentation does not exist, this is a finding. Determine if an audit is configured and started by executing the following query. SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status If no records are returned, this is a finding. If the auditing the retrieval of privilege/permission/role membership information is required, execute the following query to verify the "SCHEMA_OBJECT_ACCESS_GROUP" is included in the server audit specification. SELECT a.name AS 'AuditName', s.name AS 'SpecName', d.audit_action_name AS 'ActionName', d.audited_result AS 'Result' FROM sys.server_audit_specifications s JOIN sys.server_audits a ON s.audit_guid = a.audit_guid JOIN sys.server_audit_specification_details d ON s.server_specification_id = d.server_specification_id WHERE a.is_state_enabled = 1 AND d.audit_action_name = 'SCHEMA_OBJECT_ACCESS_GROUP' If the "SCHEMA_OBJECT_ACCESS_GROUP" is not returned in an active audit, this is a finding.</RawString> </Rule> <Rule id="V-214005" severity="medium" conversionstatus="pass" title="SRG-APP-000498-DB-000346" dscresource="None"> <Description><VulnDiscussion>Changes in categorized information must be tracked. Without an audit trail, unauthorized access to protected data could go undetected. For detailed information on categorizing information, refer to FIPS Publication 199, Standards for Security Categorization of Federal Information and Information Systems, and FIPS Publication 200, Minimum Security Requirements for Federal Information and Information Systems.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79271</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review the system documentation to determine if SQL Server is required to audit when data classifications are modified. If this is not required, this is not a finding. If the documentation does not exist, this is a finding. Determine if an audit is configured and started by executing the following query. SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status If no records are returned, this is a finding. If the auditing the retrieval of privilege/permission/role membership information is required, execute the following query to verify the "SCHEMA_OBJECT_ACCESS_GROUP" is included in the server audit specification. SELECT a.name AS 'AuditName', s.name AS 'SpecName', d.audit_action_name AS 'ActionName', d.audited_result AS 'Result' FROM sys.server_audit_specifications s JOIN sys.server_audits a ON s.audit_guid = a.audit_guid JOIN sys.server_audit_specification_details d ON s.server_specification_id = d.server_specification_id WHERE a.is_state_enabled = 1 AND d.audit_action_name = 'SCHEMA_OBJECT_ACCESS_GROUP' If the "SCHEMA_OBJECT_ACCESS_GROUP" is not returned in an active audit, this is a finding.</RawString> </Rule> <Rule id="V-214006" severity="medium" conversionstatus="pass" title="SRG-APP-000498-DB-000347" dscresource="None"> <Description><VulnDiscussion>Changes in categories of information must be tracked. Without an audit trail, unauthorized access to protected data could go undetected. To aid in diagnosis, it is necessary to keep track of failed attempts in addition to the successful ones. For detailed information on categorizing information, refer to FIPS Publication 199, Standards for Security Categorization of Federal Information and Information Systems, and FIPS Publication 200, Minimum Security Requirements for Federal Information and Information Systems.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79273</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review the system documentation to determine if SQL Server is required to audit when data classifications are unsuccessfully modified. If this is not required, this is not a finding. If the documentation does not exist, this is a finding. Determine if an audit is configured and started by executing the following query. SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status If no records are returned, this is a finding. If the auditing the retrieval of privilege/permission/role membership information is required, execute the following query to verify the "SCHEMA_OBJECT_ACCESS_GROUP" is included in the server audit specification. SELECT a.name AS 'AuditName', s.name AS 'SpecName', d.audit_action_name AS 'ActionName', d.audited_result AS 'Result' FROM sys.server_audit_specifications s JOIN sys.server_audits a ON s.audit_guid = a.audit_guid JOIN sys.server_audit_specification_details d ON s.server_specification_id = d.server_specification_id WHERE a.is_state_enabled = 1 AND d.audit_action_name = 'SCHEMA_OBJECT_ACCESS_GROUP' If the "SCHEMA_OBJECT_ACCESS_GROUP" is not returned in an active audit, this is a finding.</RawString> </Rule> <Rule id="V-214011" severity="medium" conversionstatus="pass" title="SRG-APP-000502-DB-000348" dscresource="None"> <Description><VulnDiscussion>Changes in categorized information must be tracked. Without an audit trail, unauthorized access to protected data could go undetected. For detailed information on categorizing information, refer to FIPS Publication 199, Standards for Security Categorization of Federal Information and Information Systems, and FIPS Publication 200, Minimum Security Requirements for Federal Information and Information Systems.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79283</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review the system documentation to determine if SQL Server is required to audit when data classifications are deleted. If this is not required, this is not a finding. If the documentation does not exist, this is a finding. Determine if an audit is configured and started by executing the following query. SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status If no records are returned, this is a finding. If the auditing the retrieval of privilege/permission/role membership information is required, execute the following query to verify the "SCHEMA_OBJECT_ACCESS_GROUP" is included in the server audit specification. SELECT a.name AS 'AuditName', s.name AS 'SpecName', d.audit_action_name AS 'ActionName', d.audited_result AS 'Result' FROM sys.server_audit_specifications s JOIN sys.server_audits a ON s.audit_guid = a.audit_guid JOIN sys.server_audit_specification_details d ON s.server_specification_id = d.server_specification_id WHERE a.is_state_enabled = 1 AND d.audit_action_name = 'SCHEMA_OBJECT_ACCESS_GROUP' If the "SCHEMA_OBJECT_ACCESS_GROUP" is not returned in an active audit, this is a finding.</RawString> </Rule> <Rule id="V-214012" severity="medium" conversionstatus="pass" title="SRG-APP-000502-DB-000349" dscresource="None"> <Description><VulnDiscussion>Changes in categorized information must be tracked. Without an audit trail, unauthorized access to protected data could go undetected. To aid in diagnosis, it is necessary to keep track of failed attempts in addition to the successful ones. For detailed information on categorizing information, refer to FIPS Publication 199, Standards for Security Categorization of Federal Information and Information Systems, and FIPS Publication 200, Minimum Security Requirements for Federal Information and Information Systems.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79285</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review the system documentation to determine if SQL Server is required to audit when data classifications are unsuccessfully deleted. If this is not required, this is not a finding. If the documentation does not exist, this is a finding. Determine if an audit is configured and started by executing the following query. SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status If no records are returned, this is a finding. If the auditing the retrieval of privilege/permission/role membership information is required, execute the following query to verify the "SCHEMA_OBJECT_ACCESS_GROUP" is included in the server audit specification. SELECT a.name AS 'AuditName', s.name AS 'SpecName', d.audit_action_name AS 'ActionName', d.audited_result AS 'Result' FROM sys.server_audit_specifications s JOIN sys.server_audits a ON s.audit_guid = a.audit_guid JOIN sys.server_audit_specification_details d ON s.server_specification_id = d.server_specification_id WHERE a.is_state_enabled = 1 AND d.audit_action_name = 'SCHEMA_OBJECT_ACCESS_GROUP' If the "SCHEMA_OBJECT_ACCESS_GROUP" is not returned in an active audit, this is a finding.</RawString> </Rule> <Rule id="V-214019" severity="medium" conversionstatus="pass" title="SRG-APP-000507-DB-000356" dscresource="None"> <Description><VulnDiscussion>Without tracking all or selected types of access to all or selected objects (tables, views, procedures, functions, etc.), it would be difficult to establish, correlate, and investigate the events relating to an incident, or identify those responsible for one. In an SQL environment, types of access include, but are not necessarily limited to: SELECT INSERT UPDATE DELETE EXECUTE</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79299</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review the system documentation to determine if SQL Server is required to audit when successful accesses to objects occur. If this is not required, this is not a finding. If the documentation does not exist, this is a finding. Determine if an audit is configured and started by executing the following query. SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status If no records are returned, this is a finding. If the auditing the retrieval of privilege/permission/role membership information is required, execute the following query to verify the "SCHEMA_OBJECT_ACCESS_GROUP" is included in the server audit specification. SELECT a.name AS 'AuditName', s.name AS 'SpecName', d.audit_action_name AS 'ActionName', d.audited_result AS 'Result' FROM sys.server_audit_specifications s JOIN sys.server_audits a ON s.audit_guid = a.audit_guid JOIN sys.server_audit_specification_details d ON s.server_specification_id = d.server_specification_id WHERE a.is_state_enabled = 1 AND d.audit_action_name = 'SCHEMA_OBJECT_ACCESS_GROUP' If the "SCHEMA_OBJECT_ACCESS_GROUP" is not returned in an active audit, this is a finding.</RawString> </Rule> <Rule id="V-214020" severity="medium" conversionstatus="pass" title="SRG-APP-000507-DB-000357" dscresource="None"> <Description><VulnDiscussion>Without tracking all or selected types of access to all or selected objects (tables, views, procedures, functions, etc.), it would be difficult to establish, correlate, and investigate the events relating to an incident, or identify those responsible for one. In an SQL environment, types of access include, but are not necessarily limited to: SELECT INSERT UPDATE DELETE EXECUTE To aid in diagnosis, it is necessary to keep track of failed attempts in addition to the successful ones.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79301</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review the system documentation to determine if SQL Server is required to audit when unsuccessful accesses to objects occur. If this is not required, this is not a finding. If the documentation does not exist, this is a finding. Determine if an audit is configured and started by executing the following query. SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status If no records are returned, this is a finding. If the auditing the retrieval of privilege/permission/role membership information is required, execute the following query to verify the "SCHEMA_OBJECT_ACCESS_GROUP" is included in the server audit specification. SELECT a.name AS 'AuditName', s.name AS 'SpecName', d.audit_action_name AS 'ActionName', d.audited_result AS 'Result' FROM sys.server_audit_specifications s JOIN sys.server_audits a ON s.audit_guid = a.audit_guid JOIN sys.server_audit_specification_details d ON s.server_specification_id = d.server_specification_id WHERE a.is_state_enabled = 1 AND d.audit_action_name = 'SCHEMA_OBJECT_ACCESS_GROUP' If the "SCHEMA_OBJECT_ACCESS_GROUP" is not returned in an active audit, this is a finding.</RawString> </Rule> <Rule id="V-214024" severity="medium" conversionstatus="pass" title="SRG-APP-000514-DB-000383" dscresource="None"> <Description><VulnDiscussion>Use of weak or untested encryption algorithms undermines the purposes of utilizing encryption to protect data. The application must implement cryptographic modules adhering to the higher standards approved by the federal government since this provides assurance they have been tested and validated. It is the responsibility of the data owner to assess the cryptography requirements in light of applicable federal laws, Executive Orders, directives, policies, regulations, and standards. For detailed information, refer to NIST FIPS Publication 140-2, Security Requirements For Cryptographic Modules. Note that the product's cryptographic modules must be validated and certified by NIST as FIPS-compliant.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79309</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review the server documentation, if this system does not contain data that must be encrypted, this finding is NA. Verify that Windows is configured to require the use of FIPS 140-2 algorithms for the unclassified information that requires it. Click Start >> Type "Local Security Policy" >> Press Enter >> Expand "Local Policies" >> Select "Security Options" >> Locate "System Cryptography: Use FIPS compliant algorithms for encryption, hashing, and signing." If "System Cryptography: Use FIPS compliant algorithms for encryption, hashing, and signing" is not enabled, this is a finding.</RawString> </Rule> <Rule id="V-214025" severity="medium" conversionstatus="pass" title="SRG-APP-000515-DB-000318" dscresource="None"> <Description><VulnDiscussion>Information stored in one location is vulnerable to accidental or incidental deletion or alteration. Off-loading is a common process in information systems with limited audit storage capacity. The system SQL Server may write audit records to database tables, to files in the file system, to other kinds of local repository, or directly to a centralized log management system. Whatever the method used, it must be compatible with off-loading the records to the centralized system.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79311</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review the system documentation for a description of how audit records are off-loaded. If the system has a continuous network connection to the centralized log management system, but the DBMS audit records are not written directly to the centralized log management system or transferred in near-real-time, this is a finding. If the system does not have a continuous network connection to the centralized log management system, and the DBMS audit records are not transferred to the centralized log management system weekly or more often, this is a finding.</RawString> </Rule> <Rule id="V-214026" severity="medium" conversionstatus="pass" title="SRG-APP-000516-DB-000363" dscresource="None"> <Description><VulnDiscussion>By default, Microsoft SQL Server enables participation in the customer experience improvement program (CEIP). This program collects information about how its customers are using the product. Specifically, SQL Server collects information about the installation experience, feature usage, and performance. This information helps Microsoft improve the product to better meet customer needs.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79313</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Launch "Registry Editor" Navigate to HKEY_LOCAL_MACHINE\Software\Microsoft\Microsoft SQL Server\[InstanceId]\CPE Review the following values: CustomerFeedback, EnableErrorReporting Navigate to HKEY_LOCAL_MACHINE\Software\Microsoft\Microsoft SQL Server\130 Review the following values: CustomerFeedback, EnableErrorReporting If this is a classified system, and any of the above values are not zero (0), this is a finding. If this is an unclassified system, review the server documentation to determine whether CEIP participation is authorized. If CEIP participation is not authorized, and any of the above values are one (1), this is a finding.</RawString> </Rule> <Rule id="V-214027" severity="medium" conversionstatus="pass" title="SRG-APP-000516-DB-000363" dscresource="None"> <Description><VulnDiscussion>By default, Microsoft SQL Server enables participation in the customer experience improvement program (CEIP). This program collects information about how its customers are using the product. Specifically, SQL Server collects information about the installation experience, feature usage, and performance. This information helps Microsoft improve the product to better meet customer needs. The Local Audit component of SQL Server Usage Feedback collection writes data collected by the service to a designated folder, representing the data (logs) that will be sent to Microsoft. The purpose of the Local Audit is to allow customers to see all data Microsoft collects with this feature, for compliance, regulatory or privacy validation reasons.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79315</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review the server documentation to determine if auditing of the telemetry data is required. If auditing of telemetry data is not required, this is not a finding. If auditing of telemetry data is required, determine the telemetry service user name by executing the following query: SELECT name FROM sys.server_principals WHERE name LIKE '%SQLTELEMETRY%' Review the values of the following registry key: Note: InstanceId refers to the type and instance of the feature. (e.g., MSSQL13.SqlInstance, MSAS13.SSASInstance, MSRS13.SSRSInstance) HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Microsoft SQL Server\[InstanceId]\CPE\UserRequestedLocalAuditDirectory If the registry key do not exist or the value is blank, this is a finding. Navigate the path defined in the "UserRequestedLocalAuditDirectory" registry key in file explorer. Right-click on the folder and choose "Properties". Open the "Security" tab. Verify the SQLTELEMETRY account has the following permissions: - List folder contents - Read - Write If the permissions are not set properly on the folder, this is a finding. Open services.msc and find the telemetry service. - For Database Engine, use SQL Server CEIP service (<INSTANCENAME>). - For Analysis Services, use SQL Server Analysis Services CEIP (<INSTANCENAME>). Right-click on the service and choose "Properties". Verify the "Startup type" is "Automatic." If the service is not configured to automatically start, this is a finding. Review the processes and procedures for reviewing the telemetry data. If there is evidence that the telemetry data is periodically reviewed in accordance with the processes and procedures, this is not a finding. If no processes and procedures exist for reviewing telemetry data, this is a finding.</RawString> </Rule> <Rule id="V-214030" severity="medium" conversionstatus="pass" title="SRG-APP-000342-DB-000302" dscresource="None"> <Description><VulnDiscussion>In certain situations, to provide required functionality, a DBMS needs to execute internal logic (stored procedures, functions, triggers, etc.) and/or external code modules with elevated privileges. However, if the privileges required for execution are at a higher level than the privileges assigned to organizational users invoking the functionality applications/programs, those users are indirectly provided with greater privileges than assigned by organizations. When 'Scan for startup procs' is enabled, SQL Server scans for and runs all automatically run stored procedures defined on the server. The execution of start-up stored procedures will be done under a high privileged context, therefore it is a commonly used post-exploitation vector.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79321</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review the system documentation to obtain a listing of documented stored procedures used by SQL Server during start up. Execute the following query: Select [name] as StoredProc From sys.procedures Where OBJECTPROPERTY(OBJECT_ID, 'ExecIsStartup') = 1 If any stored procedures are returned that are not documented, this is a finding.</RawString> </Rule> <Rule id="V-214031" severity="medium" conversionstatus="pass" title="SRG-APP-000516-DB-000363" dscresource="None"> <Description><VulnDiscussion>Information can be either unintentionally or maliciously disclosed or modified during preparation for transmission, including, for example, during aggregation, at protocol transformation points, and during packing/unpacking. These unauthorized disclosures or modifications compromise the confidentiality or integrity of the information. Use of this requirement will be limited to situations where the data owner has a strict requirement for ensuring data integrity and confidentiality is maintained at every step of the data transfer and handling process. SQL Mirroring endpoints support different encryption algorithms, including no-encryption. Using a weak encryption algorithm or plaintext in communication protocols can lead to data loss, data manipulation and/or connection hijacking.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79323</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the data owner does not have a strict requirement for ensuring data integrity and confidentiality is maintained at every step of the data transfer and handling process, and the requirement is documented and authorized, this is not a finding. If Database Mirroring is in use, run the following to check for encrypted transmissions: SELECT name, type_desc, encryption_algorithm_desc FROM sys.database_mirroring_endpoints WHERE encryption_algorithm != 2 If any records are returned, this is a finding.</RawString> </Rule> <Rule id="V-214032" severity="medium" conversionstatus="pass" title="SRG-APP-000516-DB-000363" dscresource="None"> <Description><VulnDiscussion>Information can be either unintentionally or maliciously disclosed or modified during preparation for transmission, including, for example, during aggregation, at protocol transformation points, and during packing/unpacking. These unauthorized disclosures or modifications compromise the confidentiality or integrity of the information. Use of this requirement will be limited to situations where the data owner has a strict requirement for ensuring data integrity and confidentiality is maintained at every step of the data transfer and handling process. SQL Server Service Broker endpoints support different encryption algorithms, including no-encryption. Using a weak encryption algorithm or plaintext in communication protocols can lead to data loss, data manipulation and/or connection hijacking.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79325</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the data owner does not have a strict requirement for ensuring data integrity and confidentiality is maintained at every step of the data transfer and handling process, and the requirement is documented and authorized, this is not a finding. If SQL Service Broker is in use, run the following to check for encrypted transmissions: SELECT name, type_desc, encryption_algorithm_desc FROM sys.service_broker_endpoints WHERE encryption_algorithm != 2 If any records are returned, this is a finding.</RawString> </Rule> <Rule id="V-214033" severity="medium" conversionstatus="pass" title="SRG-APP-000141-DB-000093" dscresource="None"> <Description><VulnDiscussion>Information systems are capable of providing a wide variety of functions and services. Some of the functions and services, provided by default, may not be necessary to support essential organizational operations (e.g., key missions, functions). It is detrimental for applications to provide, or install by default, functionality exceeding requirements or mission objectives. Applications must adhere to the principles of least functionality by providing only essential capabilities. SQL Server may spawn additional external processes to execute procedures that are defined in the SQL Server but stored in external host files (external procedures). The spawned process used to execute the external procedure may operate within a different OS security context than SQL Server and provide unauthorized access to the host system. The registry contains sensitive information, including password hashes as well as clear text passwords. Registry extended stored procedures allow Microsoft SQL Server to access the machine's registry. The sensitivity of these procedures are exacerbated if Microsoft SQL Server is run under the Windows account LocalSystem. LocalSystem can read and write nearly all values in the registry, even those not accessible by the Administrator. Unlike the xp_cmdshell extended stored procedure, which runs under a separate context if executed by a login not in the sysadmin role, the registry extended stored procedures always execute under the security context of the MSSQLServer service. Because the sensitive information is stored in the registry, it is essential that access to that information be properly guarded.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79327</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>To determine if permissions to execute registry extended stored procedures have been revoked from all users (other than dbo), execute the following command: SELECT OBJECT_NAME(major_id) AS [Stored Procedure] ,dpr.NAME AS [Principal] FROM sys.database_permissions AS dp INNER JOIN sys.database_principals AS dpr ON dp.grantee_principal_id = dpr.principal_id WHERE major_id IN ( OBJECT_ID('xp_regaddmultistring') ,OBJECT_ID('xp_regdeletekey') ,OBJECT_ID('xp_regdeletevalue') ,OBJECT_ID('xp_regenumvalues') ,OBJECT_ID('xp_regenumkeys') ,OBJECT_ID('xp_regremovemultistring') ,OBJECT_ID('xp_regwrite') ,OBJECT_ID('xp_instance_regaddmultistring') ,OBJECT_ID('xp_instance_regdeletekey') ,OBJECT_ID('xp_instance_regdeletevalue') ,OBJECT_ID('xp_instance_regenumkeys') ,OBJECT_ID('xp_instance_regenumvalues') ,OBJECT_ID('xp_instance_regremovemultistring') ,OBJECT_ID('xp_instance_regwrite') ) AND dp.[type] = 'EX' ORDER BY dpr.NAME; If any records are returned, review the system documentation to determine whether the accessing of the registry via extended stored procedures are required and authorized. If it is not authorized, this is a finding.</RawString> </Rule> <Rule id="V-214034" severity="medium" conversionstatus="pass" title="SRG-APP-000141-DB-000093" dscresource="None"> <Description><VulnDiscussion>Information systems are capable of providing a wide variety of functions and services. Some of the functions and services, provided by default, may not be necessary to support essential organizational operations (e.g., key missions, functions). It is detrimental for applications to provide, or install by default, functionality exceeding requirements or mission objectives. Applications must adhere to the principles of least functionality by providing only essential capabilities. The most significant potential for attacking an instance is through the use of features that expose an external interface or ad hoc execution capability. FILESTREAM integrates the SQL Server Database Engine with an NTFS file system by storing varbinary(max) binary large object (BLOB) data as files on the file system. Transact-SQL statements can insert, update, query, search, and back up FILESTREAM data.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79329</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review the system documentation to see if FileStream is in use. If in use authorized, this is not a finding. If FileStream is not documented as being authorized, execute the following query. EXEC sp_configure 'filestream access level' If "run_value" is greater than "0", this is a finding. This rule checks that Filestream SQL specific option is disabled. SELECT CASE WHEN EXISTS (SELECT * FROM sys.configurations WHERE Name = 'filestream access level' AND Cast(value AS INT) = 0) THEN 'No' ELSE 'Yes' END AS TSQLFileStreamAccess; If the above query returns "Yes" in the "FileStreamEnabled" field, this is a finding.</RawString> </Rule> <Rule id="V-214035" severity="medium" conversionstatus="pass" title="SRG-APP-000141-DB-000093" dscresource="None"> <Description><VulnDiscussion>Information systems are capable of providing a wide variety of functions and services. Some of the functions and services, provided by default, may not be necessary to support essential organizational operations (e.g., key missions, functions). It is detrimental for applications to provide, or install by default, functionality exceeding requirements or mission objectives. Applications must adhere to the principles of least functionality by providing only essential capabilities. SQL Server may spawn additional external processes to execute procedures that are defined in the SQL Server but stored in external host files (external procedures). The spawned process used to execute the external procedure may operate within a different OS security context than SQL Server and provide unauthorized access to the host system. SQL Server is capable of providing a wide range of features and services. Some of the features and services, provided by default, may not be necessary, and enabling them could adversely affect the security of the system. The Ole Automation Procedures option controls whether OLE Automation objects can be instantiated within Transact-SQL batches. These are extended stored procedures that allow SQL Server users to execute functions external to SQL Server in the security context of SQL Server. The Ole Automation Procedures extended stored procedure allows execution of host executables outside the controls of database access permissions. This access may be exploited by malicious users who have compromised the integrity of the SQL Server database process to control the host operating system to perpetrate additional malicious activity.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79333</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>To determine if "Ole Automation Procedures" option is enabled, execute the following query: EXEC SP_CONFIGURE 'show advanced options', '1'; RECONFIGURE WITH OVERRIDE; EXEC SP_CONFIGURE 'Ole Automation Procedures'; If the value of "config_value" is "0", this is not a finding. If the value of "config_value" is "1", review the system documentation to determine whether the use of "Ole Automation Procedures" is required and authorized. If it is not authorized, this is a finding.</RawString> </Rule> <Rule id="V-214036" severity="medium" conversionstatus="pass" title="SRG-APP-000141-DB-000092" dscresource="None"> <Description><VulnDiscussion>SQL Server is capable of providing a wide range of features and services. Some of the features and services, provided by default, may not be necessary, and enabling them could adversely affect the security of the system. The user options option specifies global defaults for all users. A list of default query processing options is established for the duration of a user's work session. The user options option allows you to change the default values of the SET options (if the server's default settings are not appropriate).</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79335</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>To determine if "User Options" option is enabled, execute the following query: EXEC SP_CONFIGURE 'show advanced options', '1'; RECONFIGURE WITH OVERRIDE; EXEC SP_CONFIGURE 'user options'; If the value of "config_value" is "0", this is not a finding. If the value of "config_value" is "1", review the system documentation to determine whether the use of "user options" is required and authorized. If it is not authorized, this is a finding.</RawString> </Rule> <Rule id="V-214037" severity="medium" conversionstatus="pass" title="SRG-APP-000141-DB-000093" dscresource="None"> <Description><VulnDiscussion>Information systems are capable of providing a wide variety of functions and services. Some of the functions and services, provided by default, may not be necessary to support essential organizational operations (e.g., key missions, functions). It is detrimental for applications to provide, or install by default, functionality exceeding requirements or mission objectives. Applications must adhere to the principles of least functionality by providing only essential capabilities. SQL Server may spawn additional external processes to execute procedures that are defined in the SQL Server but stored in external host files (external procedures). The spawned process used to execute the external procedure may operate within a different OS security context than SQL Server and provide unauthorized access to the host system. SQL Server is capable of providing a wide range of features and services. Some of the features and services, provided by default, may not be necessary, and enabling them could adversely affect the security of the system. The Remote Access option controls the execution of local stored procedures on remote servers or remote stored procedures on local server. 'Remote access' functionality can be abused to launch a Denial-of-Service (DoS) attack on remote servers by off-loading query processing to a target.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79337</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>To determine if "Remote Access" option is enabled, execute the following query: EXEC SP_CONFIGURE 'show advanced options', '1'; RECONFIGURE WITH OVERRIDE; EXEC SP_CONFIGURE 'remote access'; If the value of "config_value" is "0", this is not a finding. If the value of "config_value" is "1", review the system documentation to determine whether the use of "Remote Access" is required (linked servers) and authorized. If it is not authorized, this is a finding.</RawString> </Rule> <Rule id="V-214038" severity="medium" conversionstatus="pass" title="SRG-APP-000141-DB-000093" dscresource="None"> <Description><VulnDiscussion>Information systems are capable of providing a wide variety of functions and services. Some of the functions and services, provided by default, may not be necessary to support essential organizational operations (e.g., key missions, functions). It is detrimental for applications to provide, or install by default, functionality exceeding requirements or mission objectives. Applications must adhere to the principles of least functionality by providing only essential capabilities. SQL Server may spawn additional external processes to execute procedures that are defined in the SQL Server but stored in external host files (external procedures). The spawned process used to execute the external procedure may operate within a different OS security context than SQL Server and provide unauthorized access to the host system. SQL Server is capable of providing a wide range of features and services. Some of the features and services, provided by default, may not be necessary, and enabling them could adversely affect the security of the system. The Hadoop Connectivity feature allows multiple types of external data sources to be created and used across all sessions on the server. An exploit to the SQL Server instance could result in a compromise of the host system and external SQL Server resources.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79341</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>To determine if "Hadoop Connectivity" option is enabled, execute the following query: EXEC SP_CONFIGURE 'show advanced options', '1'; RECONFIGURE WITH OVERRIDE; EXEC SP_CONFIGURE 'hadoop connectivity'; If the value of "config_value" is "0", this is not a finding. If the value of "config_value" is "1", review the system documentation to determine whether the use of "Hadoop Connectivity" option is required and authorized. If it is not authorized, this is a finding.</RawString> </Rule> <Rule id="V-214039" severity="medium" conversionstatus="pass" title="SRG-APP-000141-DB-000093" dscresource="None"> <Description><VulnDiscussion>Information systems are capable of providing a wide variety of functions and services. Some of the functions and services, provided by default, may not be necessary to support essential organizational operations (e.g., key missions, functions). It is detrimental for applications to provide, or install by default, functionality exceeding requirements or mission objectives. Applications must adhere to the principles of least functionality by providing only essential capabilities. SQL Server may spawn additional external processes to execute procedures that are defined in the SQL Server but stored in external host files (external procedures). The spawned process used to execute the external procedure may operate within a different OS security context than SQL Server and provide unauthorized access to the host system. SQL Server is capable of providing a wide range of features and services. Some of the features and services, provided by default, may not be necessary, and enabling them could adversely affect the security of the system. The Allow Polybase Export feature allows an export of data to an external data source such as Hadoop File System or Azure Data Lake. An exploit to the SQL Server instance could result in a compromise of the host system and external SQL Server resources.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79343</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>To determine if "Allow Polybase Export" option is enabled, execute the following query: EXEC SP_CONFIGURE 'show advanced options', '1'; RECONFIGURE WITH OVERRIDE; EXEC SP_CONFIGURE 'allow polybase export'; If the value of "config_value" is "0", this is not a finding. If the value of "config_value" is "1", review the system documentation to determine whether the use of "Allow Polybase Export" is required and authorized. If it is not authorized, this is a finding.</RawString> </Rule> <Rule id="V-214040" severity="medium" conversionstatus="pass" title="SRG-APP-000141-DB-000093" dscresource="None"> <Description><VulnDiscussion>Information systems are capable of providing a wide variety of functions and services. Some of the functions and services, provided by default, may not be necessary to support essential organizational operations (e.g., key missions, functions). It is detrimental for applications to provide, or install by default, functionality exceeding requirements or mission objectives. Applications must adhere to the principles of least functionality by providing only essential capabilities. SQL Server may spawn additional external processes to execute procedures that are defined in the SQL Server but stored in external host files (external procedures). The spawned process used to execute the external procedure may operate within a different OS security context than SQL Server and provide unauthorized access to the host system. SQL Server is capable of providing a wide range of features and services. Some of the features and services, provided by default, may not be necessary, and enabling them could adversely affect the security of the system. The Remote Data Archive feature allows an export of local SQL Server data to an Azure SQL Database. An exploit to the SQL Server instance could result in a compromise of the host system and external SQL Server resources.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79345</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>To determine if "Remote Data Archive" option is enabled, execute the following query: EXEC SP_CONFIGURE 'show advanced options', '1'; RECONFIGURE WITH OVERRIDE; EXEC SP_CONFIGURE 'remote data archive'; If the value of "config_value" is "0", this is not a finding. If the value of "config_value" is "1", review the system documentation to determine whether the use of "Remote Data Archive" is required and authorized. If it is not authorized, this is a finding.</RawString> </Rule> <Rule id="V-214041" severity="medium" conversionstatus="pass" title="SRG-APP-000141-DB-000092" dscresource="None"> <Description><VulnDiscussion>SQL Server is capable of providing a wide range of features and services. Some of the features and services, provided by default, may not be necessary, and enabling them could adversely affect the security of the system. The External Scripts Enabled feature allows scripts external to SQL such as files located in an R library to be executed.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79347</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>To determine if "External Scripts Enabled" option is enabled, execute the following query: EXEC SP_CONFIGURE 'show advanced options', '1'; RECONFIGURE WITH OVERRIDE; EXEC SP_CONFIGURE 'external scripts enabled'; If the value of "config_value" is "0", this is not a finding. If the value of "config_value" is "1", review the system documentation to determine whether the use of "External Scripts Enabled" is required and authorized. If it is not authorized, this is a finding.</RawString> </Rule> <Rule id="V-214042" severity="low" conversionstatus="pass" title="SRG-APP-000516-DB-000363" dscresource="None"> <Description><VulnDiscussion>The SQL Server Browser simplifies the administration of SQL Server, particularly when multiple instances of SQL Server coexist on the same computer. It avoids the need to hard-assign port numbers to the instances and to set and maintain those port numbers in client systems. It enables administrators and authorized users to discover database management system instances, and the databases they support, over the network. SQL Server uses the SQL Server Browser service to enumerate instances of the Database Engine installed on the computer. This enables client applications to browse for a server, and helps clients distinguish between multiple instances of the Database Engine on the same computer. This convenience also presents the possibility of unauthorized individuals gaining knowledge of the available SQL Server resources. Therefore, it is necessary to consider whether the SQL Server Browser is needed. Typically, if only a single instance is installed, using the default name (MSSQLSERVER) and port assignment (1433), the Browser is not adding any value. The more complex the installation, the more likely SQL Server Browser is to be helpful. This requirement is not intended to prohibit use of the Browser service in any circumstances. It calls for administrators and management to consider whether the benefits of its use outweigh the potential negative consequences of it being used by an attacker to browse the current infrastructure and retrieve a list of running SQL Server instances.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79349</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the need for the SQL Server Browser service is documented and authorized, this is not a finding. Open the Services tool. Either navigate, via the Windows Start Menu and/or Control Panel, to "Administrative Tools", and select "Services"; or at a command prompt, type "services.msc" and press the "Enter" key. Scroll to "SQL Server Browser". If its Startup Type is not shown as "Disabled", this is a finding.</RawString> </Rule> <Rule id="V-214043" severity="medium" conversionstatus="pass" title="SRG-APP-000141-DB-000092" dscresource="None"> <Description><VulnDiscussion>SQL Server is capable of providing a wide range of features and services. Some of the features and services, provided by default, may not be necessary, and enabling them could adversely affect the security of the system. Enabling the replication XPs opens a significant attack surface area that can be used by an attacker to gather information about the system and potentially abuse the privileges of SQL Server.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79351</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>To determine if the "Replication Xps" option is enabled, execute the following query: EXEC SP_CONFIGURE 'show advanced options', '1'; RECONFIGURE WITH OVERRIDE; EXEC SP_CONFIGURE 'replication xps'; If the value of "config_value" is "0", this is not a finding. If the value of "config_value" is "1", review the system documentation to determine whether the use of "Replication Xps" is required and authorized. If it is not authorized, this is a finding.</RawString> </Rule> <Rule id="V-214044" severity="low" conversionstatus="pass" title="SRG-APP-000516-DB-000363" dscresource="None"> <Description><VulnDiscussion>The SQL Server Browser simplifies the administration of SQL Server, particularly when multiple instances of SQL Server coexist on the same computer. It avoids the need to hard-assign port numbers to the instances and to set and maintain those port numbers in client systems. It enables administrators and authorized users to discover database management system instances, and the databases they support, over the network. SQL Server uses the SQL Server Browser service to enumerate instances of the Database Engine installed on the computer. This enables client applications to browse for a server, and helps clients distinguish between multiple instances of the Database Engine on the same computer. This convenience also presents the possibility of unauthorized individuals gaining knowledge of the available SQL Server resources. Therefore, it is necessary to consider whether the SQL Server Browser is needed. Typically, if only a single instance is installed, using the default name (MSSQLSERVER) and port assignment (1433), the Browser is not adding any value. The more complex the installation, the more likely SQL Server Browser is to be helpful. This requirement is not intended to prohibit use of the Browser service in any circumstances. It calls for administrators and management to consider whether the benefits of its use outweigh the potential negative consequences of it being used by an attacker to browse the current infrastructure and retrieve a list of running SQL Server instances. In order to prevent this, the SQL instance(s) can be hidden.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79353</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the need for the SQL Server Browser service is documented and authorized, check to make sure the SQL Instances that do not require use of the SQL Browser Service are hidden with the following query: DECLARE @HiddenInstance INT EXEC master.dbo.Xp_instance_regread N'HKEY_LOCAL_MACHINE', N'Software\Microsoft\MSSQLServer\MSSQLServer\SuperSocketNetLib', N'HideInstance', @HiddenInstance output SELECT CASE WHEN @HiddenInstance = 0 AND Serverproperty('IsClustered') = 0 THEN 'No' ELSE 'Yes' END AS [Hidden] If the value of "Hidden" is "Yes", this is not a finding. If the value of "Hidden" is "No" and the startup type of the "SQL Server Browser" service is not "Disabled", this is a finding.</RawString> </Rule> <Rule id="V-214045" severity="high" conversionstatus="pass" title="SRG-APP-000178-DB-000083" dscresource="None"> <Description><VulnDiscussion>To prevent the compromise of authentication information, such as passwords and PINs, during the authentication process, the feedback from the information system must not provide any information that would allow an unauthorized user to compromise the authentication mechanism. Obfuscation of user-provided information when typed into the system is a method used in addressing this risk. For example, displaying asterisks when a user types in a password or PIN, is an example of obscuring feedback of authentication information. This requirement is applicable when mixed-mode authentication is enabled. When this is the case, password-authenticated accounts can be created in and authenticated by SQL Server. Other STIG requirements prohibit the use of mixed-mode authentication except when justified and approved. This deals with the exceptions. SQLCMD and other command-line tools are part of any SQL Server installation. These tools can accept a plain-text password, but do offer alternative techniques. Since the typical user of these tools is a database administrator, the consequences of password compromise are particularly serious. Therefore, the use of plain-text passwords must be prohibited, as a matter of practice and procedure.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79355</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Run this query to determine whether SQL Server authentication is enabled: EXEC master.sys.xp_loginconfig 'login mode'; If the config_value returned is "Windows NT Authentication", this is not a finding. For SQLCMD, which cannot be configured not to accept a plain-text password, and any other essential tool with the same limitation, verify that the system documentation explains the need for the tool, who uses it, and any relevant mitigations; and that AO approval has been obtained; if not, this is a finding. Request evidence that all users of the tool are trained in the importance of not using the plain-text password option and in how to keep the password hidden; and that they adhere to this practice; if not, this is a finding.</RawString> </Rule> </DocumentRule> <ManualRule dscresourcemodule="None"> <Rule id="V-213934" severity="high" conversionstatus="pass" title="SRG-APP-000080-DB-000063" dscresource="None"> <Description><VulnDiscussion>Non-repudiation of actions taken is required in order to maintain data integrity. Examples of particular actions taken by individuals include creating information, sending a message, approving information (e.g., indicating concurrence or signing a contract), and receiving a message. Non-repudiation protects against later claims by a user of not having created, modified, or deleted a particular data item or collection of data in the database. In designing a database, the organization must define the types of data and the user actions that must be protected from repudiation. The implementation must then include building audit features into the application data tables and configuring the DBMS's audit tools to capture the necessary audit trail. Design and implementation also must ensure that applications pass individual user identification to the DBMS, even where the application connects to the DBMS with a standard, shared account. Any user with enough access to the server can execute a task that will be run as NT AUTHORITY\SYSTEM either using task scheduler or other tools. At this point, NT AUTHORITY\SYSTEM essentially becomes a shared account because the operating system and SQL Server are unable to determine who created the process. Prior to SQL Server 2012, NT AUTHORITY\SYSTEM was a member of the sysadmin role by default. This allowed jobs/tasks to be executed in SQL Server without the approval or knowledge of the DBA because it looked like operating system activity.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79129</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Execute the following queries. The first query checks for Clustering and Availability Groups being provisioned in the Database Engine. The second query lists permissions granted to the Local System account. SELECT SERVERPROPERTY('IsClustered') AS [IsClustered], SERVERPROPERTY('IsHadrEnabled') AS [IsHadrEnabled] EXECUTE AS LOGIN = 'NT AUTHORITY\SYSTEM' SELECT * FROM fn_my_permissions(NULL, 'server') REVERT GO If IsClustered returns 1, IsHadrEnabled returns 0, and any permissions have been granted to the Local System account beyond "CONNECT SQL", "VIEW SERVER STATE", and "VIEW ANY DATABASE", this is a finding. If IsHadrEnabled returns 1 and any permissions have been granted to the Local System account beyond "CONNECT SQL", "CREATE AVAILABILITY GROUP", "ALTER ANY AVAILABILITY GROUP", "VIEW SERVER STATE", and "VIEW ANY DATABASE", this is a finding. If both IsClustered and IsHadrEnabled return 0 and any permissions have been granted to the Local System account beyond "CONNECT SQL" and "VIEW ANY DATABASE", this is a finding. </RawString> </Rule> <Rule id="V-213935" severity="medium" conversionstatus="pass" title="SRG-APP-000080-DB-000063" dscresource="None"> <Description><VulnDiscussion>Non-repudiation of actions taken is required in order to maintain data integrity. Examples of particular actions taken by individuals include creating information, sending a message, approving information (e.g., indicating concurrence or signing a contract), and receiving a message. Non-repudiation protects against later claims by a user of not having created, modified, or deleted a particular data item or collection of data in the database. In designing a database, the organization must define the types of data and the user actions that must be protected from repudiation. The implementation must then include building audit features into the application data tables and configuring the DBMS's audit tools to capture the necessary audit trail. Design and implementation also must ensure that applications pass individual user identification to the DBMS, even where the application connects to the DBMS with a standard, shared account. If the computer account of a remote computer is granted access to SQL Server, any service or scheduled task running as NT AUTHORITY\SYSTEM or NT AUTHORITY\NETWORK SERVICE can log into the instance and perform actions. These actions cannot be traced back to a specific user or process.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79131</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Execute the following query: SELECT name FROM sys.server_principals WHERE type in ('U','G') AND name LIKE '%$' If no logins are returned, this is not a finding. If logins are returned, determine whether each login is a computer account. Launch PowerShell. Execute the following code: Note: <name> represents the username portion of the login. For example, if the login is "CONTOSO\user1$", the username is "user1". ([ADSISearcher]"(&(ObjectCategory=Computer)(Name=<name>))").FindAll() If no account information is returned, this is not a finding. If account information is returned, this is a finding.</RawString> </Rule> <Rule id="V-213944" severity="medium" conversionstatus="pass" title="SRG-APP-000118-DB-000059" dscresource="None"> <Description><VulnDiscussion>If audit data were to become compromised, then competent forensic analysis and discovery of the true source of potentially malicious system activity is difficult, if not impossible, to achieve. In addition, access to audit records provides information an attacker could potentially use to his or her advantage. To ensure the veracity of audit data, the information system and/or the application must protect audit information from any and all unauthorized access. This includes read, write, copy, etc. This requirement can be achieved through multiple methods which will depend upon system architecture and design. Some commonly employed methods include ensuring log files enjoy the proper file system permissions utilizing file system protections and limiting log data location. Additionally, applications with user interfaces to audit records should not allow for the unfettered manipulation of or access to those records via the application. If the application provides access to the audit data, the application becomes accountable for ensuring that audit information is protected from unauthorized access. SQL Server is an application that is able to view and manipulate audit file data. Audit information includes all information (e.g., audit records, audit settings, and audit reports) needed to successfully audit information system activity. Satisfies: SRG-APP-000118-DB-000059, SRG-APP-000119-DB-000060, SRG-APP-000120-DB-000061</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79151</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the database is setup to write audit logs using APPLICATION or SECURITY event logs rather than writing to a file, this is N/A. Obtain the SQL Server audit file location(s) by running the following SQL script: SELECT log_file_path AS "Audit Path" FROM sys.server_file_audits For each audit, the path column will give the location of the file. Verify that all audit files have the correct permissions by doing the following for each audit file: Navigate to audit folder location(s) using a command prompt or Windows Explorer. Right-click the file/folder and click "Properties". On the "Security" tab, verify that at most the following permissions are applied: Administrator (read) Users (none) Audit Administrator (Full Control) Auditors group (Read) SQL Server Service SID OR Service Account (Full Control) SQL Server SQL Agent Service SID OR Service Account, if SQL Server Agent is in use. (Read, Execute, Write) If any less restrictive permissions are present (and not specifically justified and approved), this is a finding.</RawString> </Rule> <Rule id="V-213953" severity="medium" conversionstatus="pass" title="SRG-APP-000133-DB-000199" dscresource="None"> <Description><VulnDiscussion>When dealing with change control issues, it should be noted any changes to the hardware, software, and/or firmware components of the information system and/or application can potentially have significant effects on the overall security of the system. Multiple applications can provide a cumulative negative effect. A vulnerability and subsequent exploit to one application can lead to an exploit of other applications sharing the same security context. For example, an exploit to a web server process that leads to unauthorized administrative access to host system directories can most likely lead to a compromise of all applications hosted by the same system. Database software not installed using dedicated directories both threatens and is threatened by other hosted applications. Access controls defined for one application may by default provide access to the other application's database objects or directories. Any method that provides any level of separation of security context assists in the protection between applications.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79169</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Determine the directory in which SQL Server has been installed: Using SQL Server Management Studio's Object Explorer: - Right-click [SQL Server Instance] - Select "Facets" - Record the value of RootDirectory Determine the Operating System directory: - Click "Start" - Type "Run" - Press "Enter" - Type "%windir%" - Click "Ok" - Record the value in the address bar Verify the SQL Server RootDirectory is not in the Operating System directory. Compare the SQL RootDirectory and the Operating System directory. If the SQL RootDirectory is in the same directory as the Operating System, this is a finding. Verify the SQL Server RootDirectory is not in another application's directory. Navigate to the SQL RootDirectory using Windows Explorer. Examine each directory for evidence another application is stored in it. If evidence exists the SQL RootDirectory is in another application's directory, this is a finding. If the SQL RootDirectory is not in the Operating System directory or another application's directory. This is not a finding. Examples: 1) The Operating System directory is "C:\Windows". The SQL RootDirectory is "D:\Program Files\MSSQLSERVER\MSSQL". The MSSQLSERVER directory is not living in the Operating System directory or the directory of another application. This is not a finding. 2) The Operating System directory is "C:\Windows". The SQL RootDirectory is "C:\Windows\MSSQLSERVER\MSSQL". This is a finding. 3) The Operating System directory is "C:\Windows". The SQL RootDirectory is "D:\Program Files\Microsoft Office\MSSQLSERVER\MSSQL". The MSSQLSERVER directory is in the Microsoft Office directory, which indicates Microsoft Office is installed here. This is a finding.</RawString> </Rule> <Rule id="V-213961" severity="medium" conversionstatus="pass" title="SRG-APP-000142-DB-000094" dscresource="None"> <Description><VulnDiscussion>In order to prevent unauthorized connection of devices, unauthorized transfer of information, or unauthorized tunneling (i.e., embedding of data types within data types), organizations must disable or restrict unused or unnecessary protocols on information systems. Applications are capable of providing a wide variety of functions and services. Some of the functions and services provided by default may not be necessary to support essential organizational operations. Additionally, it is sometimes convenient to provide multiple services from a single component (e.g., email and web services); however, doing so increases risk over limiting the services provided by any one component. To support the requirements and principles of least functionality, the application must support the organizational requirements providing only essential capabilities and limiting the use of protocols to only those required, authorized, and approved to conduct official business or to address authorized quality of life issues. SQL Server using protocols deemed unsafe is open to attack through those protocols. This can allow unauthorized access to the database and through the database to other components of the information system.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79185</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>To determine the protocol(s) enabled for SQL Server, open SQL Server Configuration Manager. In the left-hand pane, expand SQL Server Network Configuration. Click on the entry for the SQL Server instance under review: "Protocols for ". The right-hand pane displays the protocols enabled for the instance. If Named Pipes is enabled and not specifically required and authorized, this is a finding. If any listed protocol is enabled but not authorized, this is a finding.</RawString> </Rule> <Rule id="V-213963" severity="medium" conversionstatus="pass" title="SRG-APP-000148-DB-000103" dscresource="None"> <Description><VulnDiscussion>To assure accountability and prevent unauthenticated access, organizational users must be identified and authenticated to prevent potential misuse and compromise of the system. Organizational users include organizational employees or individuals the organization deems to have equivalent status of employees (e.g., contractors). Organizational users (and any processes acting on behalf of users) must be uniquely identified and authenticated for all accesses, except the following: (i) Accesses explicitly identified and documented by the organization. Organizations document specific user actions that can be performed on the information system without identification or authentication; and (ii) Accesses that occur through authorized use of group authenticators without individual authentication. Organizations may require unique identification of individuals using shared accounts, for detailed accountability of individual activity.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79189</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review SQL Server users to determine whether shared accounts exist. (This does not include the case where SQL Server has a guest or public account that is providing access to publicly available information.) If accounts are determined to be shared, determine if individuals are first individually authenticated. Where an application connects to SQL Server using a standard, shared account, ensure that it also captures the individual user identification and passes it to SQL Server. If individuals are not individually authenticated before using the shared account (e.g., by the operating system or possibly by an application making calls to the database), this is a finding. If accounts are determined to be shared, determine if they are directly accessible to end users. If so, this is a finding.</RawString> </Rule> <Rule id="V-213964" severity="medium" conversionstatus="pass" title="SRG-APP-000164-DB-000401" dscresource="None"> <Description><VulnDiscussion>OS/enterprise authentication and identification must be used (SRG-APP-000023-DB-000001). Native DBMS authentication may be used only when circumstances make it unavoidable; and must be documented and AO-approved. The DoD standard for authentication is DoD-approved PKI certificates. Authentication based on User ID and Password may be used only when it is not possible to employ a PKI certificate, and requires AO approval. In such cases, the DoD standards for password complexity and lifetime must be implemented. DBMS products that can inherit the rules for these from the operating system or access control program (e.g., Microsoft Active Directory) must be configured to do so. For other DBMSs, the rules must be enforced using available configuration parameters or custom code.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79191</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Check for use of SQL Server Authentication: SELECT CASE SERVERPROPERTY('IsIntegratedSecurityOnly') WHEN 1 THEN 'Windows Authentication' WHEN 0 THEN 'SQL Server Authentication' END as [Authentication Mode] If the returned value in the “[Authentication Mode]” column is “Windows Authentication”, this is not a finding. SQL Server should be configured to inherit password complexity and password lifetime rules from the operating system. Review SQL Server to ensure logons are created with respect to the complexity settings and password lifetime rules by running the statement: SELECT [name], is_expiration_checked, is_policy_checked FROM sys.sql_logins Review any accounts returned by the query other than the disabled SA account, ##MS_PolicyTsqlExecutionLogin##, and ##MS_PolicyEventProcessingLogin##. If any account doesn't have both "is_expiration_checked" and "is_policy_checked" equal to “1”, this is a finding. Review the Operating System settings relating to password complexity. Determine whether the following rules are enforced. If any are not, this is a finding. Check the server operating system for password complexity: Navigate to Start >> All Programs >> Administrative Tools >> Local Security Policy and to review the local policies on the machine. Account Policy >> Password Policy: Ensure the DISA Windows Password Policy is set on the SQL Server member server.</RawString> </Rule> <Rule id="V-213966" severity="high" conversionstatus="pass" title="SRG-APP-000172-DB-000075" dscresource="None"> <Description><VulnDiscussion>The DoD standard for authentication is DoD-approved PKI certificates. Authentication based on User ID and Password may be used only when it is not possible to employ a PKI certificate, and requires AO approval. In such cases, passwords need to be protected at all times, and encryption is the standard method for protecting passwords during transmission. SQL Server passwords sent in clear text format across the network are vulnerable to discovery by unauthorized users. Disclosure of passwords may easily lead to unauthorized access to the database.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79195</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>From a command prompt, open SQL Server Configuration Manager by typing "sqlservermanager13.msc", and pressing "ENTER". Navigate to SQL Server Configuration Manager >> SQL Server Network Configuration. Right-click on Protocols for, where is a placeholder for the SQL Server instance name, and click on “Properties”. On the "Flags" tab, if "Force Encryption" is set to “NO", this is a finding. On the "Flags" tab, if "Force Encryption" is set to "YES", examine the certificate used on the "Certificate" tab. If it is not a DoD certificate, or if no certificate is listed, this is a finding. For clustered instances, the Certificate will NOT be shown in the SQL Server Configuration Manager. 1. From a command prompt navigate to the certificate store where the Full Qualified Domain Name (FQDN) certificate is stored, by typing "certlm.msc", and pressing "ENTER". 2. In the left side of the window, expand the "Personal" folder, and click "Certificates" 3. Verify that the Certificate with the FQDN name is issued by the DOD. Double click the certificate, click the "Details" tab and note the value for the Thumbprint. 4. The value for the "Thumbprint" field should match the value in the registry by running regedit and look at "HKLM\SOFTWARE\Microsoft\Microsoft SQL Server\<instance>\MSSQLServer\SuperSocketNetLib\Certificate". 5. This check needs to be run on each node of the cluster. If any nodes have a certificate in use by SQL that is not issued by DOD, this is a finding. </RawString> </Rule> <Rule id="V-213969" severity="medium" conversionstatus="pass" title="SRG-APP-000179-DB-000114" dscresource="None"> <Description><VulnDiscussion>Use of weak or not validated cryptographic algorithms undermines the purposes of utilizing encryption and digital signatures to protect data. Weak algorithms can be easily broken and not validated cryptographic modules may not implement algorithms correctly. Unapproved cryptographic modules or algorithms should not be relied on for authentication, confidentiality, or integrity. Weak cryptography could allow an attacker to gain access to and modify data stored in the database as well as the administration settings of SQL Server. Applications, including DBMSs, utilizing cryptography are required to use approved NIST FIPS 140-2 validated cryptographic modules that meet the requirements of applicable federal laws, Executive Orders, directives, policies, regulations, standards, and guidance. The security functions validated as part of FIPS 140-2 for cryptographic modules are described in FIPS 140-2 Annex A. NSA Type- (where =1, 2, 3, 4) products are NSA-certified, hardware-based encryption modules.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79199</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>In Windows, open Administrative Tools >> Local Security Policy. Expand Local Policies >> Security Options. In the right-side pane, find "System cryptography: Use FIPS compliant algorithms for encryption, hashing, and signing." If, in the "Security Setting" column, the value is "Disabled," this is a finding. https://support.microsoft.com/en-us/kb/955720</RawString> </Rule> <Rule id="V-213971" severity="medium" conversionstatus="pass" title="SRG-APP-000224-DB-000384" dscresource="None"> <Description><VulnDiscussion>One class of man-in-the-middle, or session hijacking, attack involves the adversary guessing at valid session identifiers based on patterns in identifiers already known. The preferred technique for thwarting guesses at Session IDs is the generation of unique session identifiers using a FIPS 140-2 approved random number generator. However, it is recognized that available DBMS products do not all implement the preferred technique yet may have other protections against session hijacking. Therefore, other techniques are acceptable, provided they are demonstrated to be effective.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79203</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify that Windows is configured to require the use of FIPS compliant algorithms. Click Start >> Type "Local Security Policy" >> Press Enter >> Expand "Local Policies" >> Select "Security Options" >> Locate "System Cryptography: Use FIPS compliant algorithms for encryption, hashing, and signing." If the Security Setting for this option is "Disabled", this is a finding.</RawString> </Rule> <Rule id="V-213973" severity="medium" conversionstatus="pass" title="SRG-APP-000231-DB-000154" dscresource="None"> <Description><VulnDiscussion>Backup and recovery of the Service Master Key may be critical to the complete recovery of the database. Creating this backup should be one of the first administrative actions performed on the server. Not having this key can lead to loss of data during recovery.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79207</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review procedures for, and evidence of backup of, the Server Service Master Key in the System Security Plan. If the procedures or evidence does not exist, this is a finding. If the procedures do not indicate offline and off-site storage of the Service Master Key, this is a finding. If procedures do not indicate access restrictions to the Service Master Key backup, this is a finding.</RawString> </Rule> <Rule id="V-213974" severity="medium" conversionstatus="pass" title="SRG-APP-000231-DB-000154" dscresource="None"> <Description><VulnDiscussion>Backup and recovery of the Master Key may be critical to the complete recovery of the database. Not having this key can lead to loss of data during recovery.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79209</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>If the application owner and Authorizing Official have determined that encryption of data at rest is not required, this is not a finding. Review procedures for, and evidence of backup of, the Master Key in the System Security Plan. If the procedures or evidence does not exist, this is a finding. If the procedures do not indicate offline and off-site storage of the Master Key, this is a finding. If procedures do not indicate access restrictions to the Master Key backup, this is a finding.</RawString> </Rule> <Rule id="V-213978" severity="medium" conversionstatus="pass" title="SRG-APP-000267-DB-000163" dscresource="None"> <Description><VulnDiscussion>If SQL Server provides too much information in error logs and administrative messages to the screen, this could lead to compromise. The structure and content of error messages need to be carefully considered by the organization and development team. The extent to which the information system is able to identify and handle error conditions is guided by organizational policy and operational requirements. Some default DBMS error messages can contain information that could aid an attacker in, among others things, identifying the database type, host address, or state of the database. Custom errors may contain sensitive customer information. It is important that detailed error messages be visible only to those who are authorized to view them; that general users receive only generalized acknowledgment that errors have occurred; and that these generalized messages appear only when relevant to the user's task. For example, a message along the lines of, "An error has occurred. Unable to save your changes. If this problem persists, please contact your help desk." would be relevant. A message such as "Warning: your transaction generated a large number of page splits" would likely not be relevant. "ABGQ is not a valid widget code." would be appropriate; but "The INSERT statement conflicted with the FOREIGN KEY constraint "WidgetTransactionFK". The conflict occurred in database "DB7", table "dbo.WidgetMaster", column 'WidgetCode'" would not, as it reveals too much about the database structure.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79217</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Error messages within applications, custom database code (stored procedures, triggers) must be enforced by guidelines and code reviews practices. SQL Server generates certain system events and user-defined events to the SQL Server error log. The SQL Server error log can be viewed using SQL Server Management Studio GUI. All users granted the security admin or sysadmin level of permission are able to view the logs. Review the users returned in the following script: USE master GO SELECT Name FROM syslogins WHERE (sysadmin = 1 or securityadmin = 1) and hasaccess = 1; If any non-authorized users have access to the SQL Server Error Log located at Program Files\Microsoft SQL Server\MSSQL.n\MSSQL\LOG, this is a finding. In addition, the SQL Server Error Log is also located at Program Files\Microsoft SQL Server\MSSQL.n\MSSQL\LOG\. Review the permissions on this folder to ensure that only authorized users are listed. If any non-authorized users have access to the SQL Server Error Log in SQL Server Management Studio, this is a finding.</RawString> </Rule> <Rule id="V-213984" severity="medium" conversionstatus="pass" title="SRG-APP-000359-DB-000319" dscresource="None"> <Description><VulnDiscussion>Organizations are required to use a central log management system, so, under normal conditions, the audit space allocated to SQL Server on its own server will not be an issue. However, space will still be required on the server for SQL Server audit records in transit, and, under abnormal conditions, this could fill up. Since a requirement exists to halt processing upon audit failure, a service outage would result. If support personnel are not notified immediately upon storage volume utilization reaching 75%, they are unable to plan for storage capacity expansion. The appropriate support staff include, at a minimum, the ISSO and the DBA/SA. Monitoring of free space can be accomplished using Microsoft System Center or a third-party monitoring tool.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79229</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>The operating system and SQL Server offer a number of methods for checking the drive or volume free space. Locate the destination drive where SQL Audits are stored and review system configuration. If no alert exist to notify support staff in the event the SQL Audit drive reaches 75%, this is a finding.</RawString> </Rule> <Rule id="V-213985" severity="medium" conversionstatus="pass" title="SRG-APP-000360-DB-000320" dscresource="None"> <Description><VulnDiscussion>It is critical for the appropriate personnel to be aware if a system is at risk of failing to process audit logs as required. Without a real-time alert, security personnel may be unaware of an impending failure of the audit capability, and system operation may be adversely affected. The appropriate support staff include, at a minimum, the ISSO and the DBA/SA. A failure of database auditing will result in either the database continuing to function without auditing or in a complete halt to database operations. When audit processing fails, appropriate personnel must be alerted immediately to avoid further downtime or unaudited transactions Alerts provide organizations with urgent messages. Real-time alerts provide these messages immediately (i.e., the time from event detection to alert occurs in seconds or less). Alerts can be generated using tools like the SQL Server Agent Alerts and Database Mail.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79231</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review SQL Server settings, OS, or third-party logging software settings to determine whether a real-time alert will be sent to the appropriate personnel when auditing fails for any reason. If real-time alerts are not sent upon auditing failure, this is a finding.</RawString> </Rule> <Rule id="V-213994" severity="medium" conversionstatus="pass" title="SRG-APP-000456-DB-000390" dscresource="None"> <Description><VulnDiscussion>Security flaws with software applications, including database management systems, are discovered daily. Vendors are constantly updating and patching their products to address newly discovered security vulnerabilities. Organizations (including any contractor to the organization) are required to promptly install security-relevant software updates (e.g., patches, service packs, and hot fixes). Flaws discovered during security assessments, continuous monitoring, incident response activities, or information system error handling must also be addressed expeditiously. Organization-defined time periods for updating security-relevant software may vary based on a variety of factors including, for example, the security category of the information system or the criticality of the update (i.e., severity of the vulnerability related to the discovered flaw). This requirement will apply to software patch management solutions that are used to install patches across the enclave and also to applications themselves that are not part of that patch management solution. For example, many browsers today provide the capability to install their own patch software. Patch criticality, as well as system criticality, will vary. Therefore, the tactical situations regarding the patch management process will also vary. This means that the time period utilized must be a configurable parameter. Time frames for application of security-relevant software updates may be dependent upon the Information Assurance Vulnerability Management (IAVM) process. SQL Server will be configured to check for and install security-relevant software updates within an identified time period from the availability of the update. The specific time period will be defined by an authoritative source (e.g. IAVM, CTOs, DTMs, and STIGs).</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79249</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Obtain evidence that software patches are consistently applied to SQL Server within the time frame defined for each patch. To be considered supported, Microsoft must report that the version is supported by security patches to known vulnerability. Review the Support dates at: https://support.microsoft.com/en-us/lifecycle?C2=1044 Check the SQL Server Version by running the following script: Print @@version If the SQL Server version is not shown as supported, this is a finding. If such evidence cannot be obtained, or the evidence that is obtained indicates a pattern of noncompliance, this is a finding.</RawString> </Rule> <Rule id="V-213995" severity="medium" conversionstatus="pass" title="SRG-APP-000492-DB-000332" dscresource="None"> <Description><VulnDiscussion>Changes to the security configuration must be tracked. This requirement applies to situations where security data is retrieved or modified via data manipulation operations, as opposed to via specialized security functionality. In an SQL environment, types of access include, but are not necessarily limited to: SELECT INSERT UPDATE DELETE EXECUTE</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79251</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Determine if an audit is configured and started by executing the following query. SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status If no records are returned, this is a finding. If the auditing the retrieval of privilege/permission/role membership information is required, execute the following query to verify the SCHEMA_OBJECT_ACCESS_GROUP is included in the server audit specification. SELECT a.name AS 'AuditName', s.name AS 'SpecName', d.audit_action_name AS 'ActionName', d.audited_result AS 'Result' FROM sys.server_audit_specifications s JOIN sys.server_audits a ON s.audit_guid = a.audit_guid JOIN sys.server_audit_specification_details d ON s.server_specification_id = d.server_specification_id WHERE a.is_state_enabled = 1 AND d.audit_action_name = 'SCHEMA_OBJECT_ACCESS_GROUP' If the "SCHEMA_OBJECT_ACCESS_GROUP" is not returned in an active audit, this is a finding.</RawString> </Rule> <Rule id="V-214021" severity="medium" conversionstatus="pass" title="SRG-APP-000508-DB-000358" dscresource="None"> <Description><VulnDiscussion>In this context, direct access is any query, command, or call to SQL Server that comes from any source other than the application(s) that it supports. Examples would be the command line or a database management utility program. The intent is to capture all activity from administrative and non-standard sources.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79303</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Determine whether any Server Audits are configured to filter records. From SQL Server Management Studio execute the following query: SELECT name AS AuditName, predicate AS AuditFilter FROM sys.server_audits WHERE predicate IS NOT NULL If any audits are returned, review the associated filters to determine whether administrative activities are being excluded. If any audits are configured to exclude administrative activities, this is a finding.</RawString> </Rule> <Rule id="V-214022" severity="high" conversionstatus="pass" title="SRG-APP-000514-DB-000381" dscresource="None"> <Description><VulnDiscussion>Use of weak or untested encryption algorithms undermines the purposes of utilizing encryption to protect data. The application must implement cryptographic modules adhering to the higher standards approved by the federal government since this provides assurance they have been tested and validated. For detailed information, refer to NIST FIPS Publication 140-2, Security Requirements For Cryptographic Modules. Note that the product's cryptographic modules must be validated and certified by NIST as FIPS-compliant.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79305</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify that Windows is configured to require the use of FIPS compliant algorithms. Click Start >> Type "Local Security Policy" >> Press Enter >> Expand "Local Policies" >> Select "Security Options" >> Locate "System Cryptography: Use FIPS compliant algorithms for encryption, hashing, and signing." If the Security Setting for this option is "Disabled" this is a finding.</RawString> </Rule> <Rule id="V-214023" severity="high" conversionstatus="pass" title="SRG-APP-000514-DB-000382" dscresource="None"> <Description><VulnDiscussion>Use of weak or untested encryption algorithms undermines the purposes of utilizing encryption to protect data. The application must implement cryptographic modules adhering to the higher standards approved by the federal government since this provides assurance they have been tested and validated. For detailed information, refer to NIST FIPS Publication 140-2, Security Requirements For Cryptographic Modules. Note that the product's cryptographic modules must be validated and certified by NIST as FIPS-compliant.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79307</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify that Windows is configured to require the use of FIPS 140-2 algorithms. Click Start >> Type "Local Security Policy" >> Press Enter >> Expand "Local Policies" >> Select "Security Options" >> Locate "System Cryptography: Use FIPS compliant algorithms for encryption, hashing, and signing." If "System Cryptography: Use FIPS compliant algorithms for encryption, hashing, and signing" is not enabled, this is a finding.</RawString> </Rule> <Rule id="V-214046" severity="high" conversionstatus="pass" title="SRG-APP-000178-DB-000083" dscresource="None"> <Description><VulnDiscussion>To prevent the compromise of authentication information, such as passwords and PINs, during the authentication process, the feedback from the information system must not provide any information that would allow an unauthorized user to compromise the authentication mechanism. Obfuscation of user-provided information when typed into the system is a method used in addressing this risk. For example, displaying asterisks when a user types in a password or PIN, is an example of obscuring feedback of authentication information. Database applications may allow for entry of the account name and password as a visible parameter of the application execution command. This practice must be prohibited and disabled to prevent shoulder surfing.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79357</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Determine whether any applications that access the database allow for entry of the account name and password, or PIN. If any do, determine whether these applications obfuscate authentication data; if they do not, this is a finding.</RawString> </Rule> </ManualRule> <RegistryRule dscresourcemodule="PSDscResources"> <Rule id="V-213967.a" severity="medium" conversionstatus="pass" title="SRG-APP-000172-DB-000075" dscresource="Registry"> <Description><VulnDiscussion>Transport Layer Security (TLS) encryption is a required security setting as a number of known vulnerabilities have been reported against Secure Sockets Layer (SSL) and earlier versions of TLS. Encryption of private information is essential to ensuring data confidentiality. If private information is not encrypted, it can be intercepted and easily read by an unauthorized party. SQL Server must use a minimum of FIPS 140-2-approved TLS version 1.2, and all non-FIPS-approved SSL and TLS versions must be disabled. NIST SP 800-52 Rev.2 specifies the preferred configurations for government systems. References: TLS Support 1.2 for SQL Server: https://support.microsoft.com/en-us/kb/3135244 TLS Registry Settings: https://docs.microsoft.com/en-us/windows-server/security/tls/tls-registry-settings</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.0\Client</Key> <LegacyId>V-97521.a</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString> Access the SQL Server Access an administrator command prompt Type "regedit" to launch the Registry Editor Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.2 If this key does not exist, this is a Finding. Verify a REG_DWORD value of "0" for "DisabledByDefault" and a value of "1" for "Enabled" for both Client and Server. Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.1 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 2.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 3.0 Under each key, verify a REG_DWORD value of "1" for "DisabledByDefault" and a value of "0" for "Enabled" for both Client and Server subkeys If any of the respective registry paths are non-existent or contain values other than specified above, this is a finding. If Vendor documentation supporting the configuration is provided, reduce this finding to a CAT 3. </RawString> <ValueData>1</ValueData> <ValueName>DisabledByDefault</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-213967.b" severity="medium" conversionstatus="pass" title="SRG-APP-000172-DB-000075" dscresource="Registry"> <Description><VulnDiscussion>Transport Layer Security (TLS) encryption is a required security setting as a number of known vulnerabilities have been reported against Secure Sockets Layer (SSL) and earlier versions of TLS. Encryption of private information is essential to ensuring data confidentiality. If private information is not encrypted, it can be intercepted and easily read by an unauthorized party. SQL Server must use a minimum of FIPS 140-2-approved TLS version 1.2, and all non-FIPS-approved SSL and TLS versions must be disabled. NIST SP 800-52 Rev.2 specifies the preferred configurations for government systems. References: TLS Support 1.2 for SQL Server: https://support.microsoft.com/en-us/kb/3135244 TLS Registry Settings: https://docs.microsoft.com/en-us/windows-server/security/tls/tls-registry-settings</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.1\Client</Key> <LegacyId>V-97521.b</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString> Access the SQL Server Access an administrator command prompt Type "regedit" to launch the Registry Editor Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.2 If this key does not exist, this is a Finding. Verify a REG_DWORD value of "0" for "DisabledByDefault" and a value of "1" for "Enabled" for both Client and Server. Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.1 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 2.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 3.0 Under each key, verify a REG_DWORD value of "1" for "DisabledByDefault" and a value of "0" for "Enabled" for both Client and Server subkeys If any of the respective registry paths are non-existent or contain values other than specified above, this is a finding. If Vendor documentation supporting the configuration is provided, reduce this finding to a CAT 3. </RawString> <ValueData>1</ValueData> <ValueName>DisabledByDefault</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-213967.c" severity="medium" conversionstatus="pass" title="SRG-APP-000172-DB-000075" dscresource="Registry"> <Description><VulnDiscussion>Transport Layer Security (TLS) encryption is a required security setting as a number of known vulnerabilities have been reported against Secure Sockets Layer (SSL) and earlier versions of TLS. Encryption of private information is essential to ensuring data confidentiality. If private information is not encrypted, it can be intercepted and easily read by an unauthorized party. SQL Server must use a minimum of FIPS 140-2-approved TLS version 1.2, and all non-FIPS-approved SSL and TLS versions must be disabled. NIST SP 800-52 Rev.2 specifies the preferred configurations for government systems. References: TLS Support 1.2 for SQL Server: https://support.microsoft.com/en-us/kb/3135244 TLS Registry Settings: https://docs.microsoft.com/en-us/windows-server/security/tls/tls-registry-settings</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 2.0\Client</Key> <LegacyId>V-97521.c</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString> Access the SQL Server Access an administrator command prompt Type "regedit" to launch the Registry Editor Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.2 If this key does not exist, this is a Finding. Verify a REG_DWORD value of "0" for "DisabledByDefault" and a value of "1" for "Enabled" for both Client and Server. Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.1 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 2.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 3.0 Under each key, verify a REG_DWORD value of "1" for "DisabledByDefault" and a value of "0" for "Enabled" for both Client and Server subkeys If any of the respective registry paths are non-existent or contain values other than specified above, this is a finding. If Vendor documentation supporting the configuration is provided, reduce this finding to a CAT 3. </RawString> <ValueData>1</ValueData> <ValueName>DisabledByDefault</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-213967.d" severity="medium" conversionstatus="pass" title="SRG-APP-000172-DB-000075" dscresource="Registry"> <Description><VulnDiscussion>Transport Layer Security (TLS) encryption is a required security setting as a number of known vulnerabilities have been reported against Secure Sockets Layer (SSL) and earlier versions of TLS. Encryption of private information is essential to ensuring data confidentiality. If private information is not encrypted, it can be intercepted and easily read by an unauthorized party. SQL Server must use a minimum of FIPS 140-2-approved TLS version 1.2, and all non-FIPS-approved SSL and TLS versions must be disabled. NIST SP 800-52 Rev.2 specifies the preferred configurations for government systems. References: TLS Support 1.2 for SQL Server: https://support.microsoft.com/en-us/kb/3135244 TLS Registry Settings: https://docs.microsoft.com/en-us/windows-server/security/tls/tls-registry-settings</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 3.0\Client</Key> <LegacyId>V-97521.d</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString> Access the SQL Server Access an administrator command prompt Type "regedit" to launch the Registry Editor Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.2 If this key does not exist, this is a Finding. Verify a REG_DWORD value of "0" for "DisabledByDefault" and a value of "1" for "Enabled" for both Client and Server. Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.1 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 2.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 3.0 Under each key, verify a REG_DWORD value of "1" for "DisabledByDefault" and a value of "0" for "Enabled" for both Client and Server subkeys If any of the respective registry paths are non-existent or contain values other than specified above, this is a finding. If Vendor documentation supporting the configuration is provided, reduce this finding to a CAT 3. </RawString> <ValueData>1</ValueData> <ValueName>DisabledByDefault</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-213967.e" severity="medium" conversionstatus="pass" title="SRG-APP-000172-DB-000075" dscresource="Registry"> <Description><VulnDiscussion>Transport Layer Security (TLS) encryption is a required security setting as a number of known vulnerabilities have been reported against Secure Sockets Layer (SSL) and earlier versions of TLS. Encryption of private information is essential to ensuring data confidentiality. If private information is not encrypted, it can be intercepted and easily read by an unauthorized party. SQL Server must use a minimum of FIPS 140-2-approved TLS version 1.2, and all non-FIPS-approved SSL and TLS versions must be disabled. NIST SP 800-52 Rev.2 specifies the preferred configurations for government systems. References: TLS Support 1.2 for SQL Server: https://support.microsoft.com/en-us/kb/3135244 TLS Registry Settings: https://docs.microsoft.com/en-us/windows-server/security/tls/tls-registry-settings</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.0\Server</Key> <LegacyId>V-97521.e</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString> Access the SQL Server Access an administrator command prompt Type "regedit" to launch the Registry Editor Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.2 If this key does not exist, this is a Finding. Verify a REG_DWORD value of "0" for "DisabledByDefault" and a value of "1" for "Enabled" for both Client and Server. Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.1 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 2.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 3.0 Under each key, verify a REG_DWORD value of "1" for "DisabledByDefault" and a value of "0" for "Enabled" for both Client and Server subkeys If any of the respective registry paths are non-existent or contain values other than specified above, this is a finding. If Vendor documentation supporting the configuration is provided, reduce this finding to a CAT 3. </RawString> <ValueData>1</ValueData> <ValueName>DisabledByDefault</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-213967.f" severity="medium" conversionstatus="pass" title="SRG-APP-000172-DB-000075" dscresource="Registry"> <Description><VulnDiscussion>Transport Layer Security (TLS) encryption is a required security setting as a number of known vulnerabilities have been reported against Secure Sockets Layer (SSL) and earlier versions of TLS. Encryption of private information is essential to ensuring data confidentiality. If private information is not encrypted, it can be intercepted and easily read by an unauthorized party. SQL Server must use a minimum of FIPS 140-2-approved TLS version 1.2, and all non-FIPS-approved SSL and TLS versions must be disabled. NIST SP 800-52 Rev.2 specifies the preferred configurations for government systems. References: TLS Support 1.2 for SQL Server: https://support.microsoft.com/en-us/kb/3135244 TLS Registry Settings: https://docs.microsoft.com/en-us/windows-server/security/tls/tls-registry-settings</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.1\Server</Key> <LegacyId>V-97521.f</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString> Access the SQL Server Access an administrator command prompt Type "regedit" to launch the Registry Editor Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.2 If this key does not exist, this is a Finding. Verify a REG_DWORD value of "0" for "DisabledByDefault" and a value of "1" for "Enabled" for both Client and Server. Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.1 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 2.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 3.0 Under each key, verify a REG_DWORD value of "1" for "DisabledByDefault" and a value of "0" for "Enabled" for both Client and Server subkeys If any of the respective registry paths are non-existent or contain values other than specified above, this is a finding. If Vendor documentation supporting the configuration is provided, reduce this finding to a CAT 3. </RawString> <ValueData>1</ValueData> <ValueName>DisabledByDefault</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-213967.g" severity="medium" conversionstatus="pass" title="SRG-APP-000172-DB-000075" dscresource="Registry"> <Description><VulnDiscussion>Transport Layer Security (TLS) encryption is a required security setting as a number of known vulnerabilities have been reported against Secure Sockets Layer (SSL) and earlier versions of TLS. Encryption of private information is essential to ensuring data confidentiality. If private information is not encrypted, it can be intercepted and easily read by an unauthorized party. SQL Server must use a minimum of FIPS 140-2-approved TLS version 1.2, and all non-FIPS-approved SSL and TLS versions must be disabled. NIST SP 800-52 Rev.2 specifies the preferred configurations for government systems. References: TLS Support 1.2 for SQL Server: https://support.microsoft.com/en-us/kb/3135244 TLS Registry Settings: https://docs.microsoft.com/en-us/windows-server/security/tls/tls-registry-settings</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 2.0\Server</Key> <LegacyId>V-97521.g</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString> Access the SQL Server Access an administrator command prompt Type "regedit" to launch the Registry Editor Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.2 If this key does not exist, this is a Finding. Verify a REG_DWORD value of "0" for "DisabledByDefault" and a value of "1" for "Enabled" for both Client and Server. Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.1 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 2.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 3.0 Under each key, verify a REG_DWORD value of "1" for "DisabledByDefault" and a value of "0" for "Enabled" for both Client and Server subkeys If any of the respective registry paths are non-existent or contain values other than specified above, this is a finding. If Vendor documentation supporting the configuration is provided, reduce this finding to a CAT 3. </RawString> <ValueData>1</ValueData> <ValueName>DisabledByDefault</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-213967.h" severity="medium" conversionstatus="pass" title="SRG-APP-000172-DB-000075" dscresource="Registry"> <Description><VulnDiscussion>Transport Layer Security (TLS) encryption is a required security setting as a number of known vulnerabilities have been reported against Secure Sockets Layer (SSL) and earlier versions of TLS. Encryption of private information is essential to ensuring data confidentiality. If private information is not encrypted, it can be intercepted and easily read by an unauthorized party. SQL Server must use a minimum of FIPS 140-2-approved TLS version 1.2, and all non-FIPS-approved SSL and TLS versions must be disabled. NIST SP 800-52 Rev.2 specifies the preferred configurations for government systems. References: TLS Support 1.2 for SQL Server: https://support.microsoft.com/en-us/kb/3135244 TLS Registry Settings: https://docs.microsoft.com/en-us/windows-server/security/tls/tls-registry-settings</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 3.0\Server</Key> <LegacyId>V-97521.h</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString> Access the SQL Server Access an administrator command prompt Type "regedit" to launch the Registry Editor Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.2 If this key does not exist, this is a Finding. Verify a REG_DWORD value of "0" for "DisabledByDefault" and a value of "1" for "Enabled" for both Client and Server. Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.1 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 2.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 3.0 Under each key, verify a REG_DWORD value of "1" for "DisabledByDefault" and a value of "0" for "Enabled" for both Client and Server subkeys If any of the respective registry paths are non-existent or contain values other than specified above, this is a finding. If Vendor documentation supporting the configuration is provided, reduce this finding to a CAT 3. </RawString> <ValueData>1</ValueData> <ValueName>DisabledByDefault</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-213967.i" severity="medium" conversionstatus="pass" title="SRG-APP-000172-DB-000075" dscresource="Registry"> <Description><VulnDiscussion>Transport Layer Security (TLS) encryption is a required security setting as a number of known vulnerabilities have been reported against Secure Sockets Layer (SSL) and earlier versions of TLS. Encryption of private information is essential to ensuring data confidentiality. If private information is not encrypted, it can be intercepted and easily read by an unauthorized party. SQL Server must use a minimum of FIPS 140-2-approved TLS version 1.2, and all non-FIPS-approved SSL and TLS versions must be disabled. NIST SP 800-52 Rev.2 specifies the preferred configurations for government systems. References: TLS Support 1.2 for SQL Server: https://support.microsoft.com/en-us/kb/3135244 TLS Registry Settings: https://docs.microsoft.com/en-us/windows-server/security/tls/tls-registry-settings</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.0\Client</Key> <LegacyId>V-97521.i</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString> Access the SQL Server Access an administrator command prompt Type "regedit" to launch the Registry Editor Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.2 If this key does not exist, this is a Finding. Verify a REG_DWORD value of "0" for "DisabledByDefault" and a value of "1" for "Enabled" for both Client and Server. Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.1 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 2.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 3.0 Under each key, verify a REG_DWORD value of "1" for "DisabledByDefault" and a value of "0" for "Enabled" for both Client and Server subkeys If any of the respective registry paths are non-existent or contain values other than specified above, this is a finding. If Vendor documentation supporting the configuration is provided, reduce this finding to a CAT 3. </RawString> <ValueData>0</ValueData> <ValueName>Enabled</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-213967.j" severity="medium" conversionstatus="pass" title="SRG-APP-000172-DB-000075" dscresource="Registry"> <Description><VulnDiscussion>Transport Layer Security (TLS) encryption is a required security setting as a number of known vulnerabilities have been reported against Secure Sockets Layer (SSL) and earlier versions of TLS. Encryption of private information is essential to ensuring data confidentiality. If private information is not encrypted, it can be intercepted and easily read by an unauthorized party. SQL Server must use a minimum of FIPS 140-2-approved TLS version 1.2, and all non-FIPS-approved SSL and TLS versions must be disabled. NIST SP 800-52 Rev.2 specifies the preferred configurations for government systems. References: TLS Support 1.2 for SQL Server: https://support.microsoft.com/en-us/kb/3135244 TLS Registry Settings: https://docs.microsoft.com/en-us/windows-server/security/tls/tls-registry-settings</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.1\Client</Key> <LegacyId>V-97521.j</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString> Access the SQL Server Access an administrator command prompt Type "regedit" to launch the Registry Editor Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.2 If this key does not exist, this is a Finding. Verify a REG_DWORD value of "0" for "DisabledByDefault" and a value of "1" for "Enabled" for both Client and Server. Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.1 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 2.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 3.0 Under each key, verify a REG_DWORD value of "1" for "DisabledByDefault" and a value of "0" for "Enabled" for both Client and Server subkeys If any of the respective registry paths are non-existent or contain values other than specified above, this is a finding. If Vendor documentation supporting the configuration is provided, reduce this finding to a CAT 3. </RawString> <ValueData>0</ValueData> <ValueName>Enabled</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-213967.k" severity="medium" conversionstatus="pass" title="SRG-APP-000172-DB-000075" dscresource="Registry"> <Description><VulnDiscussion>Transport Layer Security (TLS) encryption is a required security setting as a number of known vulnerabilities have been reported against Secure Sockets Layer (SSL) and earlier versions of TLS. Encryption of private information is essential to ensuring data confidentiality. If private information is not encrypted, it can be intercepted and easily read by an unauthorized party. SQL Server must use a minimum of FIPS 140-2-approved TLS version 1.2, and all non-FIPS-approved SSL and TLS versions must be disabled. NIST SP 800-52 Rev.2 specifies the preferred configurations for government systems. References: TLS Support 1.2 for SQL Server: https://support.microsoft.com/en-us/kb/3135244 TLS Registry Settings: https://docs.microsoft.com/en-us/windows-server/security/tls/tls-registry-settings</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 2.0\Client</Key> <LegacyId>V-97521.k</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString> Access the SQL Server Access an administrator command prompt Type "regedit" to launch the Registry Editor Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.2 If this key does not exist, this is a Finding. Verify a REG_DWORD value of "0" for "DisabledByDefault" and a value of "1" for "Enabled" for both Client and Server. Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.1 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 2.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 3.0 Under each key, verify a REG_DWORD value of "1" for "DisabledByDefault" and a value of "0" for "Enabled" for both Client and Server subkeys If any of the respective registry paths are non-existent or contain values other than specified above, this is a finding. If Vendor documentation supporting the configuration is provided, reduce this finding to a CAT 3. </RawString> <ValueData>0</ValueData> <ValueName>Enabled</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-213967.l" severity="medium" conversionstatus="pass" title="SRG-APP-000172-DB-000075" dscresource="Registry"> <Description><VulnDiscussion>Transport Layer Security (TLS) encryption is a required security setting as a number of known vulnerabilities have been reported against Secure Sockets Layer (SSL) and earlier versions of TLS. Encryption of private information is essential to ensuring data confidentiality. If private information is not encrypted, it can be intercepted and easily read by an unauthorized party. SQL Server must use a minimum of FIPS 140-2-approved TLS version 1.2, and all non-FIPS-approved SSL and TLS versions must be disabled. NIST SP 800-52 Rev.2 specifies the preferred configurations for government systems. References: TLS Support 1.2 for SQL Server: https://support.microsoft.com/en-us/kb/3135244 TLS Registry Settings: https://docs.microsoft.com/en-us/windows-server/security/tls/tls-registry-settings</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 3.0\Client</Key> <LegacyId>V-97521.l</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString> Access the SQL Server Access an administrator command prompt Type "regedit" to launch the Registry Editor Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.2 If this key does not exist, this is a Finding. Verify a REG_DWORD value of "0" for "DisabledByDefault" and a value of "1" for "Enabled" for both Client and Server. Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.1 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 2.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 3.0 Under each key, verify a REG_DWORD value of "1" for "DisabledByDefault" and a value of "0" for "Enabled" for both Client and Server subkeys If any of the respective registry paths are non-existent or contain values other than specified above, this is a finding. If Vendor documentation supporting the configuration is provided, reduce this finding to a CAT 3. </RawString> <ValueData>0</ValueData> <ValueName>Enabled</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-213967.m" severity="medium" conversionstatus="pass" title="SRG-APP-000172-DB-000075" dscresource="Registry"> <Description><VulnDiscussion>Transport Layer Security (TLS) encryption is a required security setting as a number of known vulnerabilities have been reported against Secure Sockets Layer (SSL) and earlier versions of TLS. Encryption of private information is essential to ensuring data confidentiality. If private information is not encrypted, it can be intercepted and easily read by an unauthorized party. SQL Server must use a minimum of FIPS 140-2-approved TLS version 1.2, and all non-FIPS-approved SSL and TLS versions must be disabled. NIST SP 800-52 Rev.2 specifies the preferred configurations for government systems. References: TLS Support 1.2 for SQL Server: https://support.microsoft.com/en-us/kb/3135244 TLS Registry Settings: https://docs.microsoft.com/en-us/windows-server/security/tls/tls-registry-settings</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.0\Server</Key> <LegacyId>V-97521.m</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString> Access the SQL Server Access an administrator command prompt Type "regedit" to launch the Registry Editor Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.2 If this key does not exist, this is a Finding. Verify a REG_DWORD value of "0" for "DisabledByDefault" and a value of "1" for "Enabled" for both Client and Server. Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.1 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 2.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 3.0 Under each key, verify a REG_DWORD value of "1" for "DisabledByDefault" and a value of "0" for "Enabled" for both Client and Server subkeys If any of the respective registry paths are non-existent or contain values other than specified above, this is a finding. If Vendor documentation supporting the configuration is provided, reduce this finding to a CAT 3. </RawString> <ValueData>0</ValueData> <ValueName>Enabled</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-213967.n" severity="medium" conversionstatus="pass" title="SRG-APP-000172-DB-000075" dscresource="Registry"> <Description><VulnDiscussion>Transport Layer Security (TLS) encryption is a required security setting as a number of known vulnerabilities have been reported against Secure Sockets Layer (SSL) and earlier versions of TLS. Encryption of private information is essential to ensuring data confidentiality. If private information is not encrypted, it can be intercepted and easily read by an unauthorized party. SQL Server must use a minimum of FIPS 140-2-approved TLS version 1.2, and all non-FIPS-approved SSL and TLS versions must be disabled. NIST SP 800-52 Rev.2 specifies the preferred configurations for government systems. References: TLS Support 1.2 for SQL Server: https://support.microsoft.com/en-us/kb/3135244 TLS Registry Settings: https://docs.microsoft.com/en-us/windows-server/security/tls/tls-registry-settings</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.1\Server</Key> <LegacyId>V-97521.n</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString> Access the SQL Server Access an administrator command prompt Type "regedit" to launch the Registry Editor Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.2 If this key does not exist, this is a Finding. Verify a REG_DWORD value of "0" for "DisabledByDefault" and a value of "1" for "Enabled" for both Client and Server. Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.1 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 2.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 3.0 Under each key, verify a REG_DWORD value of "1" for "DisabledByDefault" and a value of "0" for "Enabled" for both Client and Server subkeys If any of the respective registry paths are non-existent or contain values other than specified above, this is a finding. If Vendor documentation supporting the configuration is provided, reduce this finding to a CAT 3. </RawString> <ValueData>0</ValueData> <ValueName>Enabled</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-213967.o" severity="medium" conversionstatus="pass" title="SRG-APP-000172-DB-000075" dscresource="Registry"> <Description><VulnDiscussion>Transport Layer Security (TLS) encryption is a required security setting as a number of known vulnerabilities have been reported against Secure Sockets Layer (SSL) and earlier versions of TLS. Encryption of private information is essential to ensuring data confidentiality. If private information is not encrypted, it can be intercepted and easily read by an unauthorized party. SQL Server must use a minimum of FIPS 140-2-approved TLS version 1.2, and all non-FIPS-approved SSL and TLS versions must be disabled. NIST SP 800-52 Rev.2 specifies the preferred configurations for government systems. References: TLS Support 1.2 for SQL Server: https://support.microsoft.com/en-us/kb/3135244 TLS Registry Settings: https://docs.microsoft.com/en-us/windows-server/security/tls/tls-registry-settings</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 2.0\Server</Key> <LegacyId>V-97521.o</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString> Access the SQL Server Access an administrator command prompt Type "regedit" to launch the Registry Editor Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.2 If this key does not exist, this is a Finding. Verify a REG_DWORD value of "0" for "DisabledByDefault" and a value of "1" for "Enabled" for both Client and Server. Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.1 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 2.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 3.0 Under each key, verify a REG_DWORD value of "1" for "DisabledByDefault" and a value of "0" for "Enabled" for both Client and Server subkeys If any of the respective registry paths are non-existent or contain values other than specified above, this is a finding. If Vendor documentation supporting the configuration is provided, reduce this finding to a CAT 3. </RawString> <ValueData>0</ValueData> <ValueName>Enabled</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-213967.p" severity="medium" conversionstatus="pass" title="SRG-APP-000172-DB-000075" dscresource="Registry"> <Description><VulnDiscussion>Transport Layer Security (TLS) encryption is a required security setting as a number of known vulnerabilities have been reported against Secure Sockets Layer (SSL) and earlier versions of TLS. Encryption of private information is essential to ensuring data confidentiality. If private information is not encrypted, it can be intercepted and easily read by an unauthorized party. SQL Server must use a minimum of FIPS 140-2-approved TLS version 1.2, and all non-FIPS-approved SSL and TLS versions must be disabled. NIST SP 800-52 Rev.2 specifies the preferred configurations for government systems. References: TLS Support 1.2 for SQL Server: https://support.microsoft.com/en-us/kb/3135244 TLS Registry Settings: https://docs.microsoft.com/en-us/windows-server/security/tls/tls-registry-settings</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 3.0\Server</Key> <LegacyId>V-97521.p</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString> Access the SQL Server Access an administrator command prompt Type "regedit" to launch the Registry Editor Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.2 If this key does not exist, this is a Finding. Verify a REG_DWORD value of "0" for "DisabledByDefault" and a value of "1" for "Enabled" for both Client and Server. Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.1 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 2.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 3.0 Under each key, verify a REG_DWORD value of "1" for "DisabledByDefault" and a value of "0" for "Enabled" for both Client and Server subkeys If any of the respective registry paths are non-existent or contain values other than specified above, this is a finding. If Vendor documentation supporting the configuration is provided, reduce this finding to a CAT 3. </RawString> <ValueData>0</ValueData> <ValueName>Enabled</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-213967.q" severity="medium" conversionstatus="pass" title="SRG-APP-000172-DB-000075" dscresource="Registry"> <Description><VulnDiscussion>Transport Layer Security (TLS) encryption is a required security setting as a number of known vulnerabilities have been reported against Secure Sockets Layer (SSL) and earlier versions of TLS. Encryption of private information is essential to ensuring data confidentiality. If private information is not encrypted, it can be intercepted and easily read by an unauthorized party. SQL Server must use a minimum of FIPS 140-2-approved TLS version 1.2, and all non-FIPS-approved SSL and TLS versions must be disabled. NIST SP 800-52 Rev.2 specifies the preferred configurations for government systems. References: TLS Support 1.2 for SQL Server: https://support.microsoft.com/en-us/kb/3135244 TLS Registry Settings: https://docs.microsoft.com/en-us/windows-server/security/tls/tls-registry-settings</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.2\Client</Key> <LegacyId>V-97521.q</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString> Access the SQL Server Access an administrator command prompt Type "regedit" to launch the Registry Editor Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.2 If this key does not exist, this is a Finding. Verify a REG_DWORD value of "0" for "DisabledByDefault" and a value of "1" for "Enabled" for both Client and Server. Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.1 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 2.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 3.0 Under each key, verify a REG_DWORD value of "1" for "DisabledByDefault" and a value of "0" for "Enabled" for both Client and Server subkeys If any of the respective registry paths are non-existent or contain values other than specified above, this is a finding. If Vendor documentation supporting the configuration is provided, reduce this finding to a CAT 3. </RawString> <ValueData>1</ValueData> <ValueName>Enabled</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-213967.r" severity="medium" conversionstatus="pass" title="SRG-APP-000172-DB-000075" dscresource="Registry"> <Description><VulnDiscussion>Transport Layer Security (TLS) encryption is a required security setting as a number of known vulnerabilities have been reported against Secure Sockets Layer (SSL) and earlier versions of TLS. Encryption of private information is essential to ensuring data confidentiality. If private information is not encrypted, it can be intercepted and easily read by an unauthorized party. SQL Server must use a minimum of FIPS 140-2-approved TLS version 1.2, and all non-FIPS-approved SSL and TLS versions must be disabled. NIST SP 800-52 Rev.2 specifies the preferred configurations for government systems. References: TLS Support 1.2 for SQL Server: https://support.microsoft.com/en-us/kb/3135244 TLS Registry Settings: https://docs.microsoft.com/en-us/windows-server/security/tls/tls-registry-settings</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.2\Server</Key> <LegacyId>V-97521.r</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString> Access the SQL Server Access an administrator command prompt Type "regedit" to launch the Registry Editor Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.2 If this key does not exist, this is a Finding. Verify a REG_DWORD value of "0" for "DisabledByDefault" and a value of "1" for "Enabled" for both Client and Server. Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.1 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 2.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 3.0 Under each key, verify a REG_DWORD value of "1" for "DisabledByDefault" and a value of "0" for "Enabled" for both Client and Server subkeys If any of the respective registry paths are non-existent or contain values other than specified above, this is a finding. If Vendor documentation supporting the configuration is provided, reduce this finding to a CAT 3. </RawString> <ValueData>1</ValueData> <ValueName>Enabled</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-213967.s" severity="medium" conversionstatus="pass" title="SRG-APP-000172-DB-000075" dscresource="Registry"> <Description><VulnDiscussion>Transport Layer Security (TLS) encryption is a required security setting as a number of known vulnerabilities have been reported against Secure Sockets Layer (SSL) and earlier versions of TLS. Encryption of private information is essential to ensuring data confidentiality. If private information is not encrypted, it can be intercepted and easily read by an unauthorized party. SQL Server must use a minimum of FIPS 140-2-approved TLS version 1.2, and all non-FIPS-approved SSL and TLS versions must be disabled. NIST SP 800-52 Rev.2 specifies the preferred configurations for government systems. References: TLS Support 1.2 for SQL Server: https://support.microsoft.com/en-us/kb/3135244 TLS Registry Settings: https://docs.microsoft.com/en-us/windows-server/security/tls/tls-registry-settings</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.2\Client</Key> <LegacyId>V-97521.s</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString> Access the SQL Server Access an administrator command prompt Type "regedit" to launch the Registry Editor Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.2 If this key does not exist, this is a Finding. Verify a REG_DWORD value of "0" for "DisabledByDefault" and a value of "1" for "Enabled" for both Client and Server. Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.1 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 2.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 3.0 Under each key, verify a REG_DWORD value of "1" for "DisabledByDefault" and a value of "0" for "Enabled" for both Client and Server subkeys If any of the respective registry paths are non-existent or contain values other than specified above, this is a finding. If Vendor documentation supporting the configuration is provided, reduce this finding to a CAT 3. </RawString> <ValueData>0</ValueData> <ValueName>DisabledByDefault</ValueName> <ValueType>Dword</ValueType> </Rule> <Rule id="V-213967.t" severity="medium" conversionstatus="pass" title="SRG-APP-000172-DB-000075" dscresource="Registry"> <Description><VulnDiscussion>Transport Layer Security (TLS) encryption is a required security setting as a number of known vulnerabilities have been reported against Secure Sockets Layer (SSL) and earlier versions of TLS. Encryption of private information is essential to ensuring data confidentiality. If private information is not encrypted, it can be intercepted and easily read by an unauthorized party. SQL Server must use a minimum of FIPS 140-2-approved TLS version 1.2, and all non-FIPS-approved SSL and TLS versions must be disabled. NIST SP 800-52 Rev.2 specifies the preferred configurations for government systems. References: TLS Support 1.2 for SQL Server: https://support.microsoft.com/en-us/kb/3135244 TLS Registry Settings: https://docs.microsoft.com/en-us/windows-server/security/tls/tls-registry-settings</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <Ensure>Present</Ensure> <IsNullOrEmpty>False</IsNullOrEmpty> <Key>HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.2\Server</Key> <LegacyId>V-97521.t</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString> Access the SQL Server Access an administrator command prompt Type "regedit" to launch the Registry Editor Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.2 If this key does not exist, this is a Finding. Verify a REG_DWORD value of "0" for "DisabledByDefault" and a value of "1" for "Enabled" for both Client and Server. Navigate to: HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.1 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 2.0 HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 3.0 Under each key, verify a REG_DWORD value of "1" for "DisabledByDefault" and a value of "0" for "Enabled" for both Client and Server subkeys If any of the respective registry paths are non-existent or contain values other than specified above, this is a finding. If Vendor documentation supporting the configuration is provided, reduce this finding to a CAT 3. </RawString> <ValueData>0</ValueData> <ValueName>DisabledByDefault</ValueName> <ValueType>Dword</ValueType> </Rule> </RegistryRule> <SecurityOptionRule dscresourcemodule="SecurityPolicyDsc"> <Rule id="V-213968" severity="low" conversionstatus="pass" title="SRG-APP-000176-DB-000068" dscresource="SecurityOption"> <Description><VulnDiscussion>The DoD standard for authentication is DoD-approved PKI certificates. PKI certificate-based authentication is performed by requiring the certificate holder to cryptographically prove possession of the corresponding private key. If the private key is stolen, an attacker can use the private key(s) to impersonate the certificate holder. In cases where SQL Server-stored private keys are used to authenticate SQL Server to the system’s clients, loss of the corresponding private keys would allow an attacker to successfully perform undetected man in the middle attacks against SQL Server system and its clients. Both the holder of a digital certificate and the issuing authority must take careful measures to protect the corresponding private key. Private keys should always be generated and protected in FIPS 140-2 validated cryptographic modules. All access to the private key(s) of SQL Server must be restricted to authorized and authenticated users. If unauthorized users have access to one or more of SQL Server's private keys, an attacker could gain access to the key(s) and use them to impersonate the database on the network or otherwise perform unauthorized actions.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79197</LegacyId> <OptionName>System_cryptography_Use_FIPS_compliant_algorithms_for_encryption_hashing_and_signing</OptionName> <OptionValue>enabled</OptionValue> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Review system configuration to determine whether FIPS 140-2 support has been enabled. Start >> Control Panel >> Administrative Tools >> Local Security Policy >> Local Policies >> Security Options Ensure that "System cryptography: Use FIPS-compliant algorithms for encryption, hashing, and signing" is enabled. If "System cryptography: Use FIPS-compliant algorithms for encryption, hashing, and signing" is not enabled, this is a finding. For more information, see https://support.microsoft.com/en-us/kb/3141890.</RawString> </Rule> </SecurityOptionRule> <SqlScriptQueryRule dscresourcemodule="SqlServerDsc"> <Rule id="V-213940" severity="medium" conversionstatus="pass" title="SRG-APP-000092-DB-000208" dscresource="SqlScriptQuery"> <Description><VulnDiscussion>Session auditing is for use when a user's activities are under investigation. To be sure of capturing all activity during those periods when session auditing is in use, it needs to be in operation for the whole time SQL Server is running.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <GetScript>IF Not Exists (SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status WHERE status_desc = 'STARTED') Select 'Doest exist'</GetScript> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79141</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>When Audits are enabled, they start up when the instance starts. https://msdn.microsoft.com/en-us/library/cc280386.aspx#Anchor_2 Check if an audit is configured and enabled. Execute the following query: SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status WHERE status_desc = 'STARTED' All currently defined audits for the SQL server instance will be listed. If no audits are returned, this is a finding.</RawString> <SetScript>/* See STIG supplemental files for the annotated version of this script */ USE [master] IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') ALTER SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') DROP SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION; IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') DROP SERVER AUDIT STIG_AUDIT; CREATE SERVER AUDIT STIG_AUDIT TO FILE (FILEPATH = 'C:\Audits', MAXSIZE = 200MB, MAX_ROLLOVER_FILES = 50, RESERVE_DISK_SPACE = OFF) WITH (QUEUE_DELAY = 1000, ON_FAILURE = SHUTDOWN) IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = ON); CREATE SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION FOR SERVER AUDIT STIG_AUDIT ADD (APPLICATION_ROLE_CHANGE_PASSWORD_GROUP), ADD (AUDIT_CHANGE_GROUP), ADD (BACKUP_RESTORE_GROUP), ADD (DATABASE_CHANGE_GROUP), ADD (DATABASE_OBJECT_CHANGE_GROUP), ADD (DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_OBJECT_PERMISSION_CHANGE_GROUP), ADD (DATABASE_OPERATION_GROUP), ADD (DATABASE_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_PERMISSION_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_IMPERSONATION_GROUP), ADD (DATABASE_ROLE_MEMBER_CHANGE_GROUP), ADD (DBCC_GROUP), ADD (FAILED_LOGIN_GROUP), ADD (LOGIN_CHANGE_PASSWORD_GROUP), ADD (LOGOUT_GROUP), ADD (SCHEMA_OBJECT_CHANGE_GROUP), ADD (SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OBJECT_CHANGE_GROUP), ADD (SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SERVER_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OPERATION_GROUP), ADD (SERVER_PERMISSION_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_IMPERSONATION_GROUP), ADD (SERVER_ROLE_MEMBER_CHANGE_GROUP), ADD (SERVER_STATE_CHANGE_GROUP), ADD (SUCCESSFUL_LOGIN_GROUP), ADD (TRACE_CHANGE_GROUP) WITH (STATE = ON)</SetScript> <TestScript>IF Not Exists (SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status WHERE status_desc = 'STARTED') Select 'Doest exist'</TestScript> <Variable /> <VariableValue /> </Rule> <Rule id="V-213989" severity="medium" conversionstatus="pass" title="SRG-APP-000381-DB-000361" dscresource="SqlScriptQuery"> <Description><VulnDiscussion>Without auditing the enforcement of access restrictions against changes to configuration, it would be difficult to identify attempted attacks and an audit trail would not be available for forensic investigation for after-the-fact actions. Enforcement actions are the methods or mechanisms used to prevent unauthorized changes to configuration settings. Enforcement action methods may be as simple as denying access to a file based on the application of file permissions (access restriction). Audit items may consist of lists of actions blocked by access restrictions or changes identified after the fact.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <GetScript>USE [master] DECLARE @MissingAuditCount INTEGER DECLARE @server_specification_id INTEGER DECLARE @FoundCompliant INTEGER SET @FoundCompliant = 0 /* Create a table for the events that we are looking for */ CREATE TABLE #AuditEvents (AuditEvent varchar(100)) INSERT INTO #AuditEvents (AuditEvent) VALUES ('APPLICATION_ROLE_CHANGE_PASSWORD_GROUP'),('AUDIT_CHANGE_GROUP'),('BACKUP_RESTORE_GROUP'),('DATABASE_CHANGE_GROUP'),('DATABASE_OBJECT_ACCESS_GROUP'),('DATABASE_OBJECT_CHANGE_GROUP'),('DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP'),('DATABASE_OBJECT_PERMISSION_CHANGE_GROUP'),('DATABASE_OWNERSHIP_CHANGE_GROUP'),('DATABASE_OPERATION_GROUP'),('DATABASE_PERMISSION_CHANGE_GROUP'),('DATABASE_PRINCIPAL_CHANGE_GROUP'),('DATABASE_PRINCIPAL_IMPERSONATION_GROUP'),('DATABASE_ROLE_MEMBER_CHANGE_GROUP'),('DBCC_GROUP'),('LOGIN_CHANGE_PASSWORD_GROUP'),('SCHEMA_OBJECT_CHANGE_GROUP'),('SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_OBJECT_CHANGE_GROUP'),('SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SERVER_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_OPERATION_GROUP'),('SERVER_PERMISSION_CHANGE_GROUP'),('SERVER_PRINCIPAL_IMPERSONATION_GROUP'),('SERVER_ROLE_MEMBER_CHANGE_GROUP'),('SERVER_STATE_CHANGE_GROUP'),('TRACE_CHANGE_GROUP') /* Create a cursor to walk through all audits that are enabled at startup */ DECLARE auditspec_cursor CURSOR FOR SELECT s.server_specification_id FROM sys.server_audits a INNER JOIN sys.server_audit_specifications s ON a.audit_guid = s.audit_guid WHERE a.is_state_enabled = 1; OPEN auditspec_cursor FETCH NEXT FROM auditspec_cursor INTO @server_specification_id WHILE @@FETCH_STATUS = 0 AND @FoundCompliant = 0 /* Does this specification have the needed events in it? */ BEGIN SET @MissingAuditCount = (SELECT Count(a.AuditEvent) AS MissingAuditCount FROM #AuditEvents a JOIN sys.server_audit_specification_details d ON a.AuditEvent = d.audit_action_name WHERE d.audit_action_name NOT IN (SELECT d2.audit_action_name FROM sys.server_audit_specification_details d2 WHERE d2.server_specification_id = @server_specification_id)) IF @MissingAuditCount = 0 SET @FoundCompliant = 1; FETCH NEXT FROM auditspec_cursor INTO @server_specification_id END CLOSE auditspec_cursor; DEALLOCATE auditspec_cursor; DROP TABLE #AuditEvents /* Produce output that works with DSC - records if we do not find the audit events we are looking for */ IF @FoundCompliant > 0 SELECT name FROM sys.sql_logins WHERE principal_id = -1; ELSE SELECT name FROM sys.sql_logins WHERE principal_id = 1</GetScript> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79239</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Determine if an audit is configured to capture denied actions and started by executing the following query: SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status If no records are returned, this is a finding. Execute the following query to verify the following events are included in the server audit specification: APPLICATION_ROLE_CHANGE_PASSWORD_GROUP, AUDIT_CHANGE_GROUP, BACKUP_RESTORE_GROUP, DATABASE_CHANGE_GROUP, DATABASE_OBJECT_ACCESS_GROUP, DATABASE_OBJECT_CHANGE_GROUP, DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP, DATABASE_OBJECT_PERMISSION_CHANGE_GROUP, DATABASE_OWNERSHIP_CHANGE_GROUP, DATABASE_OPERATION_GROUP, DATABASE_PERMISSION_CHANGE_GROUP, DATABASE_PRINCIPAL_CHANGE_GROUP, DATABASE_PRINCIPAL_IMPERSONATION_GROUP, DATABASE_ROLE_MEMBER_CHANGE_GROUP, DBCC_GROUP, LOGIN_CHANGE_PASSWORD_GROUP, SCHEMA_OBJECT_CHANGE_GROUP, SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP, SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP, SERVER_OBJECT_CHANGE_GROUP, SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP, SERVER_OBJECT_PERMISSION_CHANGE_GROUP, SERVER_OPERATION_GROUP, SERVER_PERMISSION_CHANGE_GROUP, SERVER_PRINCIPAL_IMPERSONATION_GROUP, SERVER_ROLE_MEMBER_CHANGE_GROUP, SERVER_STATE_CHANGE_GROUP, TRACE_CHANGE_GROUP SELECT a.name AS 'AuditName', s.name AS 'SpecName', d.audit_action_name AS 'ActionName', d.audited_result AS 'Result' FROM sys.server_audit_specifications s JOIN sys.server_audits a ON s.audit_guid = a.audit_guid JOIN sys.server_audit_specification_details d ON s.server_specification_id = d.server_specification_id WHERE a.is_state_enabled = 1 AND d.audit_action_name IN ( 'APPLICATION_ROLE_CHANGE_PASSWORD_GROUP', 'AUDIT_CHANGE_GROUP', 'BACKUP_RESTORE_GROUP', 'DATABASE_CHANGE_GROUP', 'DATABASE_OBJECT_ACCESS_GROUP', 'DATABASE_OBJECT_CHANGE_GROUP', 'DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP', 'DATABASE_OBJECT_PERMISSION_CHANGE_GROUP', 'DATABASE_OWNERSHIP_CHANGE_GROUP', 'DATABASE_OPERATION_GROUP', 'DATABASE_OWNERSHIP_CHANGE_GROUP', 'DATABASE_PERMISSION_CHANGE_GROUP', 'DATABASE_PRINCIPAL_CHANGE_GROUP', 'DATABASE_PRINCIPAL_IMPERSONATION_GROUP', 'DATABASE_ROLE_MEMBER_CHANGE_GROUP', 'DBCC_GROUP', 'LOGIN_CHANGE_PASSWORD_GROUP', 'SCHEMA_OBJECT_CHANGE_GROUP', 'SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP', 'SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP', 'SERVER_OBJECT_CHANGE_GROUP', 'SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP', 'SERVER_OBJECT_PERMISSION_CHANGE_GROUP', 'SERVER_OPERATION_GROUP', 'SERVER_PERMISSION_CHANGE_GROUP', 'SERVER_PRINCIPAL_IMPERSONATION_GROUP', 'SERVER_ROLE_MEMBER_CHANGE_GROUP', 'SERVER_STATE_CHANGE_GROUP', 'TRACE_CHANGE_GROUP' ) Order by d.audit_action_name If the identified groups are not returned, this is a finding. </RawString> <SetScript>/* See STIG supplemental files for the annotated version of this script */ USE [master] IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') ALTER SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') DROP SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION; IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') DROP SERVER AUDIT STIG_AUDIT; CREATE SERVER AUDIT STIG_AUDIT TO FILE (FILEPATH = 'C:\Audits', MAXSIZE = 200MB, MAX_ROLLOVER_FILES = 50, RESERVE_DISK_SPACE = OFF) WITH (QUEUE_DELAY = 1000, ON_FAILURE = SHUTDOWN) IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = ON); CREATE SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION FOR SERVER AUDIT STIG_AUDIT ADD (APPLICATION_ROLE_CHANGE_PASSWORD_GROUP), ADD (AUDIT_CHANGE_GROUP), ADD (BACKUP_RESTORE_GROUP), ADD (DATABASE_CHANGE_GROUP), ADD (DATABASE_OBJECT_CHANGE_GROUP), ADD (DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_OBJECT_PERMISSION_CHANGE_GROUP), ADD (DATABASE_OPERATION_GROUP), ADD (DATABASE_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_PERMISSION_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_IMPERSONATION_GROUP), ADD (DATABASE_ROLE_MEMBER_CHANGE_GROUP), ADD (DBCC_GROUP), ADD (FAILED_LOGIN_GROUP), ADD (LOGIN_CHANGE_PASSWORD_GROUP), ADD (LOGOUT_GROUP), ADD (SCHEMA_OBJECT_CHANGE_GROUP), ADD (SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OBJECT_CHANGE_GROUP), ADD (SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SERVER_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OPERATION_GROUP), ADD (SERVER_PERMISSION_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_IMPERSONATION_GROUP), ADD (SERVER_ROLE_MEMBER_CHANGE_GROUP), ADD (SERVER_STATE_CHANGE_GROUP), ADD (SUCCESSFUL_LOGIN_GROUP), ADD (TRACE_CHANGE_GROUP) WITH (STATE = ON)</SetScript> <TestScript>USE [master] DECLARE @MissingAuditCount INTEGER DECLARE @server_specification_id INTEGER DECLARE @FoundCompliant INTEGER SET @FoundCompliant = 0 /* Create a table for the events that we are looking for */ CREATE TABLE #AuditEvents (AuditEvent varchar(100)) INSERT INTO #AuditEvents (AuditEvent) VALUES ('APPLICATION_ROLE_CHANGE_PASSWORD_GROUP'),('AUDIT_CHANGE_GROUP'),('BACKUP_RESTORE_GROUP'),('DATABASE_CHANGE_GROUP'),('DATABASE_OBJECT_ACCESS_GROUP'),('DATABASE_OBJECT_CHANGE_GROUP'),('DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP'),('DATABASE_OBJECT_PERMISSION_CHANGE_GROUP'),('DATABASE_OWNERSHIP_CHANGE_GROUP'),('DATABASE_OPERATION_GROUP'),('DATABASE_PERMISSION_CHANGE_GROUP'),('DATABASE_PRINCIPAL_CHANGE_GROUP'),('DATABASE_PRINCIPAL_IMPERSONATION_GROUP'),('DATABASE_ROLE_MEMBER_CHANGE_GROUP'),('DBCC_GROUP'),('LOGIN_CHANGE_PASSWORD_GROUP'),('SCHEMA_OBJECT_CHANGE_GROUP'),('SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_OBJECT_CHANGE_GROUP'),('SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SERVER_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_OPERATION_GROUP'),('SERVER_PERMISSION_CHANGE_GROUP'),('SERVER_PRINCIPAL_IMPERSONATION_GROUP'),('SERVER_ROLE_MEMBER_CHANGE_GROUP'),('SERVER_STATE_CHANGE_GROUP'),('TRACE_CHANGE_GROUP') /* Create a cursor to walk through all audits that are enabled at startup */ DECLARE auditspec_cursor CURSOR FOR SELECT s.server_specification_id FROM sys.server_audits a INNER JOIN sys.server_audit_specifications s ON a.audit_guid = s.audit_guid WHERE a.is_state_enabled = 1; OPEN auditspec_cursor FETCH NEXT FROM auditspec_cursor INTO @server_specification_id WHILE @@FETCH_STATUS = 0 AND @FoundCompliant = 0 /* Does this specification have the needed events in it? */ BEGIN SET @MissingAuditCount = (SELECT Count(a.AuditEvent) AS MissingAuditCount FROM #AuditEvents a JOIN sys.server_audit_specification_details d ON a.AuditEvent = d.audit_action_name WHERE d.audit_action_name NOT IN (SELECT d2.audit_action_name FROM sys.server_audit_specification_details d2 WHERE d2.server_specification_id = @server_specification_id)) IF @MissingAuditCount = 0 SET @FoundCompliant = 1; FETCH NEXT FROM auditspec_cursor INTO @server_specification_id END CLOSE auditspec_cursor; DEALLOCATE auditspec_cursor; DROP TABLE #AuditEvents /* Produce output that works with DSC - records if we do not find the audit events we are looking for */ IF @FoundCompliant > 0 SELECT name FROM sys.sql_logins WHERE principal_id = -1; ELSE SELECT name FROM sys.sql_logins WHERE principal_id = 1</TestScript> <Variable /> <VariableValue /> </Rule> <Rule id="V-213999" severity="medium" conversionstatus="pass" title="SRG-APP-000495-DB-000326" dscresource="SqlScriptQuery"> <Description><VulnDiscussion>Changes in the permissions, privileges, and roles granted to users and roles must be tracked. Without an audit trail, unauthorized elevation or restriction of privileges could go undetected. Elevated privileges give users access to information and functionality that they should not have; restricted privileges wrongly deny access to authorized users. In an SQL environment, adding permissions is typically done via the GRANT command, or, in the negative, the DENY command.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <GetScript>USE [master] DECLARE @MissingAuditCount INTEGER DECLARE @server_specification_id INTEGER DECLARE @FoundCompliant INTEGER SET @FoundCompliant = 0 /* Create a table for the events that we are looking for */ CREATE TABLE #AuditEvents (AuditEvent varchar(100)) INSERT INTO #AuditEvents (AuditEvent) VALUES ('DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP'),('DATABASE_OBJECT_PERMISSION_CHANGE_GROUP'),('DATABASE_OWNERSHIP_CHANGE_GROUP'),('DATABASE_PERMISSION_CHANGE_GROUP'),('DATABASE_ROLE_MEMBER_CHANGE_GROUP'),('SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SERVER_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_PERMISSION_CHANGE_GROUP'),('SERVER_ROLE_MEMBER_CHANGE_GROUP') /* Create a cursor to walk through all audits that are enabled at startup */ DECLARE auditspec_cursor CURSOR FOR SELECT s.server_specification_id FROM sys.server_audits a INNER JOIN sys.server_audit_specifications s ON a.audit_guid = s.audit_guid WHERE a.is_state_enabled = 1; OPEN auditspec_cursor FETCH NEXT FROM auditspec_cursor INTO @server_specification_id WHILE @@FETCH_STATUS = 0 AND @FoundCompliant = 0 /* Does this specification have the needed events in it? */ BEGIN SET @MissingAuditCount = (SELECT Count(a.AuditEvent) AS MissingAuditCount FROM #AuditEvents a JOIN sys.server_audit_specification_details d ON a.AuditEvent = d.audit_action_name WHERE d.audit_action_name NOT IN (SELECT d2.audit_action_name FROM sys.server_audit_specification_details d2 WHERE d2.server_specification_id = @server_specification_id)) IF @MissingAuditCount = 0 SET @FoundCompliant = 1; FETCH NEXT FROM auditspec_cursor INTO @server_specification_id END CLOSE auditspec_cursor; DEALLOCATE auditspec_cursor; DROP TABLE #AuditEvents /* Produce output that works with DSC - records if we do not find the audit events we are looking for */ IF @FoundCompliant > 0 SELECT name FROM sys.sql_logins WHERE principal_id = -1; ELSE SELECT name FROM sys.sql_logins WHERE principal_id = 1</GetScript> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79259</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Check that SQL Server Audit is being used for the STIG compliant audit. Determine if an audit is configured and started by executing the following query. If no records are returned, this is a finding. SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status Execute the following query to verify the required audit actions are included in the server audit specification: SELECT a.name AS 'AuditName', s.name AS 'SpecName', d.audit_action_name AS 'ActionName', d.audited_result AS 'Result' FROM sys.server_audit_specifications s JOIN sys.server_audits a ON s.audit_guid = a.audit_guid JOIN sys.server_audit_specification_details d ON s.server_specification_id = d.server_specification_id WHERE a.is_state_enabled = 1 AND d.audit_action_name IN ('DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP' ,'DATABASE_OBJECT_PERMISSION_CHANGE_GROUP' ,'DATABASE_OWNERSHIP_CHANGE_GROUP' ,'DATABASE_PERMISSION_CHANGE_GROUP' ,'DATABASE_ROLE_MEMBER_CHANGE_GROUP' ,'SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP' ,'SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP' ,'SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP' ,'SERVER_OBJECT_PERMISSION_CHANGE_GROUP' ,'SERVER_PERMISSION_CHANGE_GROUP' ,'SERVER_ROLE_MEMBER_CHANGE_GROUP') If the any of the following audit actions are not returned in an active audit, this is a finding. DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP DATABASE_OBJECT_PERMISSION_CHANGE_GROUP DATABASE_OWNERSHIP_CHANGE_GROUP DATABASE_PERMISSION_CHANGE_GROUP DATABASE_ROLE_MEMBER_CHANGE_GROUP SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP SERVER_OBJECT_PERMISSION_CHANGE_GROUP SERVER_PERMISSION_CHANGE_GROUP SERVER_ROLE_MEMBER_CHANGE_GROUP Reference: https://msdn.microsoft.com/en-us/library/cc280663.aspx </RawString> <SetScript>/* See STIG supplemental files for the annotated version of this script */ USE [master] IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') ALTER SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') DROP SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION; IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') DROP SERVER AUDIT STIG_AUDIT; CREATE SERVER AUDIT STIG_AUDIT TO FILE (FILEPATH = 'C:\Audits', MAXSIZE = 200MB, MAX_ROLLOVER_FILES = 50, RESERVE_DISK_SPACE = OFF) WITH (QUEUE_DELAY = 1000, ON_FAILURE = SHUTDOWN) IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = ON); CREATE SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION FOR SERVER AUDIT STIG_AUDIT ADD (APPLICATION_ROLE_CHANGE_PASSWORD_GROUP), ADD (AUDIT_CHANGE_GROUP), ADD (BACKUP_RESTORE_GROUP), ADD (DATABASE_CHANGE_GROUP), ADD (DATABASE_OBJECT_CHANGE_GROUP), ADD (DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_OBJECT_PERMISSION_CHANGE_GROUP), ADD (DATABASE_OPERATION_GROUP), ADD (DATABASE_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_PERMISSION_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_IMPERSONATION_GROUP), ADD (DATABASE_ROLE_MEMBER_CHANGE_GROUP), ADD (DBCC_GROUP), ADD (FAILED_LOGIN_GROUP), ADD (LOGIN_CHANGE_PASSWORD_GROUP), ADD (LOGOUT_GROUP), ADD (SCHEMA_OBJECT_CHANGE_GROUP), ADD (SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OBJECT_CHANGE_GROUP), ADD (SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SERVER_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OPERATION_GROUP), ADD (SERVER_PERMISSION_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_IMPERSONATION_GROUP), ADD (SERVER_ROLE_MEMBER_CHANGE_GROUP), ADD (SERVER_STATE_CHANGE_GROUP), ADD (SUCCESSFUL_LOGIN_GROUP), ADD (TRACE_CHANGE_GROUP) WITH (STATE = ON)</SetScript> <TestScript>USE [master] DECLARE @MissingAuditCount INTEGER DECLARE @server_specification_id INTEGER DECLARE @FoundCompliant INTEGER SET @FoundCompliant = 0 /* Create a table for the events that we are looking for */ CREATE TABLE #AuditEvents (AuditEvent varchar(100)) INSERT INTO #AuditEvents (AuditEvent) VALUES ('DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP'),('DATABASE_OBJECT_PERMISSION_CHANGE_GROUP'),('DATABASE_OWNERSHIP_CHANGE_GROUP'),('DATABASE_PERMISSION_CHANGE_GROUP'),('DATABASE_ROLE_MEMBER_CHANGE_GROUP'),('SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SERVER_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_PERMISSION_CHANGE_GROUP'),('SERVER_ROLE_MEMBER_CHANGE_GROUP') /* Create a cursor to walk through all audits that are enabled at startup */ DECLARE auditspec_cursor CURSOR FOR SELECT s.server_specification_id FROM sys.server_audits a INNER JOIN sys.server_audit_specifications s ON a.audit_guid = s.audit_guid WHERE a.is_state_enabled = 1; OPEN auditspec_cursor FETCH NEXT FROM auditspec_cursor INTO @server_specification_id WHILE @@FETCH_STATUS = 0 AND @FoundCompliant = 0 /* Does this specification have the needed events in it? */ BEGIN SET @MissingAuditCount = (SELECT Count(a.AuditEvent) AS MissingAuditCount FROM #AuditEvents a JOIN sys.server_audit_specification_details d ON a.AuditEvent = d.audit_action_name WHERE d.audit_action_name NOT IN (SELECT d2.audit_action_name FROM sys.server_audit_specification_details d2 WHERE d2.server_specification_id = @server_specification_id)) IF @MissingAuditCount = 0 SET @FoundCompliant = 1; FETCH NEXT FROM auditspec_cursor INTO @server_specification_id END CLOSE auditspec_cursor; DEALLOCATE auditspec_cursor; DROP TABLE #AuditEvents /* Produce output that works with DSC - records if we do not find the audit events we are looking for */ IF @FoundCompliant > 0 SELECT name FROM sys.sql_logins WHERE principal_id = -1; ELSE SELECT name FROM sys.sql_logins WHERE principal_id = 1</TestScript> <Variable /> <VariableValue /> </Rule> <Rule id="V-214000" severity="medium" conversionstatus="pass" title="SRG-APP-000495-DB-000327" dscresource="None"> <Description><VulnDiscussion>Failed attempts to change the permissions, privileges, and roles granted to users and roles must be tracked. Without an audit trail, unauthorized attempts to elevate or restrict privileges could go undetected. In an SQL environment, adding permissions is typically done via the GRANT command, or, in the negative, the DENY command. To aid in diagnosis, it is necessary to keep track of failed attempts in addition to the successful ones.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf>V-213999</DuplicateOf> <GetScript>USE [master] DECLARE @MissingAuditCount INTEGER DECLARE @server_specification_id INTEGER DECLARE @FoundCompliant INTEGER SET @FoundCompliant = 0 /* Create a table for the events that we are looking for */ CREATE TABLE #AuditEvents (AuditEvent varchar(100)) INSERT INTO #AuditEvents (AuditEvent) VALUES ('DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP'),('DATABASE_OBJECT_PERMISSION_CHANGE_GROUP'),('DATABASE_OWNERSHIP_CHANGE_GROUP'),('DATABASE_PERMISSION_CHANGE_GROUP'),('DATABASE_ROLE_MEMBER_CHANGE_GROUP'),('SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SERVER_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_PERMISSION_CHANGE_GROUP'),('SERVER_ROLE_MEMBER_CHANGE_GROUP') /* Create a cursor to walk through all audits that are enabled at startup */ DECLARE auditspec_cursor CURSOR FOR SELECT s.server_specification_id FROM sys.server_audits a INNER JOIN sys.server_audit_specifications s ON a.audit_guid = s.audit_guid WHERE a.is_state_enabled = 1; OPEN auditspec_cursor FETCH NEXT FROM auditspec_cursor INTO @server_specification_id WHILE @@FETCH_STATUS = 0 AND @FoundCompliant = 0 /* Does this specification have the needed events in it? */ BEGIN SET @MissingAuditCount = (SELECT Count(a.AuditEvent) AS MissingAuditCount FROM #AuditEvents a JOIN sys.server_audit_specification_details d ON a.AuditEvent = d.audit_action_name WHERE d.audit_action_name NOT IN (SELECT d2.audit_action_name FROM sys.server_audit_specification_details d2 WHERE d2.server_specification_id = @server_specification_id)) IF @MissingAuditCount = 0 SET @FoundCompliant = 1; FETCH NEXT FROM auditspec_cursor INTO @server_specification_id END CLOSE auditspec_cursor; DEALLOCATE auditspec_cursor; DROP TABLE #AuditEvents /* Produce output that works with DSC - records if we do not find the audit events we are looking for */ IF @FoundCompliant > 0 SELECT name FROM sys.sql_logins WHERE principal_id = -1; ELSE SELECT name FROM sys.sql_logins WHERE principal_id = 1</GetScript> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79261</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Check that SQL Server Audit is being used for the STIG compliant audit. Determine if an audit is configured and started by executing the following query. If no records are returned, this is a finding. SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status Execute the following query to verify the required audit actions are included in the server audit specification: SELECT a.name AS 'AuditName', s.name AS 'SpecName', d.audit_action_name AS 'ActionName', d.audited_result AS 'Result' FROM sys.server_audit_specifications s JOIN sys.server_audits a ON s.audit_guid = a.audit_guid JOIN sys.server_audit_specification_details d ON s.server_specification_id = d.server_specification_id WHERE a.is_state_enabled = 1 AND d.audit_action_name IN ('DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP' ,'DATABASE_OBJECT_PERMISSION_CHANGE_GROUP' ,'DATABASE_OWNERSHIP_CHANGE_GROUP' ,'DATABASE_PERMISSION_CHANGE_GROUP' ,'DATABASE_ROLE_MEMBER_CHANGE_GROUP' ,'SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP' ,'SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP' ,'SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP' ,'SERVER_OBJECT_PERMISSION_CHANGE_GROUP' ,'SERVER_PERMISSION_CHANGE_GROUP' ,'SERVER_ROLE_MEMBER_CHANGE_GROUP') If the any of the following audit actions are not returned in an active audit, this is a finding. DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP DATABASE_OBJECT_PERMISSION_CHANGE_GROUP DATABASE_OWNERSHIP_CHANGE_GROUP DATABASE_PERMISSION_CHANGE_GROUP DATABASE_ROLE_MEMBER_CHANGE_GROUP SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP SERVER_OBJECT_PERMISSION_CHANGE_GROUP SERVER_PERMISSION_CHANGE_GROUP SERVER_ROLE_MEMBER_CHANGE_GROUP Reference: https://msdn.microsoft.com/en-us/library/cc280663.aspx </RawString> <SetScript>/* See STIG supplemental files for the annotated version of this script */ USE [master] IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') ALTER SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') DROP SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION; IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') DROP SERVER AUDIT STIG_AUDIT; CREATE SERVER AUDIT STIG_AUDIT TO FILE (FILEPATH = 'C:\Audits', MAXSIZE = 200MB, MAX_ROLLOVER_FILES = 50, RESERVE_DISK_SPACE = OFF) WITH (QUEUE_DELAY = 1000, ON_FAILURE = SHUTDOWN) IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = ON); CREATE SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION FOR SERVER AUDIT STIG_AUDIT ADD (APPLICATION_ROLE_CHANGE_PASSWORD_GROUP), ADD (AUDIT_CHANGE_GROUP), ADD (BACKUP_RESTORE_GROUP), ADD (DATABASE_CHANGE_GROUP), ADD (DATABASE_OBJECT_CHANGE_GROUP), ADD (DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_OBJECT_PERMISSION_CHANGE_GROUP), ADD (DATABASE_OPERATION_GROUP), ADD (DATABASE_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_PERMISSION_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_IMPERSONATION_GROUP), ADD (DATABASE_ROLE_MEMBER_CHANGE_GROUP), ADD (DBCC_GROUP), ADD (FAILED_LOGIN_GROUP), ADD (LOGIN_CHANGE_PASSWORD_GROUP), ADD (LOGOUT_GROUP), ADD (SCHEMA_OBJECT_CHANGE_GROUP), ADD (SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OBJECT_CHANGE_GROUP), ADD (SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SERVER_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OPERATION_GROUP), ADD (SERVER_PERMISSION_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_IMPERSONATION_GROUP), ADD (SERVER_ROLE_MEMBER_CHANGE_GROUP), ADD (SERVER_STATE_CHANGE_GROUP), ADD (SUCCESSFUL_LOGIN_GROUP), ADD (TRACE_CHANGE_GROUP) WITH (STATE = ON)</SetScript> <TestScript>USE [master] DECLARE @MissingAuditCount INTEGER DECLARE @server_specification_id INTEGER DECLARE @FoundCompliant INTEGER SET @FoundCompliant = 0 /* Create a table for the events that we are looking for */ CREATE TABLE #AuditEvents (AuditEvent varchar(100)) INSERT INTO #AuditEvents (AuditEvent) VALUES ('DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP'),('DATABASE_OBJECT_PERMISSION_CHANGE_GROUP'),('DATABASE_OWNERSHIP_CHANGE_GROUP'),('DATABASE_PERMISSION_CHANGE_GROUP'),('DATABASE_ROLE_MEMBER_CHANGE_GROUP'),('SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SERVER_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_PERMISSION_CHANGE_GROUP'),('SERVER_ROLE_MEMBER_CHANGE_GROUP') /* Create a cursor to walk through all audits that are enabled at startup */ DECLARE auditspec_cursor CURSOR FOR SELECT s.server_specification_id FROM sys.server_audits a INNER JOIN sys.server_audit_specifications s ON a.audit_guid = s.audit_guid WHERE a.is_state_enabled = 1; OPEN auditspec_cursor FETCH NEXT FROM auditspec_cursor INTO @server_specification_id WHILE @@FETCH_STATUS = 0 AND @FoundCompliant = 0 /* Does this specification have the needed events in it? */ BEGIN SET @MissingAuditCount = (SELECT Count(a.AuditEvent) AS MissingAuditCount FROM #AuditEvents a JOIN sys.server_audit_specification_details d ON a.AuditEvent = d.audit_action_name WHERE d.audit_action_name NOT IN (SELECT d2.audit_action_name FROM sys.server_audit_specification_details d2 WHERE d2.server_specification_id = @server_specification_id)) IF @MissingAuditCount = 0 SET @FoundCompliant = 1; FETCH NEXT FROM auditspec_cursor INTO @server_specification_id END CLOSE auditspec_cursor; DEALLOCATE auditspec_cursor; DROP TABLE #AuditEvents /* Produce output that works with DSC - records if we do not find the audit events we are looking for */ IF @FoundCompliant > 0 SELECT name FROM sys.sql_logins WHERE principal_id = -1; ELSE SELECT name FROM sys.sql_logins WHERE principal_id = 1</TestScript> <Variable /> <VariableValue /> </Rule> <Rule id="V-214001" severity="medium" conversionstatus="pass" title="SRG-APP-000495-DB-000328" dscresource="None"> <Description><VulnDiscussion>Changes in the permissions, privileges, and roles granted to users and roles must be tracked. Without an audit trail, unauthorized elevation or restriction of privileges could go undetected. Elevated privileges give users access to information and functionality that they should not have; restricted privileges wrongly deny access to authorized users. In an SQL environment, modifying permissions is typically done via the GRANT, REVOKE, and DENY commands.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf>V-213999</DuplicateOf> <GetScript>USE [master] DECLARE @MissingAuditCount INTEGER DECLARE @server_specification_id INTEGER DECLARE @FoundCompliant INTEGER SET @FoundCompliant = 0 /* Create a table for the events that we are looking for */ CREATE TABLE #AuditEvents (AuditEvent varchar(100)) INSERT INTO #AuditEvents (AuditEvent) VALUES ('DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP'),('DATABASE_OBJECT_PERMISSION_CHANGE_GROUP'),('DATABASE_OWNERSHIP_CHANGE_GROUP'),('DATABASE_PERMISSION_CHANGE_GROUP'),('DATABASE_ROLE_MEMBER_CHANGE_GROUP'),('SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SERVER_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_PERMISSION_CHANGE_GROUP'),('SERVER_ROLE_MEMBER_CHANGE_GROUP') /* Create a cursor to walk through all audits that are enabled at startup */ DECLARE auditspec_cursor CURSOR FOR SELECT s.server_specification_id FROM sys.server_audits a INNER JOIN sys.server_audit_specifications s ON a.audit_guid = s.audit_guid WHERE a.is_state_enabled = 1; OPEN auditspec_cursor FETCH NEXT FROM auditspec_cursor INTO @server_specification_id WHILE @@FETCH_STATUS = 0 AND @FoundCompliant = 0 /* Does this specification have the needed events in it? */ BEGIN SET @MissingAuditCount = (SELECT Count(a.AuditEvent) AS MissingAuditCount FROM #AuditEvents a JOIN sys.server_audit_specification_details d ON a.AuditEvent = d.audit_action_name WHERE d.audit_action_name NOT IN (SELECT d2.audit_action_name FROM sys.server_audit_specification_details d2 WHERE d2.server_specification_id = @server_specification_id)) IF @MissingAuditCount = 0 SET @FoundCompliant = 1; FETCH NEXT FROM auditspec_cursor INTO @server_specification_id END CLOSE auditspec_cursor; DEALLOCATE auditspec_cursor; DROP TABLE #AuditEvents /* Produce output that works with DSC - records if we do not find the audit events we are looking for */ IF @FoundCompliant > 0 SELECT name FROM sys.sql_logins WHERE principal_id = -1; ELSE SELECT name FROM sys.sql_logins WHERE principal_id = 1</GetScript> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79263</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Check that SQL Server Audit is being used for the STIG compliant audit. Determine if an audit is configured and started by executing the following query. If no records are returned, this is a finding. SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status Execute the following query to verify the required audit actions are included in the server audit specification: SELECT a.name AS 'AuditName', s.name AS 'SpecName', d.audit_action_name AS 'ActionName', d.audited_result AS 'Result' FROM sys.server_audit_specifications s JOIN sys.server_audits a ON s.audit_guid = a.audit_guid JOIN sys.server_audit_specification_details d ON s.server_specification_id = d.server_specification_id WHERE a.is_state_enabled = 1 AND d.audit_action_name IN ('DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP' ,'DATABASE_OBJECT_PERMISSION_CHANGE_GROUP' ,'DATABASE_OWNERSHIP_CHANGE_GROUP' ,'DATABASE_PERMISSION_CHANGE_GROUP' ,'DATABASE_ROLE_MEMBER_CHANGE_GROUP' ,'SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP' ,'SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP' ,'SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP' ,'SERVER_OBJECT_PERMISSION_CHANGE_GROUP' ,'SERVER_PERMISSION_CHANGE_GROUP' ,'SERVER_ROLE_MEMBER_CHANGE_GROUP') If the any of the following audit actions are not returned in an active audit, this is a finding. DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP DATABASE_OBJECT_PERMISSION_CHANGE_GROUP DATABASE_OWNERSHIP_CHANGE_GROUP DATABASE_PERMISSION_CHANGE_GROUP DATABASE_ROLE_MEMBER_CHANGE_GROUP SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP SERVER_OBJECT_PERMISSION_CHANGE_GROUP SERVER_PERMISSION_CHANGE_GROUP SERVER_ROLE_MEMBER_CHANGE_GROUP Reference: https://msdn.microsoft.com/en-us/library/cc280663.aspx </RawString> <SetScript>/* See STIG supplemental files for the annotated version of this script */ USE [master] IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') ALTER SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') DROP SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION; IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') DROP SERVER AUDIT STIG_AUDIT; CREATE SERVER AUDIT STIG_AUDIT TO FILE (FILEPATH = 'C:\Audits', MAXSIZE = 200MB, MAX_ROLLOVER_FILES = 50, RESERVE_DISK_SPACE = OFF) WITH (QUEUE_DELAY = 1000, ON_FAILURE = SHUTDOWN) IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = ON); CREATE SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION FOR SERVER AUDIT STIG_AUDIT ADD (APPLICATION_ROLE_CHANGE_PASSWORD_GROUP), ADD (AUDIT_CHANGE_GROUP), ADD (BACKUP_RESTORE_GROUP), ADD (DATABASE_CHANGE_GROUP), ADD (DATABASE_OBJECT_CHANGE_GROUP), ADD (DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_OBJECT_PERMISSION_CHANGE_GROUP), ADD (DATABASE_OPERATION_GROUP), ADD (DATABASE_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_PERMISSION_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_IMPERSONATION_GROUP), ADD (DATABASE_ROLE_MEMBER_CHANGE_GROUP), ADD (DBCC_GROUP), ADD (FAILED_LOGIN_GROUP), ADD (LOGIN_CHANGE_PASSWORD_GROUP), ADD (LOGOUT_GROUP), ADD (SCHEMA_OBJECT_CHANGE_GROUP), ADD (SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OBJECT_CHANGE_GROUP), ADD (SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SERVER_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OPERATION_GROUP), ADD (SERVER_PERMISSION_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_IMPERSONATION_GROUP), ADD (SERVER_ROLE_MEMBER_CHANGE_GROUP), ADD (SERVER_STATE_CHANGE_GROUP), ADD (SUCCESSFUL_LOGIN_GROUP), ADD (TRACE_CHANGE_GROUP) WITH (STATE = ON)</SetScript> <TestScript>USE [master] DECLARE @MissingAuditCount INTEGER DECLARE @server_specification_id INTEGER DECLARE @FoundCompliant INTEGER SET @FoundCompliant = 0 /* Create a table for the events that we are looking for */ CREATE TABLE #AuditEvents (AuditEvent varchar(100)) INSERT INTO #AuditEvents (AuditEvent) VALUES ('DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP'),('DATABASE_OBJECT_PERMISSION_CHANGE_GROUP'),('DATABASE_OWNERSHIP_CHANGE_GROUP'),('DATABASE_PERMISSION_CHANGE_GROUP'),('DATABASE_ROLE_MEMBER_CHANGE_GROUP'),('SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SERVER_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_PERMISSION_CHANGE_GROUP'),('SERVER_ROLE_MEMBER_CHANGE_GROUP') /* Create a cursor to walk through all audits that are enabled at startup */ DECLARE auditspec_cursor CURSOR FOR SELECT s.server_specification_id FROM sys.server_audits a INNER JOIN sys.server_audit_specifications s ON a.audit_guid = s.audit_guid WHERE a.is_state_enabled = 1; OPEN auditspec_cursor FETCH NEXT FROM auditspec_cursor INTO @server_specification_id WHILE @@FETCH_STATUS = 0 AND @FoundCompliant = 0 /* Does this specification have the needed events in it? */ BEGIN SET @MissingAuditCount = (SELECT Count(a.AuditEvent) AS MissingAuditCount FROM #AuditEvents a JOIN sys.server_audit_specification_details d ON a.AuditEvent = d.audit_action_name WHERE d.audit_action_name NOT IN (SELECT d2.audit_action_name FROM sys.server_audit_specification_details d2 WHERE d2.server_specification_id = @server_specification_id)) IF @MissingAuditCount = 0 SET @FoundCompliant = 1; FETCH NEXT FROM auditspec_cursor INTO @server_specification_id END CLOSE auditspec_cursor; DEALLOCATE auditspec_cursor; DROP TABLE #AuditEvents /* Produce output that works with DSC - records if we do not find the audit events we are looking for */ IF @FoundCompliant > 0 SELECT name FROM sys.sql_logins WHERE principal_id = -1; ELSE SELECT name FROM sys.sql_logins WHERE principal_id = 1</TestScript> <Variable /> <VariableValue /> </Rule> <Rule id="V-214002" severity="medium" conversionstatus="pass" title="SRG-APP-000495-DB-000329" dscresource="None"> <Description><VulnDiscussion>Failed attempts to change the permissions, privileges, and roles granted to users and roles must be tracked. Without an audit trail, unauthorized attempts to elevate or restrict privileges could go undetected. In an SQL environment, modifying permissions is typically done via the GRANT, REVOKE, and DENY commands. To aid in diagnosis, it is necessary to keep track of failed attempts in addition to the successful ones.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf>V-213999</DuplicateOf> <GetScript>USE [master] DECLARE @MissingAuditCount INTEGER DECLARE @server_specification_id INTEGER DECLARE @FoundCompliant INTEGER SET @FoundCompliant = 0 /* Create a table for the events that we are looking for */ CREATE TABLE #AuditEvents (AuditEvent varchar(100)) INSERT INTO #AuditEvents (AuditEvent) VALUES ('DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP'),('DATABASE_OBJECT_PERMISSION_CHANGE_GROUP'),('DATABASE_OWNERSHIP_CHANGE_GROUP'),('DATABASE_PERMISSION_CHANGE_GROUP'),('DATABASE_ROLE_MEMBER_CHANGE_GROUP'),('SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SERVER_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_PERMISSION_CHANGE_GROUP'),('SERVER_ROLE_MEMBER_CHANGE_GROUP') /* Create a cursor to walk through all audits that are enabled at startup */ DECLARE auditspec_cursor CURSOR FOR SELECT s.server_specification_id FROM sys.server_audits a INNER JOIN sys.server_audit_specifications s ON a.audit_guid = s.audit_guid WHERE a.is_state_enabled = 1; OPEN auditspec_cursor FETCH NEXT FROM auditspec_cursor INTO @server_specification_id WHILE @@FETCH_STATUS = 0 AND @FoundCompliant = 0 /* Does this specification have the needed events in it? */ BEGIN SET @MissingAuditCount = (SELECT Count(a.AuditEvent) AS MissingAuditCount FROM #AuditEvents a JOIN sys.server_audit_specification_details d ON a.AuditEvent = d.audit_action_name WHERE d.audit_action_name NOT IN (SELECT d2.audit_action_name FROM sys.server_audit_specification_details d2 WHERE d2.server_specification_id = @server_specification_id)) IF @MissingAuditCount = 0 SET @FoundCompliant = 1; FETCH NEXT FROM auditspec_cursor INTO @server_specification_id END CLOSE auditspec_cursor; DEALLOCATE auditspec_cursor; DROP TABLE #AuditEvents /* Produce output that works with DSC - records if we do not find the audit events we are looking for */ IF @FoundCompliant > 0 SELECT name FROM sys.sql_logins WHERE principal_id = -1; ELSE SELECT name FROM sys.sql_logins WHERE principal_id = 1</GetScript> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79265</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Check that SQL Server Audit is being used for the STIG compliant audit. Determine if an audit is configured and started by executing the following query. If no records are returned, this is a finding. SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status Execute the following query to verify the required audit actions are included in the server audit specification: SELECT a.name AS 'AuditName', s.name AS 'SpecName', d.audit_action_name AS 'ActionName', d.audited_result AS 'Result' FROM sys.server_audit_specifications s JOIN sys.server_audits a ON s.audit_guid = a.audit_guid JOIN sys.server_audit_specification_details d ON s.server_specification_id = d.server_specification_id WHERE a.is_state_enabled = 1 AND d.audit_action_name IN ('DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP' ,'DATABASE_OBJECT_PERMISSION_CHANGE_GROUP' ,'DATABASE_OWNERSHIP_CHANGE_GROUP' ,'DATABASE_PERMISSION_CHANGE_GROUP' ,'DATABASE_ROLE_MEMBER_CHANGE_GROUP' ,'SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP' ,'SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP' ,'SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP' ,'SERVER_OBJECT_PERMISSION_CHANGE_GROUP' ,'SERVER_PERMISSION_CHANGE_GROUP' ,'SERVER_ROLE_MEMBER_CHANGE_GROUP') If the any of the following audit actions are not returned in an active audit, this is a finding. DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP DATABASE_OBJECT_PERMISSION_CHANGE_GROUP DATABASE_OWNERSHIP_CHANGE_GROUP DATABASE_PERMISSION_CHANGE_GROUP DATABASE_ROLE_MEMBER_CHANGE_GROUP SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP SERVER_OBJECT_PERMISSION_CHANGE_GROUP SERVER_PERMISSION_CHANGE_GROUP SERVER_ROLE_MEMBER_CHANGE_GROUP Reference: https://msdn.microsoft.com/en-us/library/cc280663.aspx </RawString> <SetScript>/* See STIG supplemental files for the annotated version of this script */ USE [master] IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') ALTER SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') DROP SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION; IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') DROP SERVER AUDIT STIG_AUDIT; CREATE SERVER AUDIT STIG_AUDIT TO FILE (FILEPATH = 'C:\Audits', MAXSIZE = 200MB, MAX_ROLLOVER_FILES = 50, RESERVE_DISK_SPACE = OFF) WITH (QUEUE_DELAY = 1000, ON_FAILURE = SHUTDOWN) IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = ON); CREATE SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION FOR SERVER AUDIT STIG_AUDIT ADD (APPLICATION_ROLE_CHANGE_PASSWORD_GROUP), ADD (AUDIT_CHANGE_GROUP), ADD (BACKUP_RESTORE_GROUP), ADD (DATABASE_CHANGE_GROUP), ADD (DATABASE_OBJECT_CHANGE_GROUP), ADD (DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_OBJECT_PERMISSION_CHANGE_GROUP), ADD (DATABASE_OPERATION_GROUP), ADD (DATABASE_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_PERMISSION_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_IMPERSONATION_GROUP), ADD (DATABASE_ROLE_MEMBER_CHANGE_GROUP), ADD (DBCC_GROUP), ADD (FAILED_LOGIN_GROUP), ADD (LOGIN_CHANGE_PASSWORD_GROUP), ADD (LOGOUT_GROUP), ADD (SCHEMA_OBJECT_CHANGE_GROUP), ADD (SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OBJECT_CHANGE_GROUP), ADD (SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SERVER_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OPERATION_GROUP), ADD (SERVER_PERMISSION_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_IMPERSONATION_GROUP), ADD (SERVER_ROLE_MEMBER_CHANGE_GROUP), ADD (SERVER_STATE_CHANGE_GROUP), ADD (SUCCESSFUL_LOGIN_GROUP), ADD (TRACE_CHANGE_GROUP) WITH (STATE = ON)</SetScript> <TestScript>USE [master] DECLARE @MissingAuditCount INTEGER DECLARE @server_specification_id INTEGER DECLARE @FoundCompliant INTEGER SET @FoundCompliant = 0 /* Create a table for the events that we are looking for */ CREATE TABLE #AuditEvents (AuditEvent varchar(100)) INSERT INTO #AuditEvents (AuditEvent) VALUES ('DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP'),('DATABASE_OBJECT_PERMISSION_CHANGE_GROUP'),('DATABASE_OWNERSHIP_CHANGE_GROUP'),('DATABASE_PERMISSION_CHANGE_GROUP'),('DATABASE_ROLE_MEMBER_CHANGE_GROUP'),('SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SERVER_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_PERMISSION_CHANGE_GROUP'),('SERVER_ROLE_MEMBER_CHANGE_GROUP') /* Create a cursor to walk through all audits that are enabled at startup */ DECLARE auditspec_cursor CURSOR FOR SELECT s.server_specification_id FROM sys.server_audits a INNER JOIN sys.server_audit_specifications s ON a.audit_guid = s.audit_guid WHERE a.is_state_enabled = 1; OPEN auditspec_cursor FETCH NEXT FROM auditspec_cursor INTO @server_specification_id WHILE @@FETCH_STATUS = 0 AND @FoundCompliant = 0 /* Does this specification have the needed events in it? */ BEGIN SET @MissingAuditCount = (SELECT Count(a.AuditEvent) AS MissingAuditCount FROM #AuditEvents a JOIN sys.server_audit_specification_details d ON a.AuditEvent = d.audit_action_name WHERE d.audit_action_name NOT IN (SELECT d2.audit_action_name FROM sys.server_audit_specification_details d2 WHERE d2.server_specification_id = @server_specification_id)) IF @MissingAuditCount = 0 SET @FoundCompliant = 1; FETCH NEXT FROM auditspec_cursor INTO @server_specification_id END CLOSE auditspec_cursor; DEALLOCATE auditspec_cursor; DROP TABLE #AuditEvents /* Produce output that works with DSC - records if we do not find the audit events we are looking for */ IF @FoundCompliant > 0 SELECT name FROM sys.sql_logins WHERE principal_id = -1; ELSE SELECT name FROM sys.sql_logins WHERE principal_id = 1</TestScript> <Variable /> <VariableValue /> </Rule> <Rule id="V-214003" severity="medium" conversionstatus="pass" title="SRG-APP-000496-DB-000334" dscresource="None"> <Description><VulnDiscussion>Changes in the database objects (tables, views, procedures, functions) that record and control permissions, privileges, and roles granted to users and roles must be tracked. Without an audit trail, unauthorized changes to the security subsystem could go undetected. The database could be severely compromised or rendered inoperative.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf>V-213940</DuplicateOf> <GetScript>IF Not Exists (SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status WHERE status_desc = 'STARTED') Select 'Doest exist'</GetScript> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79267</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Determine if an audit is configured and started by executing the following query: SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status If no records are returned, this is a finding. Execute the following query to verify the "SCHEMA_OBJECT_CHANGE_GROUP" is included in the server audit specification. SELECT a.name AS 'AuditName', s.name AS 'SpecName', d.audit_action_name AS 'ActionName', d.audited_result AS 'Result' FROM sys.server_audit_specifications s JOIN sys.server_audits a ON s.audit_guid = a.audit_guid JOIN sys.server_audit_specification_details d ON s.server_specification_id = d.server_specification_id WHERE a.is_state_enabled = 1 AND d.audit_action_name = 'SCHEMA_OBJECT_CHANGE_GROUP' If the "SCHEMA_OBJECT_CHANGE_GROUP" is not returned in an active audit, this is a finding.</RawString> <SetScript>/* See STIG supplemental files for the annotated version of this script */ USE [master] IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') ALTER SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') DROP SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION; IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') DROP SERVER AUDIT STIG_AUDIT; CREATE SERVER AUDIT STIG_AUDIT TO FILE (FILEPATH = 'C:\Audits', MAXSIZE = 200MB, MAX_ROLLOVER_FILES = 50, RESERVE_DISK_SPACE = OFF) WITH (QUEUE_DELAY = 1000, ON_FAILURE = SHUTDOWN) IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = ON); CREATE SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION FOR SERVER AUDIT STIG_AUDIT ADD (APPLICATION_ROLE_CHANGE_PASSWORD_GROUP), ADD (AUDIT_CHANGE_GROUP), ADD (BACKUP_RESTORE_GROUP), ADD (DATABASE_CHANGE_GROUP), ADD (DATABASE_OBJECT_CHANGE_GROUP), ADD (DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_OBJECT_PERMISSION_CHANGE_GROUP), ADD (DATABASE_OPERATION_GROUP), ADD (DATABASE_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_PERMISSION_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_IMPERSONATION_GROUP), ADD (DATABASE_ROLE_MEMBER_CHANGE_GROUP), ADD (DBCC_GROUP), ADD (FAILED_LOGIN_GROUP), ADD (LOGIN_CHANGE_PASSWORD_GROUP), ADD (LOGOUT_GROUP), ADD (SCHEMA_OBJECT_CHANGE_GROUP), ADD (SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OBJECT_CHANGE_GROUP), ADD (SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SERVER_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OPERATION_GROUP), ADD (SERVER_PERMISSION_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_IMPERSONATION_GROUP), ADD (SERVER_ROLE_MEMBER_CHANGE_GROUP), ADD (SERVER_STATE_CHANGE_GROUP), ADD (SUCCESSFUL_LOGIN_GROUP), ADD (TRACE_CHANGE_GROUP) WITH (STATE = ON)</SetScript> <TestScript>IF Not Exists (SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status WHERE status_desc = 'STARTED') Select 'Doest exist'</TestScript> <Variable /> <VariableValue /> </Rule> <Rule id="V-214004" severity="medium" conversionstatus="pass" title="SRG-APP-000496-DB-000335" dscresource="None"> <Description><VulnDiscussion>Changes in the database objects (tables, views, procedures, functions) that record and control permissions, privileges, and roles granted to users and roles must be tracked. Without an audit trail, unauthorized changes to the security subsystem could go undetected. The database could be severely compromised or rendered inoperative. To aid in diagnosis, it is necessary to keep track of failed attempts in addition to the successful ones.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf>V-213940</DuplicateOf> <GetScript>IF Not Exists (SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status WHERE status_desc = 'STARTED') Select 'Doest exist'</GetScript> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79269</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Determine if an audit is configured and started by executing the following query: SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status If no records are returned, this is a finding. Execute the following query to verify the "SCHEMA_OBJECT_CHANGE_GROUP" is included in the server audit specification. SELECT a.name AS 'AuditName', s.name AS 'SpecName', d.audit_action_name AS 'ActionName', d.audited_result AS 'Result' FROM sys.server_audit_specifications s JOIN sys.server_audits a ON s.audit_guid = a.audit_guid JOIN sys.server_audit_specification_details d ON s.server_specification_id = d.server_specification_id WHERE a.is_state_enabled = 1 AND d.audit_action_name = 'SCHEMA_OBJECT_CHANGE_GROUP' If the "SCHEMA_OBJECT_CHANGE_GROUP" is not returned in an active audit, this is a finding.</RawString> <SetScript>/* See STIG supplemental files for the annotated version of this script */ USE [master] IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') ALTER SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') DROP SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION; IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') DROP SERVER AUDIT STIG_AUDIT; CREATE SERVER AUDIT STIG_AUDIT TO FILE (FILEPATH = 'C:\Audits', MAXSIZE = 200MB, MAX_ROLLOVER_FILES = 50, RESERVE_DISK_SPACE = OFF) WITH (QUEUE_DELAY = 1000, ON_FAILURE = SHUTDOWN) IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = ON); CREATE SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION FOR SERVER AUDIT STIG_AUDIT ADD (APPLICATION_ROLE_CHANGE_PASSWORD_GROUP), ADD (AUDIT_CHANGE_GROUP), ADD (BACKUP_RESTORE_GROUP), ADD (DATABASE_CHANGE_GROUP), ADD (DATABASE_OBJECT_CHANGE_GROUP), ADD (DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_OBJECT_PERMISSION_CHANGE_GROUP), ADD (DATABASE_OPERATION_GROUP), ADD (DATABASE_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_PERMISSION_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_IMPERSONATION_GROUP), ADD (DATABASE_ROLE_MEMBER_CHANGE_GROUP), ADD (DBCC_GROUP), ADD (FAILED_LOGIN_GROUP), ADD (LOGIN_CHANGE_PASSWORD_GROUP), ADD (LOGOUT_GROUP), ADD (SCHEMA_OBJECT_CHANGE_GROUP), ADD (SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OBJECT_CHANGE_GROUP), ADD (SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SERVER_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OPERATION_GROUP), ADD (SERVER_PERMISSION_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_IMPERSONATION_GROUP), ADD (SERVER_ROLE_MEMBER_CHANGE_GROUP), ADD (SERVER_STATE_CHANGE_GROUP), ADD (SUCCESSFUL_LOGIN_GROUP), ADD (TRACE_CHANGE_GROUP) WITH (STATE = ON)</SetScript> <TestScript>IF Not Exists (SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status WHERE status_desc = 'STARTED') Select 'Doest exist'</TestScript> <Variable /> <VariableValue /> </Rule> <Rule id="V-214007" severity="medium" conversionstatus="pass" title="SRG-APP-000499-DB-000330" dscresource="None"> <Description><VulnDiscussion>Changes in the permissions, privileges, and roles granted to users and roles must be tracked. Without an audit trail, unauthorized elevation or restriction of privileges could go undetected. Elevated privileges give users access to information and functionality that they should not have; restricted privileges wrongly deny access to authorized users. In an SQL environment, deleting permissions is typically done via the REVOKE or DENY command.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf>V-213999</DuplicateOf> <GetScript>USE [master] DECLARE @MissingAuditCount INTEGER DECLARE @server_specification_id INTEGER DECLARE @FoundCompliant INTEGER SET @FoundCompliant = 0 /* Create a table for the events that we are looking for */ CREATE TABLE #AuditEvents (AuditEvent varchar(100)) INSERT INTO #AuditEvents (AuditEvent) VALUES ('DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP'),('DATABASE_OBJECT_PERMISSION_CHANGE_GROUP'),('DATABASE_OWNERSHIP_CHANGE_GROUP'),('DATABASE_PERMISSION_CHANGE_GROUP'),('DATABASE_ROLE_MEMBER_CHANGE_GROUP'),('SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SERVER_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_PERMISSION_CHANGE_GROUP'),('SERVER_ROLE_MEMBER_CHANGE_GROUP') /* Create a cursor to walk through all audits that are enabled at startup */ DECLARE auditspec_cursor CURSOR FOR SELECT s.server_specification_id FROM sys.server_audits a INNER JOIN sys.server_audit_specifications s ON a.audit_guid = s.audit_guid WHERE a.is_state_enabled = 1; OPEN auditspec_cursor FETCH NEXT FROM auditspec_cursor INTO @server_specification_id WHILE @@FETCH_STATUS = 0 AND @FoundCompliant = 0 /* Does this specification have the needed events in it? */ BEGIN SET @MissingAuditCount = (SELECT Count(a.AuditEvent) AS MissingAuditCount FROM #AuditEvents a JOIN sys.server_audit_specification_details d ON a.AuditEvent = d.audit_action_name WHERE d.audit_action_name NOT IN (SELECT d2.audit_action_name FROM sys.server_audit_specification_details d2 WHERE d2.server_specification_id = @server_specification_id)) IF @MissingAuditCount = 0 SET @FoundCompliant = 1; FETCH NEXT FROM auditspec_cursor INTO @server_specification_id END CLOSE auditspec_cursor; DEALLOCATE auditspec_cursor; DROP TABLE #AuditEvents /* Produce output that works with DSC - records if we do not find the audit events we are looking for */ IF @FoundCompliant > 0 SELECT name FROM sys.sql_logins WHERE principal_id = -1; ELSE SELECT name FROM sys.sql_logins WHERE principal_id = 1</GetScript> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79275</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Check the SQL Server Audit being used for the STIG compliant audit. If the following events are not included, this is a finding. DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP DATABASE_OBJECT_PERMISSION_CHANGE_GROUP DATABASE_OWNERSHIP_CHANGE_GROUP DATABASE_PERMISSION_CHANGE_GROUP DATABASE_ROLE_MEMBER_CHANGE_GROUP SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP SERVER_OBJECT_PERMISSION_CHANGE_GROUP SERVER_PERMISSION_CHANGE_GROUP SERVER_ROLE_MEMBER_CHANGE_GROUP Reference: https://msdn.microsoft.com/en-us/library/cc280663.aspx</RawString> <SetScript>/* See STIG supplemental files for the annotated version of this script */ USE [master] IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') ALTER SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') DROP SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION; IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') DROP SERVER AUDIT STIG_AUDIT; CREATE SERVER AUDIT STIG_AUDIT TO FILE (FILEPATH = 'C:\Audits', MAXSIZE = 200MB, MAX_ROLLOVER_FILES = 50, RESERVE_DISK_SPACE = OFF) WITH (QUEUE_DELAY = 1000, ON_FAILURE = SHUTDOWN) IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = ON); CREATE SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION FOR SERVER AUDIT STIG_AUDIT ADD (APPLICATION_ROLE_CHANGE_PASSWORD_GROUP), ADD (AUDIT_CHANGE_GROUP), ADD (BACKUP_RESTORE_GROUP), ADD (DATABASE_CHANGE_GROUP), ADD (DATABASE_OBJECT_CHANGE_GROUP), ADD (DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_OBJECT_PERMISSION_CHANGE_GROUP), ADD (DATABASE_OPERATION_GROUP), ADD (DATABASE_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_PERMISSION_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_IMPERSONATION_GROUP), ADD (DATABASE_ROLE_MEMBER_CHANGE_GROUP), ADD (DBCC_GROUP), ADD (FAILED_LOGIN_GROUP), ADD (LOGIN_CHANGE_PASSWORD_GROUP), ADD (LOGOUT_GROUP), ADD (SCHEMA_OBJECT_CHANGE_GROUP), ADD (SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OBJECT_CHANGE_GROUP), ADD (SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SERVER_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OPERATION_GROUP), ADD (SERVER_PERMISSION_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_IMPERSONATION_GROUP), ADD (SERVER_ROLE_MEMBER_CHANGE_GROUP), ADD (SERVER_STATE_CHANGE_GROUP), ADD (SUCCESSFUL_LOGIN_GROUP), ADD (TRACE_CHANGE_GROUP) WITH (STATE = ON)</SetScript> <TestScript>USE [master] DECLARE @MissingAuditCount INTEGER DECLARE @server_specification_id INTEGER DECLARE @FoundCompliant INTEGER SET @FoundCompliant = 0 /* Create a table for the events that we are looking for */ CREATE TABLE #AuditEvents (AuditEvent varchar(100)) INSERT INTO #AuditEvents (AuditEvent) VALUES ('DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP'),('DATABASE_OBJECT_PERMISSION_CHANGE_GROUP'),('DATABASE_OWNERSHIP_CHANGE_GROUP'),('DATABASE_PERMISSION_CHANGE_GROUP'),('DATABASE_ROLE_MEMBER_CHANGE_GROUP'),('SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SERVER_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_PERMISSION_CHANGE_GROUP'),('SERVER_ROLE_MEMBER_CHANGE_GROUP') /* Create a cursor to walk through all audits that are enabled at startup */ DECLARE auditspec_cursor CURSOR FOR SELECT s.server_specification_id FROM sys.server_audits a INNER JOIN sys.server_audit_specifications s ON a.audit_guid = s.audit_guid WHERE a.is_state_enabled = 1; OPEN auditspec_cursor FETCH NEXT FROM auditspec_cursor INTO @server_specification_id WHILE @@FETCH_STATUS = 0 AND @FoundCompliant = 0 /* Does this specification have the needed events in it? */ BEGIN SET @MissingAuditCount = (SELECT Count(a.AuditEvent) AS MissingAuditCount FROM #AuditEvents a JOIN sys.server_audit_specification_details d ON a.AuditEvent = d.audit_action_name WHERE d.audit_action_name NOT IN (SELECT d2.audit_action_name FROM sys.server_audit_specification_details d2 WHERE d2.server_specification_id = @server_specification_id)) IF @MissingAuditCount = 0 SET @FoundCompliant = 1; FETCH NEXT FROM auditspec_cursor INTO @server_specification_id END CLOSE auditspec_cursor; DEALLOCATE auditspec_cursor; DROP TABLE #AuditEvents /* Produce output that works with DSC - records if we do not find the audit events we are looking for */ IF @FoundCompliant > 0 SELECT name FROM sys.sql_logins WHERE principal_id = -1; ELSE SELECT name FROM sys.sql_logins WHERE principal_id = 1</TestScript> <Variable /> <VariableValue /> </Rule> <Rule id="V-214008" severity="medium" conversionstatus="pass" title="SRG-APP-000499-DB-000331" dscresource="None"> <Description><VulnDiscussion>Failed attempts to change the permissions, privileges, and roles granted to users and roles must be tracked. Without an audit trail, unauthorized attempts to elevate or restrict privileges could go undetected. In an SQL environment, deleting permissions is typically done via the REVOKE or DENY command. To aid in diagnosis, it is necessary to keep track of failed attempts in addition to the successful ones.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf>V-213999</DuplicateOf> <GetScript>USE [master] DECLARE @MissingAuditCount INTEGER DECLARE @server_specification_id INTEGER DECLARE @FoundCompliant INTEGER SET @FoundCompliant = 0 /* Create a table for the events that we are looking for */ CREATE TABLE #AuditEvents (AuditEvent varchar(100)) INSERT INTO #AuditEvents (AuditEvent) VALUES ('DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP'),('DATABASE_OBJECT_PERMISSION_CHANGE_GROUP'),('DATABASE_OWNERSHIP_CHANGE_GROUP'),('DATABASE_PERMISSION_CHANGE_GROUP'),('DATABASE_ROLE_MEMBER_CHANGE_GROUP'),('SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SERVER_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_PERMISSION_CHANGE_GROUP'),('SERVER_ROLE_MEMBER_CHANGE_GROUP') /* Create a cursor to walk through all audits that are enabled at startup */ DECLARE auditspec_cursor CURSOR FOR SELECT s.server_specification_id FROM sys.server_audits a INNER JOIN sys.server_audit_specifications s ON a.audit_guid = s.audit_guid WHERE a.is_state_enabled = 1; OPEN auditspec_cursor FETCH NEXT FROM auditspec_cursor INTO @server_specification_id WHILE @@FETCH_STATUS = 0 AND @FoundCompliant = 0 /* Does this specification have the needed events in it? */ BEGIN SET @MissingAuditCount = (SELECT Count(a.AuditEvent) AS MissingAuditCount FROM #AuditEvents a JOIN sys.server_audit_specification_details d ON a.AuditEvent = d.audit_action_name WHERE d.audit_action_name NOT IN (SELECT d2.audit_action_name FROM sys.server_audit_specification_details d2 WHERE d2.server_specification_id = @server_specification_id)) IF @MissingAuditCount = 0 SET @FoundCompliant = 1; FETCH NEXT FROM auditspec_cursor INTO @server_specification_id END CLOSE auditspec_cursor; DEALLOCATE auditspec_cursor; DROP TABLE #AuditEvents /* Produce output that works with DSC - records if we do not find the audit events we are looking for */ IF @FoundCompliant > 0 SELECT name FROM sys.sql_logins WHERE principal_id = -1; ELSE SELECT name FROM sys.sql_logins WHERE principal_id = 1</GetScript> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79277</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Check the SQL Server Audit being used for the STIG compliant audit. If the following events are not included, this is a finding. DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP DATABASE_OBJECT_PERMISSION_CHANGE_GROUP DATABASE_OWNERSHIP_CHANGE_GROUP DATABASE_PERMISSION_CHANGE_GROUP DATABASE_ROLE_MEMBER_CHANGE_GROUP SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP SERVER_OBJECT_PERMISSION_CHANGE_GROUP SERVER_PERMISSION_CHANGE_GROUP SERVER_ROLE_MEMBER_CHANGE_GROUP Reference: https://msdn.microsoft.com/en-us/library/cc280663.aspx</RawString> <SetScript>/* See STIG supplemental files for the annotated version of this script */ USE [master] IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') ALTER SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') DROP SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION; IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') DROP SERVER AUDIT STIG_AUDIT; CREATE SERVER AUDIT STIG_AUDIT TO FILE (FILEPATH = 'C:\Audits', MAXSIZE = 200MB, MAX_ROLLOVER_FILES = 50, RESERVE_DISK_SPACE = OFF) WITH (QUEUE_DELAY = 1000, ON_FAILURE = SHUTDOWN) IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = ON); CREATE SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION FOR SERVER AUDIT STIG_AUDIT ADD (APPLICATION_ROLE_CHANGE_PASSWORD_GROUP), ADD (AUDIT_CHANGE_GROUP), ADD (BACKUP_RESTORE_GROUP), ADD (DATABASE_CHANGE_GROUP), ADD (DATABASE_OBJECT_CHANGE_GROUP), ADD (DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_OBJECT_PERMISSION_CHANGE_GROUP), ADD (DATABASE_OPERATION_GROUP), ADD (DATABASE_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_PERMISSION_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_IMPERSONATION_GROUP), ADD (DATABASE_ROLE_MEMBER_CHANGE_GROUP), ADD (DBCC_GROUP), ADD (FAILED_LOGIN_GROUP), ADD (LOGIN_CHANGE_PASSWORD_GROUP), ADD (LOGOUT_GROUP), ADD (SCHEMA_OBJECT_CHANGE_GROUP), ADD (SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OBJECT_CHANGE_GROUP), ADD (SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SERVER_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OPERATION_GROUP), ADD (SERVER_PERMISSION_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_IMPERSONATION_GROUP), ADD (SERVER_ROLE_MEMBER_CHANGE_GROUP), ADD (SERVER_STATE_CHANGE_GROUP), ADD (SUCCESSFUL_LOGIN_GROUP), ADD (TRACE_CHANGE_GROUP) WITH (STATE = ON)</SetScript> <TestScript>USE [master] DECLARE @MissingAuditCount INTEGER DECLARE @server_specification_id INTEGER DECLARE @FoundCompliant INTEGER SET @FoundCompliant = 0 /* Create a table for the events that we are looking for */ CREATE TABLE #AuditEvents (AuditEvent varchar(100)) INSERT INTO #AuditEvents (AuditEvent) VALUES ('DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP'),('DATABASE_OBJECT_PERMISSION_CHANGE_GROUP'),('DATABASE_OWNERSHIP_CHANGE_GROUP'),('DATABASE_PERMISSION_CHANGE_GROUP'),('DATABASE_ROLE_MEMBER_CHANGE_GROUP'),('SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SERVER_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_PERMISSION_CHANGE_GROUP'),('SERVER_ROLE_MEMBER_CHANGE_GROUP') /* Create a cursor to walk through all audits that are enabled at startup */ DECLARE auditspec_cursor CURSOR FOR SELECT s.server_specification_id FROM sys.server_audits a INNER JOIN sys.server_audit_specifications s ON a.audit_guid = s.audit_guid WHERE a.is_state_enabled = 1; OPEN auditspec_cursor FETCH NEXT FROM auditspec_cursor INTO @server_specification_id WHILE @@FETCH_STATUS = 0 AND @FoundCompliant = 0 /* Does this specification have the needed events in it? */ BEGIN SET @MissingAuditCount = (SELECT Count(a.AuditEvent) AS MissingAuditCount FROM #AuditEvents a JOIN sys.server_audit_specification_details d ON a.AuditEvent = d.audit_action_name WHERE d.audit_action_name NOT IN (SELECT d2.audit_action_name FROM sys.server_audit_specification_details d2 WHERE d2.server_specification_id = @server_specification_id)) IF @MissingAuditCount = 0 SET @FoundCompliant = 1; FETCH NEXT FROM auditspec_cursor INTO @server_specification_id END CLOSE auditspec_cursor; DEALLOCATE auditspec_cursor; DROP TABLE #AuditEvents /* Produce output that works with DSC - records if we do not find the audit events we are looking for */ IF @FoundCompliant > 0 SELECT name FROM sys.sql_logins WHERE principal_id = -1; ELSE SELECT name FROM sys.sql_logins WHERE principal_id = 1</TestScript> <Variable /> <VariableValue /> </Rule> <Rule id="V-214009" severity="medium" conversionstatus="pass" title="SRG-APP-000501-DB-000336" dscresource="None"> <Description><VulnDiscussion>The removal of security objects from the database/DBMS would seriously degrade a system's information assurance posture. If such an event occurs, it must be logged.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf>V-213940</DuplicateOf> <GetScript>IF Not Exists (SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status WHERE status_desc = 'STARTED') Select 'Doest exist'</GetScript> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79279</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Determine if an audit is configured and started by executing the following query. SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status If no records are returned, this is a finding. Execute the following query to verify the "SCHEMA_OBJECT_CHANGE_GROUP" is included in the server audit specification. SELECT a.name AS 'AuditName', s.name AS 'SpecName', d.audit_action_name AS 'ActionName', d.audited_result AS 'Result' FROM sys.server_audit_specifications s JOIN sys.server_audits a ON s.audit_guid = a.audit_guid JOIN sys.server_audit_specification_details d ON s.server_specification_id = d.server_specification_id WHERE a.is_state_enabled = 1 AND d.audit_action_name = 'SCHEMA_OBJECT_CHANGE_GROUP' If the "SCHEMA_OBJECT_CHANGE_GROUP" is not returned in an active audit, this is a finding.</RawString> <SetScript>/* See STIG supplemental files for the annotated version of this script */ USE [master] IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') ALTER SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') DROP SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION; IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') DROP SERVER AUDIT STIG_AUDIT; CREATE SERVER AUDIT STIG_AUDIT TO FILE (FILEPATH = 'C:\Audits', MAXSIZE = 200MB, MAX_ROLLOVER_FILES = 50, RESERVE_DISK_SPACE = OFF) WITH (QUEUE_DELAY = 1000, ON_FAILURE = SHUTDOWN) IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = ON); CREATE SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION FOR SERVER AUDIT STIG_AUDIT ADD (APPLICATION_ROLE_CHANGE_PASSWORD_GROUP), ADD (AUDIT_CHANGE_GROUP), ADD (BACKUP_RESTORE_GROUP), ADD (DATABASE_CHANGE_GROUP), ADD (DATABASE_OBJECT_CHANGE_GROUP), ADD (DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_OBJECT_PERMISSION_CHANGE_GROUP), ADD (DATABASE_OPERATION_GROUP), ADD (DATABASE_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_PERMISSION_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_IMPERSONATION_GROUP), ADD (DATABASE_ROLE_MEMBER_CHANGE_GROUP), ADD (DBCC_GROUP), ADD (FAILED_LOGIN_GROUP), ADD (LOGIN_CHANGE_PASSWORD_GROUP), ADD (LOGOUT_GROUP), ADD (SCHEMA_OBJECT_CHANGE_GROUP), ADD (SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OBJECT_CHANGE_GROUP), ADD (SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SERVER_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OPERATION_GROUP), ADD (SERVER_PERMISSION_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_IMPERSONATION_GROUP), ADD (SERVER_ROLE_MEMBER_CHANGE_GROUP), ADD (SERVER_STATE_CHANGE_GROUP), ADD (SUCCESSFUL_LOGIN_GROUP), ADD (TRACE_CHANGE_GROUP) WITH (STATE = ON)</SetScript> <TestScript>IF Not Exists (SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status WHERE status_desc = 'STARTED') Select 'Doest exist'</TestScript> <Variable /> <VariableValue /> </Rule> <Rule id="V-214010" severity="medium" conversionstatus="pass" title="SRG-APP-000501-DB-000337" dscresource="None"> <Description><VulnDiscussion>The removal of security objects from the database/DBMS would seriously degrade a system's information assurance posture. If such an action is attempted, it must be logged. To aid in diagnosis, it is necessary to keep track of failed attempts in addition to the successful ones.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf>V-213940</DuplicateOf> <GetScript>IF Not Exists (SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status WHERE status_desc = 'STARTED') Select 'Doest exist'</GetScript> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79281</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Determine if an audit is configured and started by executing the following query. SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status If no records are returned, this is a finding. Execute the following query to verify the "SCHEMA_OBJECT_CHANGE_GROUP" is included in the server audit specification. SELECT a.name AS 'AuditName', s.name AS 'SpecName', d.audit_action_name AS 'ActionName', d.audited_result AS 'Result' FROM sys.server_audit_specifications s JOIN sys.server_audits a ON s.audit_guid = a.audit_guid JOIN sys.server_audit_specification_details d ON s.server_specification_id = d.server_specification_id WHERE a.is_state_enabled = 1 AND d.audit_action_name = 'SCHEMA_OBJECT_CHANGE_GROUP' If the "SCHEMA_OBJECT_CHANGE_GROUP" is not returned in an active audit, this is a finding.</RawString> <SetScript>/* See STIG supplemental files for the annotated version of this script */ USE [master] IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') ALTER SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') DROP SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION; IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') DROP SERVER AUDIT STIG_AUDIT; CREATE SERVER AUDIT STIG_AUDIT TO FILE (FILEPATH = 'C:\Audits', MAXSIZE = 200MB, MAX_ROLLOVER_FILES = 50, RESERVE_DISK_SPACE = OFF) WITH (QUEUE_DELAY = 1000, ON_FAILURE = SHUTDOWN) IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = ON); CREATE SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION FOR SERVER AUDIT STIG_AUDIT ADD (APPLICATION_ROLE_CHANGE_PASSWORD_GROUP), ADD (AUDIT_CHANGE_GROUP), ADD (BACKUP_RESTORE_GROUP), ADD (DATABASE_CHANGE_GROUP), ADD (DATABASE_OBJECT_CHANGE_GROUP), ADD (DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_OBJECT_PERMISSION_CHANGE_GROUP), ADD (DATABASE_OPERATION_GROUP), ADD (DATABASE_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_PERMISSION_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_IMPERSONATION_GROUP), ADD (DATABASE_ROLE_MEMBER_CHANGE_GROUP), ADD (DBCC_GROUP), ADD (FAILED_LOGIN_GROUP), ADD (LOGIN_CHANGE_PASSWORD_GROUP), ADD (LOGOUT_GROUP), ADD (SCHEMA_OBJECT_CHANGE_GROUP), ADD (SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OBJECT_CHANGE_GROUP), ADD (SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SERVER_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OPERATION_GROUP), ADD (SERVER_PERMISSION_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_IMPERSONATION_GROUP), ADD (SERVER_ROLE_MEMBER_CHANGE_GROUP), ADD (SERVER_STATE_CHANGE_GROUP), ADD (SUCCESSFUL_LOGIN_GROUP), ADD (TRACE_CHANGE_GROUP) WITH (STATE = ON)</SetScript> <TestScript>IF Not Exists (SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status WHERE status_desc = 'STARTED') Select 'Doest exist'</TestScript> <Variable /> <VariableValue /> </Rule> <Rule id="V-214013" severity="medium" conversionstatus="pass" title="SRG-APP-000503-DB-000350" dscresource="SqlScriptQuery"> <Description><VulnDiscussion>For completeness of forensic analysis, it is necessary to track who/what (a user or other principal) logs on to SQL Server.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <GetScript>USE [master] DECLARE @MissingAuditCount INTEGER DECLARE @server_specification_id INTEGER DECLARE @FoundCompliant INTEGER SET @FoundCompliant = 0 /* Create a table for the events that we are looking for */ CREATE TABLE #AuditEvents (AuditEvent varchar(100)) INSERT INTO #AuditEvents (AuditEvent) VALUES ('SUCCESSFUL_LOGIN_GROUP') /* Create a cursor to walk through all audits that are enabled at startup */ DECLARE auditspec_cursor CURSOR FOR SELECT s.server_specification_id FROM sys.server_audits a INNER JOIN sys.server_audit_specifications s ON a.audit_guid = s.audit_guid WHERE a.is_state_enabled = 1; OPEN auditspec_cursor FETCH NEXT FROM auditspec_cursor INTO @server_specification_id WHILE @@FETCH_STATUS = 0 AND @FoundCompliant = 0 /* Does this specification have the needed events in it? */ BEGIN SET @MissingAuditCount = (SELECT Count(a.AuditEvent) AS MissingAuditCount FROM #AuditEvents a JOIN sys.server_audit_specification_details d ON a.AuditEvent = d.audit_action_name WHERE d.audit_action_name NOT IN (SELECT d2.audit_action_name FROM sys.server_audit_specification_details d2 WHERE d2.server_specification_id = @server_specification_id)) IF @MissingAuditCount = 0 SET @FoundCompliant = 1; FETCH NEXT FROM auditspec_cursor INTO @server_specification_id END CLOSE auditspec_cursor; DEALLOCATE auditspec_cursor; DROP TABLE #AuditEvents /* Produce output that works with DSC - records if we do not find the audit events we are looking for */ IF @FoundCompliant > 0 SELECT name FROM sys.sql_logins WHERE principal_id = -1; ELSE SELECT name FROM sys.sql_logins WHERE principal_id = 1</GetScript> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79287</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Determine if an audit is configured and started by executing the following query. SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status Execute the following query to verify the SUCCESSFUL_LOGIN_GROUP is included in the server audit specification. SELECT a.name AS 'AuditName', s.name AS 'SpecName', d.audit_action_name AS 'ActionName', d.audited_result AS 'Result' FROM sys.server_audit_specifications s JOIN sys.server_audits a ON s.audit_guid = a.audit_guid JOIN sys.server_audit_specification_details d ON s.server_specification_id = d.server_specification_id WHERE a.is_state_enabled = 1 AND d.audit_action_name = 'SUCCESSFUL_LOGIN_GROUP' If the "SUCCESSFUL_LOGIN_GROUP" is returned in an active audit, this is not a finding. If "SUCCESSFUL_LOGIN_GROUP" is not in the active audit, determine whether "Both failed and successful logins" is enabled. In SQL Management Studio Right-click on the instance >> Select "Properties" >> Select "Security" on the left hand side >> Check the setting for "Login auditing" If "Both failed and successful logins" is not selected, this is a finding.</RawString> <SetScript>/* See STIG supplemental files for the annotated version of this script */ USE [master] IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') ALTER SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') DROP SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION; IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') DROP SERVER AUDIT STIG_AUDIT; CREATE SERVER AUDIT STIG_AUDIT TO FILE (FILEPATH = 'C:\Audits', MAXSIZE = 200MB, MAX_ROLLOVER_FILES = 50, RESERVE_DISK_SPACE = OFF) WITH (QUEUE_DELAY = 1000, ON_FAILURE = SHUTDOWN) IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = ON); CREATE SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION FOR SERVER AUDIT STIG_AUDIT ADD (APPLICATION_ROLE_CHANGE_PASSWORD_GROUP), ADD (AUDIT_CHANGE_GROUP), ADD (BACKUP_RESTORE_GROUP), ADD (DATABASE_CHANGE_GROUP), ADD (DATABASE_OBJECT_CHANGE_GROUP), ADD (DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_OBJECT_PERMISSION_CHANGE_GROUP), ADD (DATABASE_OPERATION_GROUP), ADD (DATABASE_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_PERMISSION_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_IMPERSONATION_GROUP), ADD (DATABASE_ROLE_MEMBER_CHANGE_GROUP), ADD (DBCC_GROUP), ADD (FAILED_LOGIN_GROUP), ADD (LOGIN_CHANGE_PASSWORD_GROUP), ADD (LOGOUT_GROUP), ADD (SCHEMA_OBJECT_CHANGE_GROUP), ADD (SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OBJECT_CHANGE_GROUP), ADD (SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SERVER_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OPERATION_GROUP), ADD (SERVER_PERMISSION_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_IMPERSONATION_GROUP), ADD (SERVER_ROLE_MEMBER_CHANGE_GROUP), ADD (SERVER_STATE_CHANGE_GROUP), ADD (SUCCESSFUL_LOGIN_GROUP), ADD (TRACE_CHANGE_GROUP) WITH (STATE = ON)</SetScript> <TestScript>USE [master] DECLARE @MissingAuditCount INTEGER DECLARE @server_specification_id INTEGER DECLARE @FoundCompliant INTEGER SET @FoundCompliant = 0 /* Create a table for the events that we are looking for */ CREATE TABLE #AuditEvents (AuditEvent varchar(100)) INSERT INTO #AuditEvents (AuditEvent) VALUES ('SUCCESSFUL_LOGIN_GROUP') /* Create a cursor to walk through all audits that are enabled at startup */ DECLARE auditspec_cursor CURSOR FOR SELECT s.server_specification_id FROM sys.server_audits a INNER JOIN sys.server_audit_specifications s ON a.audit_guid = s.audit_guid WHERE a.is_state_enabled = 1; OPEN auditspec_cursor FETCH NEXT FROM auditspec_cursor INTO @server_specification_id WHILE @@FETCH_STATUS = 0 AND @FoundCompliant = 0 /* Does this specification have the needed events in it? */ BEGIN SET @MissingAuditCount = (SELECT Count(a.AuditEvent) AS MissingAuditCount FROM #AuditEvents a JOIN sys.server_audit_specification_details d ON a.AuditEvent = d.audit_action_name WHERE d.audit_action_name NOT IN (SELECT d2.audit_action_name FROM sys.server_audit_specification_details d2 WHERE d2.server_specification_id = @server_specification_id)) IF @MissingAuditCount = 0 SET @FoundCompliant = 1; FETCH NEXT FROM auditspec_cursor INTO @server_specification_id END CLOSE auditspec_cursor; DEALLOCATE auditspec_cursor; DROP TABLE #AuditEvents /* Produce output that works with DSC - records if we do not find the audit events we are looking for */ IF @FoundCompliant > 0 SELECT name FROM sys.sql_logins WHERE principal_id = -1; ELSE SELECT name FROM sys.sql_logins WHERE principal_id = 1</TestScript> <Variable /> <VariableValue /> </Rule> <Rule id="V-214014" severity="medium" conversionstatus="pass" title="SRG-APP-000503-DB-000351" dscresource="None"> <Description><VulnDiscussion>For completeness of forensic analysis, it is necessary to track failed attempts to log on to SQL Server. While positive identification may not be possible in a case of failed authentication, as much information as possible about the incident must be captured.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf>V-213940</DuplicateOf> <GetScript>IF Not Exists (SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status WHERE status_desc = 'STARTED') Select 'Doest exist'</GetScript> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79289</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Determine if an audit is configured and started by executing the following query. SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status If no records are returned, this is a finding. Execute the following query to verify the "FAILED_LOGIN_GROUP" is included in the server audit specification. SELECT a.name AS 'AuditName', s.name AS 'SpecName', d.audit_action_name AS 'ActionName', d.audited_result AS 'Result' FROM sys.server_audit_specifications s JOIN sys.server_audits a ON s.audit_guid = a.audit_guid JOIN sys.server_audit_specification_details d ON s.server_specification_id = d.server_specification_id WHERE a.is_state_enabled = 1 AND d.audit_action_name = 'FAILED_LOGIN_GROUP' If the "FAILED_LOGIN_GROUP" is not returned in an active audit, this is a finding.</RawString> <SetScript>/* See STIG supplemental files for the annotated version of this script */ USE [master] IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') ALTER SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') DROP SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION; IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') DROP SERVER AUDIT STIG_AUDIT; CREATE SERVER AUDIT STIG_AUDIT TO FILE (FILEPATH = 'C:\Audits', MAXSIZE = 200MB, MAX_ROLLOVER_FILES = 50, RESERVE_DISK_SPACE = OFF) WITH (QUEUE_DELAY = 1000, ON_FAILURE = SHUTDOWN) IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = ON); CREATE SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION FOR SERVER AUDIT STIG_AUDIT ADD (APPLICATION_ROLE_CHANGE_PASSWORD_GROUP), ADD (AUDIT_CHANGE_GROUP), ADD (BACKUP_RESTORE_GROUP), ADD (DATABASE_CHANGE_GROUP), ADD (DATABASE_OBJECT_CHANGE_GROUP), ADD (DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_OBJECT_PERMISSION_CHANGE_GROUP), ADD (DATABASE_OPERATION_GROUP), ADD (DATABASE_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_PERMISSION_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_IMPERSONATION_GROUP), ADD (DATABASE_ROLE_MEMBER_CHANGE_GROUP), ADD (DBCC_GROUP), ADD (FAILED_LOGIN_GROUP), ADD (LOGIN_CHANGE_PASSWORD_GROUP), ADD (LOGOUT_GROUP), ADD (SCHEMA_OBJECT_CHANGE_GROUP), ADD (SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OBJECT_CHANGE_GROUP), ADD (SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SERVER_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OPERATION_GROUP), ADD (SERVER_PERMISSION_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_IMPERSONATION_GROUP), ADD (SERVER_ROLE_MEMBER_CHANGE_GROUP), ADD (SERVER_STATE_CHANGE_GROUP), ADD (SUCCESSFUL_LOGIN_GROUP), ADD (TRACE_CHANGE_GROUP) WITH (STATE = ON)</SetScript> <TestScript>IF Not Exists (SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status WHERE status_desc = 'STARTED') Select 'Doest exist'</TestScript> <Variable /> <VariableValue /> </Rule> <Rule id="V-214015" severity="medium" conversionstatus="pass" title="SRG-APP-000504-DB-000354" dscresource="SqlScriptQuery"> <Description><VulnDiscussion>Without tracking privileged activity, it would be difficult to establish, correlate, and investigate the events relating to an incident or identify those responsible for one. System documentation should include a definition of the functionality considered privileged. A privileged function in this context is any operation that modifies the structure of the database, its built-in logic, or its security settings. This would include all Data Definition Language (DDL) statements and all security-related statements. In an SQL environment, it encompasses, but is not necessarily limited to: CREATE ALTER DROP GRANT REVOKE DENY There may also be Data Manipulation Language (DML) statements that, subject to context, should be regarded as privileged. Possible examples in SQL include: TRUNCATE TABLE; DELETE, or DELETE affecting more than n rows, for some n, or DELETE without a WHERE clause; UPDATE or UPDATE affecting more than n rows, for some n, or UPDATE without a WHERE clause; any SELECT, INSERT, UPDATE, or DELETE to an application-defined security table executed by other than a security principal. Depending on the capabilities of SQL Server and the design of the database and associated applications, audit logging may be achieved by means of DBMS auditing features, database triggers, other mechanisms, or a combination of these. Note that it is particularly important to audit, and tightly control, any action that weakens the implementation of this requirement itself, since the objective is to have a complete audit trail of all administrative activity.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <GetScript>USE [master] DECLARE @MissingAuditCount INTEGER DECLARE @server_specification_id INTEGER DECLARE @FoundCompliant INTEGER SET @FoundCompliant = 0 /* Create a table for the events that we are looking for */ CREATE TABLE #AuditEvents (AuditEvent varchar(100)) INSERT INTO #AuditEvents (AuditEvent) VALUES ('APPLICATION_ROLE_CHANGE_PASSWORD_GROUP'),('AUDIT_CHANGE_GROUP'),('BACKUP_RESTORE_GROUP'),('DATABASE_CHANGE_GROUP'),('DATABASE_OBJECT_CHANGE_GROUP'),('DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP'),('DATABASE_OBJECT_PERMISSION_CHANGE_GROUP'),('DATABASE_OPERATION_GROUP'),('DATABASE_OWNERSHIP_CHANGE_GROUP'),('DATABASE_PERMISSION_CHANGE_GROUP'),('DATABASE_PRINCIPAL_CHANGE_GROUP'),('DATABASE_PRINCIPAL_IMPERSONATION_GROUP'),('DATABASE_ROLE_MEMBER_CHANGE_GROUP'),('DBCC_GROUP'),('LOGIN_CHANGE_PASSWORD_GROUP'),('SCHEMA_OBJECT_CHANGE_GROUP'),('SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_OBJECT_CHANGE_GROUP'),('SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SERVER_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_OPERATION_GROUP'),('SERVER_PERMISSION_CHANGE_GROUP'),('SERVER_PRINCIPAL_CHANGE_GROUP'),('SERVER_PRINCIPAL_IMPERSONATION_GROUP'),('SERVER_ROLE_MEMBER_CHANGE_GROUP'),('SERVER_STATE_CHANGE_GROUP'),('TRACE_CHANGE_GROUP'),('USER_CHANGE_PASSWORD_GROUP') /* Create a cursor to walk through all audits that are enabled at startup */ DECLARE auditspec_cursor CURSOR FOR SELECT s.server_specification_id FROM sys.server_audits a INNER JOIN sys.server_audit_specifications s ON a.audit_guid = s.audit_guid WHERE a.is_state_enabled = 1; OPEN auditspec_cursor FETCH NEXT FROM auditspec_cursor INTO @server_specification_id WHILE @@FETCH_STATUS = 0 AND @FoundCompliant = 0 /* Does this specification have the needed events in it? */ BEGIN SET @MissingAuditCount = (SELECT Count(a.AuditEvent) AS MissingAuditCount FROM #AuditEvents a JOIN sys.server_audit_specification_details d ON a.AuditEvent = d.audit_action_name WHERE d.audit_action_name NOT IN (SELECT d2.audit_action_name FROM sys.server_audit_specification_details d2 WHERE d2.server_specification_id = @server_specification_id)) IF @MissingAuditCount = 0 SET @FoundCompliant = 1; FETCH NEXT FROM auditspec_cursor INTO @server_specification_id END CLOSE auditspec_cursor; DEALLOCATE auditspec_cursor; DROP TABLE #AuditEvents /* Produce output that works with DSC - records if we do not find the audit events we are looking for */ IF @FoundCompliant > 0 SELECT name FROM sys.sql_logins WHERE principal_id = -1; ELSE SELECT name FROM sys.sql_logins WHERE principal_id = 1</GetScript> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79291</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Determine if an audit is configured and started by executing the following query: SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status If no records are returned, this is a finding. Execute the following query to verify the following events are included in the server audit specification: APPLICATION_ROLE_CHANGE_PASSWORD_GROUP AUDIT_CHANGE_GROUP BACKUP_RESTORE_GROUP DATABASE_CHANGE_GROUP DATABASE_OBJECT_CHANGE_GROUP DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP DATABASE_OBJECT_PERMISSION_CHANGE_GROUP DATABASE_OPERATION_GROUP DATABASE_OWNERSHIP_CHANGE_GROUP DATABASE_PERMISSION_CHANGE_GROUP DATABASE_PRINCIPAL_CHANGE_GROUP DATABASE_PRINCIPAL_IMPERSONATION_GROUP DATABASE_ROLE_MEMBER_CHANGE_GROUP DBCC_GROUP LOGIN_CHANGE_PASSWORD_GROUP SCHEMA_OBJECT_CHANGE_GROUP SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP SERVER_OBJECT_CHANGE_GROUP SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP SERVER_OBJECT_PERMISSION_CHANGE_GROUP SERVER_OPERATION_GROUP SERVER_PERMISSION_CHANGE_GROUP SERVER_PRINCIPAL_CHANGE_GROUP SERVER_PRINCIPAL_IMPERSONATION_GROUP SERVER_ROLE_MEMBER_CHANGE_GROUP SERVER_STATE_CHANGE_GROUP TRACE_CHANGE_GROUP USER_CHANGE_PASSWORD_GROUP SELECT a.name AS 'AuditName', s.name AS 'SpecName', d.audit_action_name AS 'ActionName', d.audited_result AS 'Result' FROM sys.server_audit_specifications s JOIN sys.server_audits a ON s.audit_guid = a.audit_guid JOIN sys.server_audit_specification_details d ON s.server_specification_id = d.server_specification_id WHERE a.is_state_enabled = 1 AND d.audit_action_name IN ('APPLICATION_ROLE_CHANGE_PASSWORD_GROUP','AUDIT_CHANGE_GROUP','BACKUP_RESTORE_GROUP','DATABASE_CHANGE_GROUP','DATABASE_OBJECT_CHANGE_GROUP','DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP','DATABASE_OBJECT_PERMISSION_CHANGE_GROUP','DATABASE_OPERATION_GROUP','DATABASE_OWNERSHIP_CHANGE_GROUP','DATABASE_PERMISSION_CHANGE_GROUP','DATABASE_PRINCIPAL_CHANGE_GROUP','DATABASE_PRINCIPAL_IMPERSONATION_GROUP','DATABASE_ROLE_MEMBER_CHANGE_GROUP','DBCC_GROUP','LOGIN_CHANGE_PASSWORD_GROUP','SCHEMA_OBJECT_CHANGE_GROUP','SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP','SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP','SERVER_OBJECT_CHANGE_GROUP','SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP','SERVER_OBJECT_PERMISSION_CHANGE_GROUP','SERVER_OPERATION_GROUP','SERVER_PERMISSION_CHANGE_GROUP','SERVER_PRINCIPAL_CHANGE_GROUP','SERVER_PRINCIPAL_IMPERSONATION_GROUP','SERVER_ROLE_MEMBER_CHANGE_GROUP','SERVER_STATE_CHANGE_GROUP','TRACE_CHANGE_GROUP','USER_CHANGE_PASSWORD_GROUP') If the identified groups are not returned, this is a finding.</RawString> <SetScript>/* See STIG supplemental files for the annotated version of this script */ USE [master] IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') ALTER SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') DROP SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION; IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') DROP SERVER AUDIT STIG_AUDIT; CREATE SERVER AUDIT STIG_AUDIT TO FILE (FILEPATH = 'C:\Audits', MAXSIZE = 200MB, MAX_ROLLOVER_FILES = 50, RESERVE_DISK_SPACE = OFF) WITH (QUEUE_DELAY = 1000, ON_FAILURE = SHUTDOWN) IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = ON); CREATE SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION FOR SERVER AUDIT STIG_AUDIT ADD (APPLICATION_ROLE_CHANGE_PASSWORD_GROUP), ADD (AUDIT_CHANGE_GROUP), ADD (BACKUP_RESTORE_GROUP), ADD (DATABASE_CHANGE_GROUP), ADD (DATABASE_OBJECT_CHANGE_GROUP), ADD (DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_OBJECT_PERMISSION_CHANGE_GROUP), ADD (DATABASE_OPERATION_GROUP), ADD (DATABASE_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_PERMISSION_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_IMPERSONATION_GROUP), ADD (DATABASE_ROLE_MEMBER_CHANGE_GROUP), ADD (DBCC_GROUP), ADD (FAILED_LOGIN_GROUP), ADD (LOGIN_CHANGE_PASSWORD_GROUP), ADD (LOGOUT_GROUP), ADD (SCHEMA_OBJECT_CHANGE_GROUP), ADD (SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OBJECT_CHANGE_GROUP), ADD (SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SERVER_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OPERATION_GROUP), ADD (SERVER_PERMISSION_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_IMPERSONATION_GROUP), ADD (SERVER_ROLE_MEMBER_CHANGE_GROUP), ADD (SERVER_STATE_CHANGE_GROUP), ADD (SUCCESSFUL_LOGIN_GROUP), ADD (TRACE_CHANGE_GROUP) WITH (STATE = ON)</SetScript> <TestScript>USE [master] DECLARE @MissingAuditCount INTEGER DECLARE @server_specification_id INTEGER DECLARE @FoundCompliant INTEGER SET @FoundCompliant = 0 /* Create a table for the events that we are looking for */ CREATE TABLE #AuditEvents (AuditEvent varchar(100)) INSERT INTO #AuditEvents (AuditEvent) VALUES ('APPLICATION_ROLE_CHANGE_PASSWORD_GROUP'),('AUDIT_CHANGE_GROUP'),('BACKUP_RESTORE_GROUP'),('DATABASE_CHANGE_GROUP'),('DATABASE_OBJECT_CHANGE_GROUP'),('DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP'),('DATABASE_OBJECT_PERMISSION_CHANGE_GROUP'),('DATABASE_OPERATION_GROUP'),('DATABASE_OWNERSHIP_CHANGE_GROUP'),('DATABASE_PERMISSION_CHANGE_GROUP'),('DATABASE_PRINCIPAL_CHANGE_GROUP'),('DATABASE_PRINCIPAL_IMPERSONATION_GROUP'),('DATABASE_ROLE_MEMBER_CHANGE_GROUP'),('DBCC_GROUP'),('LOGIN_CHANGE_PASSWORD_GROUP'),('SCHEMA_OBJECT_CHANGE_GROUP'),('SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_OBJECT_CHANGE_GROUP'),('SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SERVER_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_OPERATION_GROUP'),('SERVER_PERMISSION_CHANGE_GROUP'),('SERVER_PRINCIPAL_CHANGE_GROUP'),('SERVER_PRINCIPAL_IMPERSONATION_GROUP'),('SERVER_ROLE_MEMBER_CHANGE_GROUP'),('SERVER_STATE_CHANGE_GROUP'),('TRACE_CHANGE_GROUP'),('USER_CHANGE_PASSWORD_GROUP') /* Create a cursor to walk through all audits that are enabled at startup */ DECLARE auditspec_cursor CURSOR FOR SELECT s.server_specification_id FROM sys.server_audits a INNER JOIN sys.server_audit_specifications s ON a.audit_guid = s.audit_guid WHERE a.is_state_enabled = 1; OPEN auditspec_cursor FETCH NEXT FROM auditspec_cursor INTO @server_specification_id WHILE @@FETCH_STATUS = 0 AND @FoundCompliant = 0 /* Does this specification have the needed events in it? */ BEGIN SET @MissingAuditCount = (SELECT Count(a.AuditEvent) AS MissingAuditCount FROM #AuditEvents a JOIN sys.server_audit_specification_details d ON a.AuditEvent = d.audit_action_name WHERE d.audit_action_name NOT IN (SELECT d2.audit_action_name FROM sys.server_audit_specification_details d2 WHERE d2.server_specification_id = @server_specification_id)) IF @MissingAuditCount = 0 SET @FoundCompliant = 1; FETCH NEXT FROM auditspec_cursor INTO @server_specification_id END CLOSE auditspec_cursor; DEALLOCATE auditspec_cursor; DROP TABLE #AuditEvents /* Produce output that works with DSC - records if we do not find the audit events we are looking for */ IF @FoundCompliant > 0 SELECT name FROM sys.sql_logins WHERE principal_id = -1; ELSE SELECT name FROM sys.sql_logins WHERE principal_id = 1</TestScript> <Variable /> <VariableValue /> </Rule> <Rule id="V-214016" severity="medium" conversionstatus="pass" title="SRG-APP-000504-DB-000355" dscresource="SqlScriptQuery"> <Description><VulnDiscussion>Without tracking privileged activity, it would be difficult to establish, correlate, and investigate the events relating to an incident or identify those responsible for one. System documentation should include a definition of the functionality considered privileged. A privileged function in this context is any operation that modifies the structure of the database, its built-in logic, or its security settings. This would include all Data Definition Language (DDL) statements and all security-related statements. In an SQL environment, it encompasses, but is not necessarily limited to: CREATE ALTER DROP GRANT REVOKE DENY Note that it is particularly important to audit, and tightly control, any action that weakens the implementation of this requirement itself, since the objective is to have a complete audit trail of all administrative activity. To aid in diagnosis, it is necessary to keep track of failed attempts in addition to the successful ones.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <GetScript>USE [master] DECLARE @MissingAuditCount INTEGER DECLARE @server_specification_id INTEGER DECLARE @FoundCompliant INTEGER SET @FoundCompliant = 0 /* Create a table for the events that we are looking for */ CREATE TABLE #AuditEvents (AuditEvent varchar(100)) INSERT INTO #AuditEvents (AuditEvent) VALUES ('APPLICATION_ROLE_CHANGE_PASSWORD_GROUP'),('AUDIT_CHANGE_GROUP'),('BACKUP_RESTORE_GROUP'),('DATABASE_CHANGE_GROUP'),('DATABASE_OBJECT_CHANGE_GROUP'),('DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP'),('DATABASE_OBJECT_PERMISSION_CHANGE_GROUP'),('DATABASE_OPERATION_GROUP'),('DATABASE_OWNERSHIP_CHANGE_GROUP'),('DATABASE_PERMISSION_CHANGE_GROUP'),('DATABASE_PRINCIPAL_CHANGE_GROUP'),('DATABASE_PRINCIPAL_IMPERSONATION_GROUP'),('DATABASE_ROLE_MEMBER_CHANGE_GROUP'),('DBCC_GROUP'),('LOGIN_CHANGE_PASSWORD_GROUP'),('LOGOUT_GROUP'),('SCHEMA_OBJECT_CHANGE_GROUP'),('SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_OBJECT_CHANGE_GROUP'),('SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SERVER_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_OPERATION_GROUP'),('SERVER_PERMISSION_CHANGE_GROUP'),('SERVER_PRINCIPAL_CHANGE_GROUP'),('SERVER_PRINCIPAL_IMPERSONATION_GROUP'),('SERVER_ROLE_MEMBER_CHANGE_GROUP'),('SERVER_STATE_CHANGE_GROUP'),('TRACE_CHANGE_GROUP'),('USER_CHANGE_PASSWORD_GROUP') /* Create a cursor to walk through all audits that are enabled at startup */ DECLARE auditspec_cursor CURSOR FOR SELECT s.server_specification_id FROM sys.server_audits a INNER JOIN sys.server_audit_specifications s ON a.audit_guid = s.audit_guid WHERE a.is_state_enabled = 1; OPEN auditspec_cursor FETCH NEXT FROM auditspec_cursor INTO @server_specification_id WHILE @@FETCH_STATUS = 0 AND @FoundCompliant = 0 /* Does this specification have the needed events in it? */ BEGIN SET @MissingAuditCount = (SELECT Count(a.AuditEvent) AS MissingAuditCount FROM #AuditEvents a JOIN sys.server_audit_specification_details d ON a.AuditEvent = d.audit_action_name WHERE d.audit_action_name NOT IN (SELECT d2.audit_action_name FROM sys.server_audit_specification_details d2 WHERE d2.server_specification_id = @server_specification_id)) IF @MissingAuditCount = 0 SET @FoundCompliant = 1; FETCH NEXT FROM auditspec_cursor INTO @server_specification_id END CLOSE auditspec_cursor; DEALLOCATE auditspec_cursor; DROP TABLE #AuditEvents /* Produce output that works with DSC - records if we do not find the audit events we are looking for */ IF @FoundCompliant > 0 SELECT name FROM sys.sql_logins WHERE principal_id = -1; ELSE SELECT name FROM sys.sql_logins WHERE principal_id = 1</GetScript> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79293</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Determine if an audit is configured and started by executing the following query. SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status If no records are returned, this is a finding. Execute the following query to verify the following events are included in the server audit specification: APPLICATION_ROLE_CHANGE_PASSWORD_GROUP AUDIT_CHANGE_GROUP BACKUP_RESTORE_GROUP DATABASE_CHANGE_GROUP DATABASE_OBJECT_CHANGE_GROUP DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP DATABASE_OBJECT_PERMISSION_CHANGE_GROUP DATABASE_OPERATION_GROUP DATABASE_OWNERSHIP_CHANGE_GROUP DATABASE_PERMISSION_CHANGE_GROUP DATABASE_PRINCIPAL_CHANGE_GROUP DATABASE_PRINCIPAL_IMPERSONATION_GROUP DATABASE_ROLE_MEMBER_CHANGE_GROUP DBCC_GROUP LOGIN_CHANGE_PASSWORD_GROUP LOGOUT_GROUP SCHEMA_OBJECT_CHANGE_GROUP SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP SERVER_OBJECT_CHANGE_GROUP SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP SERVER_OBJECT_PERMISSION_CHANGE_GROUP SERVER_OPERATION_GROUP SERVER_PERMISSION_CHANGE_GROUP SERVER_PRINCIPAL_CHANGE_GROUP SERVER_PRINCIPAL_IMPERSONATION_GROUP SERVER_ROLE_MEMBER_CHANGE_GROUP SERVER_STATE_CHANGE_GROUP TRACE_CHANGE_GROUP USER_CHANGE_PASSWORD_GROUP SELECT a.name AS 'AuditName', s.name AS 'SpecName', d.audit_action_name AS 'ActionName', d.audited_result AS 'Result' FROM sys.server_audit_specifications s JOIN sys.server_audits a ON s.audit_guid = a.audit_guid JOIN sys.server_audit_specification_details d ON s.server_specification_id = d.server_specification_id WHERE a.is_state_enabled = 1 AND d.audit_action_name IN ('APPLICATION_ROLE_CHANGE_PASSWORD_GROUP', 'AUDIT_CHANGE_GROUP', 'BACKUP_RESTORE_GROUP', 'DATABASE_CHANGE_GROUP', 'DATABASE_OBJECT_CHANGE_GROUP', 'DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP', 'DATABASE_OBJECT_PERMISSION_CHANGE_GROUP', 'DATABASE_OPERATION_GROUP', 'DATABASE_OWNERSHIP_CHANGE_GROUP', 'DATABASE_PERMISSION_CHANGE_GROUP', 'DATABASE_PRINCIPAL_CHANGE_GROUP', 'DATABASE_PRINCIPAL_IMPERSONATION_GROUP', 'DATABASE_ROLE_MEMBER_CHANGE_GROUP', 'DBCC_GROUP', 'LOGIN_CHANGE_PASSWORD_GROUP', 'LOGOUT_GROUP', 'SCHEMA_OBJECT_CHANGE_GROUP', 'SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP', 'SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP', 'SERVER_OBJECT_CHANGE_GROUP', 'SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP', 'SERVER_OBJECT_PERMISSION_CHANGE_GROUP', 'SERVER_OPERATION_GROUP', 'SERVER_PERMISSION_CHANGE_GROUP', 'SERVER_PRINCIPAL_CHANGE_GROUP', 'SERVER_PRINCIPAL_IMPERSONATION_GROUP', 'SERVER_ROLE_MEMBER_CHANGE_GROUP', 'SERVER_STATE_CHANGE_GROUP', 'TRACE_CHANGE_GROUP', 'USER_CHANGE_PASSWORD_GROUP' ) Order by d.audit_action_name If the identified groups are not returned, this is a finding. </RawString> <SetScript>/* See STIG supplemental files for the annotated version of this script */ USE [master] IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') ALTER SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') DROP SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION; IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') DROP SERVER AUDIT STIG_AUDIT; CREATE SERVER AUDIT STIG_AUDIT TO FILE (FILEPATH = 'C:\Audits', MAXSIZE = 200MB, MAX_ROLLOVER_FILES = 50, RESERVE_DISK_SPACE = OFF) WITH (QUEUE_DELAY = 1000, ON_FAILURE = SHUTDOWN) IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = ON); CREATE SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION FOR SERVER AUDIT STIG_AUDIT ADD (APPLICATION_ROLE_CHANGE_PASSWORD_GROUP), ADD (AUDIT_CHANGE_GROUP), ADD (BACKUP_RESTORE_GROUP), ADD (DATABASE_CHANGE_GROUP), ADD (DATABASE_OBJECT_CHANGE_GROUP), ADD (DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_OBJECT_PERMISSION_CHANGE_GROUP), ADD (DATABASE_OPERATION_GROUP), ADD (DATABASE_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_PERMISSION_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_IMPERSONATION_GROUP), ADD (DATABASE_ROLE_MEMBER_CHANGE_GROUP), ADD (DBCC_GROUP), ADD (FAILED_LOGIN_GROUP), ADD (LOGIN_CHANGE_PASSWORD_GROUP), ADD (LOGOUT_GROUP), ADD (SCHEMA_OBJECT_CHANGE_GROUP), ADD (SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OBJECT_CHANGE_GROUP), ADD (SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SERVER_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OPERATION_GROUP), ADD (SERVER_PERMISSION_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_IMPERSONATION_GROUP), ADD (SERVER_ROLE_MEMBER_CHANGE_GROUP), ADD (SERVER_STATE_CHANGE_GROUP), ADD (SUCCESSFUL_LOGIN_GROUP), ADD (TRACE_CHANGE_GROUP) WITH (STATE = ON)</SetScript> <TestScript>USE [master] DECLARE @MissingAuditCount INTEGER DECLARE @server_specification_id INTEGER DECLARE @FoundCompliant INTEGER SET @FoundCompliant = 0 /* Create a table for the events that we are looking for */ CREATE TABLE #AuditEvents (AuditEvent varchar(100)) INSERT INTO #AuditEvents (AuditEvent) VALUES ('APPLICATION_ROLE_CHANGE_PASSWORD_GROUP'),('AUDIT_CHANGE_GROUP'),('BACKUP_RESTORE_GROUP'),('DATABASE_CHANGE_GROUP'),('DATABASE_OBJECT_CHANGE_GROUP'),('DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP'),('DATABASE_OBJECT_PERMISSION_CHANGE_GROUP'),('DATABASE_OPERATION_GROUP'),('DATABASE_OWNERSHIP_CHANGE_GROUP'),('DATABASE_PERMISSION_CHANGE_GROUP'),('DATABASE_PRINCIPAL_CHANGE_GROUP'),('DATABASE_PRINCIPAL_IMPERSONATION_GROUP'),('DATABASE_ROLE_MEMBER_CHANGE_GROUP'),('DBCC_GROUP'),('LOGIN_CHANGE_PASSWORD_GROUP'),('LOGOUT_GROUP'),('SCHEMA_OBJECT_CHANGE_GROUP'),('SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_OBJECT_CHANGE_GROUP'),('SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SERVER_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_OPERATION_GROUP'),('SERVER_PERMISSION_CHANGE_GROUP'),('SERVER_PRINCIPAL_CHANGE_GROUP'),('SERVER_PRINCIPAL_IMPERSONATION_GROUP'),('SERVER_ROLE_MEMBER_CHANGE_GROUP'),('SERVER_STATE_CHANGE_GROUP'),('TRACE_CHANGE_GROUP'),('USER_CHANGE_PASSWORD_GROUP') /* Create a cursor to walk through all audits that are enabled at startup */ DECLARE auditspec_cursor CURSOR FOR SELECT s.server_specification_id FROM sys.server_audits a INNER JOIN sys.server_audit_specifications s ON a.audit_guid = s.audit_guid WHERE a.is_state_enabled = 1; OPEN auditspec_cursor FETCH NEXT FROM auditspec_cursor INTO @server_specification_id WHILE @@FETCH_STATUS = 0 AND @FoundCompliant = 0 /* Does this specification have the needed events in it? */ BEGIN SET @MissingAuditCount = (SELECT Count(a.AuditEvent) AS MissingAuditCount FROM #AuditEvents a JOIN sys.server_audit_specification_details d ON a.AuditEvent = d.audit_action_name WHERE d.audit_action_name NOT IN (SELECT d2.audit_action_name FROM sys.server_audit_specification_details d2 WHERE d2.server_specification_id = @server_specification_id)) IF @MissingAuditCount = 0 SET @FoundCompliant = 1; FETCH NEXT FROM auditspec_cursor INTO @server_specification_id END CLOSE auditspec_cursor; DEALLOCATE auditspec_cursor; DROP TABLE #AuditEvents /* Produce output that works with DSC - records if we do not find the audit events we are looking for */ IF @FoundCompliant > 0 SELECT name FROM sys.sql_logins WHERE principal_id = -1; ELSE SELECT name FROM sys.sql_logins WHERE principal_id = 1</TestScript> <Variable /> <VariableValue /> </Rule> <Rule id="V-214017" severity="medium" conversionstatus="pass" title="SRG-APP-000505-DB-000352" dscresource="None"> <Description><VulnDiscussion>For completeness of forensic analysis, it is necessary to know how long a user's (or other principal's) connection to SQL Server lasts. This can be achieved by recording disconnections, in addition to logons/connections, in the audit logs. Disconnection may be initiated by the user or forced by the system (as in a timeout) or result from a system or network failure. To the greatest extent possible, all disconnections must be logged.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf>V-214016</DuplicateOf> <GetScript>USE [master] DECLARE @MissingAuditCount INTEGER DECLARE @server_specification_id INTEGER DECLARE @FoundCompliant INTEGER SET @FoundCompliant = 0 /* Create a table for the events that we are looking for */ CREATE TABLE #AuditEvents (AuditEvent varchar(100)) INSERT INTO #AuditEvents (AuditEvent) VALUES ('APPLICATION_ROLE_CHANGE_PASSWORD_GROUP'),('AUDIT_CHANGE_GROUP'),('BACKUP_RESTORE_GROUP'),('DATABASE_CHANGE_GROUP'),('DATABASE_OBJECT_CHANGE_GROUP'),('DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP'),('DATABASE_OBJECT_PERMISSION_CHANGE_GROUP'),('DATABASE_OPERATION_GROUP'),('DATABASE_OWNERSHIP_CHANGE_GROUP'),('DATABASE_PERMISSION_CHANGE_GROUP'),('DATABASE_PRINCIPAL_CHANGE_GROUP'),('DATABASE_PRINCIPAL_IMPERSONATION_GROUP'),('DATABASE_ROLE_MEMBER_CHANGE_GROUP'),('DBCC_GROUP'),('LOGIN_CHANGE_PASSWORD_GROUP'),('LOGOUT_GROUP'),('SCHEMA_OBJECT_CHANGE_GROUP'),('SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_OBJECT_CHANGE_GROUP'),('SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SERVER_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_OPERATION_GROUP'),('SERVER_PERMISSION_CHANGE_GROUP'),('SERVER_PRINCIPAL_CHANGE_GROUP'),('SERVER_PRINCIPAL_IMPERSONATION_GROUP'),('SERVER_ROLE_MEMBER_CHANGE_GROUP'),('SERVER_STATE_CHANGE_GROUP'),('TRACE_CHANGE_GROUP'),('USER_CHANGE_PASSWORD_GROUP') /* Create a cursor to walk through all audits that are enabled at startup */ DECLARE auditspec_cursor CURSOR FOR SELECT s.server_specification_id FROM sys.server_audits a INNER JOIN sys.server_audit_specifications s ON a.audit_guid = s.audit_guid WHERE a.is_state_enabled = 1; OPEN auditspec_cursor FETCH NEXT FROM auditspec_cursor INTO @server_specification_id WHILE @@FETCH_STATUS = 0 AND @FoundCompliant = 0 /* Does this specification have the needed events in it? */ BEGIN SET @MissingAuditCount = (SELECT Count(a.AuditEvent) AS MissingAuditCount FROM #AuditEvents a JOIN sys.server_audit_specification_details d ON a.AuditEvent = d.audit_action_name WHERE d.audit_action_name NOT IN (SELECT d2.audit_action_name FROM sys.server_audit_specification_details d2 WHERE d2.server_specification_id = @server_specification_id)) IF @MissingAuditCount = 0 SET @FoundCompliant = 1; FETCH NEXT FROM auditspec_cursor INTO @server_specification_id END CLOSE auditspec_cursor; DEALLOCATE auditspec_cursor; DROP TABLE #AuditEvents /* Produce output that works with DSC - records if we do not find the audit events we are looking for */ IF @FoundCompliant > 0 SELECT name FROM sys.sql_logins WHERE principal_id = -1; ELSE SELECT name FROM sys.sql_logins WHERE principal_id = 1</GetScript> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79295</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Determine if an audit is configured and started by executing the following query: SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status If no records are returned, this is a finding. Execute the following query to verify the following events are included in the server audit specification: APPLICATION_ROLE_CHANGE_PASSWORD_GROUP AUDIT_CHANGE_GROUP BACKUP_RESTORE_GROUP DATABASE_CHANGE_GROUP DATABASE_OBJECT_CHANGE_GROUP DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP DATABASE_OBJECT_PERMISSION_CHANGE_GROUP DATABASE_OPERATION_GROUP DATABASE_OWNERSHIP_CHANGE_GROUP DATABASE_PERMISSION_CHANGE_GROUP DATABASE_PRINCIPAL_CHANGE_GROUP DATABASE_PRINCIPAL_IMPERSONATION_GROUP DATABASE_ROLE_MEMBER_CHANGE_GROUP DBCC_GROUP LOGIN_CHANGE_PASSWORD_GROUP LOGOUT_GROUP SCHEMA_OBJECT_CHANGE_GROUP SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP SERVER_OBJECT_CHANGE_GROUP SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP SERVER_OBJECT_PERMISSION_CHANGE_GROUP SERVER_OPERATION_GROUP SERVER_PERMISSION_CHANGE_GROUP SERVER_PRINCIPAL_CHANGE_GROUP SERVER_PRINCIPAL_IMPERSONATION_GROUP SERVER_ROLE_MEMBER_CHANGE_GROUP SERVER_STATE_CHANGE_GROUP TRACE_CHANGE_GROUP USER_CHANGE_PASSWORD_GROUP SELECT a.name AS 'AuditName', s.name AS 'SpecName', d.audit_action_name AS 'ActionName', d.audited_result AS 'Result' FROM sys.server_audit_specifications s JOIN sys.server_audits a ON s.audit_guid = a.audit_guid JOIN sys.server_audit_specification_details d ON s.server_specification_id = d.server_specification_id WHERE a.is_state_enabled = 1 AND d.audit_action_name IN ('APPLICATION_ROLE_CHANGE_PASSWORD_GROUP', 'AUDIT_CHANGE_GROUP', 'BACKUP_RESTORE_GROUP', 'DATABASE_CHANGE_GROUP', 'DATABASE_OBJECT_CHANGE_GROUP', 'DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP', 'DATABASE_OBJECT_PERMISSION_CHANGE_GROUP', 'DATABASE_OPERATION_GROUP', 'DATABASE_OWNERSHIP_CHANGE_GROUP', 'DATABASE_PERMISSION_CHANGE_GROUP', 'DATABASE_PRINCIPAL_CHANGE_GROUP', 'DATABASE_PRINCIPAL_IMPERSONATION_GROUP', 'DATABASE_ROLE_MEMBER_CHANGE_GROUP', 'DBCC_GROUP', 'LOGIN_CHANGE_PASSWORD_GROUP', 'LOGOUT_GROUP', 'SCHEMA_OBJECT_CHANGE_GROUP', 'SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP', 'SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP', 'SERVER_OBJECT_CHANGE_GROUP', 'SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP', 'SERVER_OBJECT_PERMISSION_CHANGE_GROUP', 'SERVER_OPERATION_GROUP', 'SERVER_PERMISSION_CHANGE_GROUP', 'SERVER_PRINCIPAL_CHANGE_GROUP', 'SERVER_PRINCIPAL_IMPERSONATION_GROUP', 'SERVER_ROLE_MEMBER_CHANGE_GROUP', 'SERVER_STATE_CHANGE_GROUP', 'TRACE_CHANGE_GROUP', 'USER_CHANGE_PASSWORD_GROUP' ) Order by d.audit_action_name If the identified groups are not returned, this is a finding. </RawString> <SetScript>/* See STIG supplemental files for the annotated version of this script */ USE [master] IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') ALTER SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') DROP SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION; IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') DROP SERVER AUDIT STIG_AUDIT; CREATE SERVER AUDIT STIG_AUDIT TO FILE (FILEPATH = 'C:\Audits', MAXSIZE = 200MB, MAX_ROLLOVER_FILES = 50, RESERVE_DISK_SPACE = OFF) WITH (QUEUE_DELAY = 1000, ON_FAILURE = SHUTDOWN) IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = ON); CREATE SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION FOR SERVER AUDIT STIG_AUDIT ADD (APPLICATION_ROLE_CHANGE_PASSWORD_GROUP), ADD (AUDIT_CHANGE_GROUP), ADD (BACKUP_RESTORE_GROUP), ADD (DATABASE_CHANGE_GROUP), ADD (DATABASE_OBJECT_CHANGE_GROUP), ADD (DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_OBJECT_PERMISSION_CHANGE_GROUP), ADD (DATABASE_OPERATION_GROUP), ADD (DATABASE_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_PERMISSION_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_IMPERSONATION_GROUP), ADD (DATABASE_ROLE_MEMBER_CHANGE_GROUP), ADD (DBCC_GROUP), ADD (FAILED_LOGIN_GROUP), ADD (LOGIN_CHANGE_PASSWORD_GROUP), ADD (LOGOUT_GROUP), ADD (SCHEMA_OBJECT_CHANGE_GROUP), ADD (SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OBJECT_CHANGE_GROUP), ADD (SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SERVER_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OPERATION_GROUP), ADD (SERVER_PERMISSION_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_IMPERSONATION_GROUP), ADD (SERVER_ROLE_MEMBER_CHANGE_GROUP), ADD (SERVER_STATE_CHANGE_GROUP), ADD (SUCCESSFUL_LOGIN_GROUP), ADD (TRACE_CHANGE_GROUP) WITH (STATE = ON)</SetScript> <TestScript>USE [master] DECLARE @MissingAuditCount INTEGER DECLARE @server_specification_id INTEGER DECLARE @FoundCompliant INTEGER SET @FoundCompliant = 0 /* Create a table for the events that we are looking for */ CREATE TABLE #AuditEvents (AuditEvent varchar(100)) INSERT INTO #AuditEvents (AuditEvent) VALUES ('APPLICATION_ROLE_CHANGE_PASSWORD_GROUP'),('AUDIT_CHANGE_GROUP'),('BACKUP_RESTORE_GROUP'),('DATABASE_CHANGE_GROUP'),('DATABASE_OBJECT_CHANGE_GROUP'),('DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP'),('DATABASE_OBJECT_PERMISSION_CHANGE_GROUP'),('DATABASE_OPERATION_GROUP'),('DATABASE_OWNERSHIP_CHANGE_GROUP'),('DATABASE_PERMISSION_CHANGE_GROUP'),('DATABASE_PRINCIPAL_CHANGE_GROUP'),('DATABASE_PRINCIPAL_IMPERSONATION_GROUP'),('DATABASE_ROLE_MEMBER_CHANGE_GROUP'),('DBCC_GROUP'),('LOGIN_CHANGE_PASSWORD_GROUP'),('LOGOUT_GROUP'),('SCHEMA_OBJECT_CHANGE_GROUP'),('SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_OBJECT_CHANGE_GROUP'),('SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP'),('SERVER_OBJECT_PERMISSION_CHANGE_GROUP'),('SERVER_OPERATION_GROUP'),('SERVER_PERMISSION_CHANGE_GROUP'),('SERVER_PRINCIPAL_CHANGE_GROUP'),('SERVER_PRINCIPAL_IMPERSONATION_GROUP'),('SERVER_ROLE_MEMBER_CHANGE_GROUP'),('SERVER_STATE_CHANGE_GROUP'),('TRACE_CHANGE_GROUP'),('USER_CHANGE_PASSWORD_GROUP') /* Create a cursor to walk through all audits that are enabled at startup */ DECLARE auditspec_cursor CURSOR FOR SELECT s.server_specification_id FROM sys.server_audits a INNER JOIN sys.server_audit_specifications s ON a.audit_guid = s.audit_guid WHERE a.is_state_enabled = 1; OPEN auditspec_cursor FETCH NEXT FROM auditspec_cursor INTO @server_specification_id WHILE @@FETCH_STATUS = 0 AND @FoundCompliant = 0 /* Does this specification have the needed events in it? */ BEGIN SET @MissingAuditCount = (SELECT Count(a.AuditEvent) AS MissingAuditCount FROM #AuditEvents a JOIN sys.server_audit_specification_details d ON a.AuditEvent = d.audit_action_name WHERE d.audit_action_name NOT IN (SELECT d2.audit_action_name FROM sys.server_audit_specification_details d2 WHERE d2.server_specification_id = @server_specification_id)) IF @MissingAuditCount = 0 SET @FoundCompliant = 1; FETCH NEXT FROM auditspec_cursor INTO @server_specification_id END CLOSE auditspec_cursor; DEALLOCATE auditspec_cursor; DROP TABLE #AuditEvents /* Produce output that works with DSC - records if we do not find the audit events we are looking for */ IF @FoundCompliant > 0 SELECT name FROM sys.sql_logins WHERE principal_id = -1; ELSE SELECT name FROM sys.sql_logins WHERE principal_id = 1</TestScript> <Variable /> <VariableValue /> </Rule> <Rule id="V-214018" severity="medium" conversionstatus="pass" title="SRG-APP-000506-DB-000353" dscresource="None"> <Description><VulnDiscussion>For completeness of forensic analysis, it is necessary to track who logs on to SQL Server. Concurrent connections by the same user from multiple workstations may be valid use of the system; or such connections may be due to improper circumvention of the requirement to use the CAC for authentication; or they may indicate unauthorized account sharing; or they may be because an account has been compromised. (If the fact of multiple, concurrent logons by a given user can be reliably reconstructed from the log entries for other events (logons/connections; voluntary and involuntary disconnections), then it is not mandatory to create additional log entries specifically for this.)</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf>V-213940</DuplicateOf> <GetScript>IF Not Exists (SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status WHERE status_desc = 'STARTED') Select 'Doest exist'</GetScript> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79297</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Determine if an audit is configured and started by executing the following query. SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status If no records are returned, this is a finding. Execute the following query to verify the "SUCCESSFUL_LOGIN_GROUP" is included in the server audit specification. SELECT a.name AS 'AuditName', s.name AS 'SpecName', d.audit_action_name AS 'ActionName', d.audited_result AS 'Result' FROM sys.server_audit_specifications s JOIN sys.server_audits a ON s.audit_guid = a.audit_guid JOIN sys.server_audit_specification_details d ON s.server_specification_id = d.server_specification_id WHERE a.is_state_enabled = 1 AND d.audit_action_name = 'SUCCESSFUL_LOGIN_GROUP' If the "SUCCESSFUL_LOGIN_GROUP" is returned in an active audit, this is not a finding. If "SUCCESSFUL_LOGIN_GROUP" is not in the active audit, determine whether "Both failed and successful logins" is enabled. In SQL Management Studio: Right-click on the instance >> Select "Properties" >> Select "Security" on the left hand side >> Check the setting for "Login auditing" If "Both failed and successful logins" is not selected, this is a finding.</RawString> <SetScript>/* See STIG supplemental files for the annotated version of this script */ USE [master] IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') ALTER SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audit_specifications WHERE name = 'STIG_AUDIT_SERVER_SPECIFICATION') DROP SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION; IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = OFF); IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') DROP SERVER AUDIT STIG_AUDIT; CREATE SERVER AUDIT STIG_AUDIT TO FILE (FILEPATH = 'C:\Audits', MAXSIZE = 200MB, MAX_ROLLOVER_FILES = 50, RESERVE_DISK_SPACE = OFF) WITH (QUEUE_DELAY = 1000, ON_FAILURE = SHUTDOWN) IF EXISTS (SELECT 1 FROM sys.server_audits WHERE name = 'STIG_AUDIT') ALTER SERVER AUDIT STIG_AUDIT WITH (STATE = ON); CREATE SERVER AUDIT SPECIFICATION STIG_AUDIT_SERVER_SPECIFICATION FOR SERVER AUDIT STIG_AUDIT ADD (APPLICATION_ROLE_CHANGE_PASSWORD_GROUP), ADD (AUDIT_CHANGE_GROUP), ADD (BACKUP_RESTORE_GROUP), ADD (DATABASE_CHANGE_GROUP), ADD (DATABASE_OBJECT_CHANGE_GROUP), ADD (DATABASE_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_OBJECT_PERMISSION_CHANGE_GROUP), ADD (DATABASE_OPERATION_GROUP), ADD (DATABASE_OWNERSHIP_CHANGE_GROUP), ADD (DATABASE_PERMISSION_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_CHANGE_GROUP), ADD (DATABASE_PRINCIPAL_IMPERSONATION_GROUP), ADD (DATABASE_ROLE_MEMBER_CHANGE_GROUP), ADD (DBCC_GROUP), ADD (FAILED_LOGIN_GROUP), ADD (LOGIN_CHANGE_PASSWORD_GROUP), ADD (LOGOUT_GROUP), ADD (SCHEMA_OBJECT_CHANGE_GROUP), ADD (SCHEMA_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SCHEMA_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OBJECT_CHANGE_GROUP), ADD (SERVER_OBJECT_OWNERSHIP_CHANGE_GROUP), ADD (SERVER_OBJECT_PERMISSION_CHANGE_GROUP), ADD (SERVER_OPERATION_GROUP), ADD (SERVER_PERMISSION_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_CHANGE_GROUP), ADD (SERVER_PRINCIPAL_IMPERSONATION_GROUP), ADD (SERVER_ROLE_MEMBER_CHANGE_GROUP), ADD (SERVER_STATE_CHANGE_GROUP), ADD (SUCCESSFUL_LOGIN_GROUP), ADD (TRACE_CHANGE_GROUP) WITH (STATE = ON)</SetScript> <TestScript>IF Not Exists (SELECT name AS 'Audit Name', status_desc AS 'Audit Status', audit_file_path AS 'Current Audit File' FROM sys.dm_server_audit_status WHERE status_desc = 'STARTED') Select 'Doest exist'</TestScript> <Variable /> <VariableValue /> </Rule> <Rule id="V-214028" severity="medium" conversionstatus="pass" title="SRG-APP-000033-DB-000084" dscresource="SqlScriptQuery"> <Description><VulnDiscussion>SQL Server's [sa] account has special privileges required to administer the database. The [sa] account is a well-known SQL Server account and is likely to be targeted by attackers and thus more prone to providing unauthorized access to the database. This [sa] default account is administrative and could lead to catastrophic consequences, including the complete loss of control over SQL Server. If the [sa] default account is not disabled, an attacker might be able to gain access through the account. SQL Server by default, at installation, disables the [sa] account. Some applications that run on SQL Server require the [sa] account to be enabled in order for the application to function properly. These applications that require the [sa] account to be enabled are usually legacy systems.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf /> <GetScript>USE [master] SELECT name, is_disabled FROM sys.sql_logins WHERE principal_id = 1 AND is_disabled <> 1;</GetScript> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79317</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Check SQL Server settings to determine if the [sa] (system administrator) account has been disabled by executing the following query: USE master; GO SELECT name, is_disabled FROM sys.sql_logins WHERE principal_id = 1; GO Verify that the "name" column contains the current name of the [sa] database server account. If the "is_disabled" column is not set to “1”, this is a finding.</RawString> <SetScript>USE [master] DECLARE @SysAdminAccountName varchar(50), @cmd NVARCHAR(100), @saDisabled int SET @SysAdminAccountName = (SELECT name FROM sys.sql_logins WHERE principal_id = 1) SELECT @cmd = N'ALTER LOGIN ['+@SysAdminAccountName+'] DISABLE;' SET @saDisabled = (SELECT is_disabled FROM sys.sql_logins WHERE principal_id = 1) IF @saDisabled <> 1 exec sp_executeSQL @cmd;</SetScript> <TestScript>USE [master] SELECT name, is_disabled FROM sys.sql_logins WHERE principal_id = 1 AND is_disabled <> 1;</TestScript> <Variable /> <VariableValue /> </Rule> <Rule id="V-214029" severity="medium" conversionstatus="pass" title="SRG-APP-000141-DB-000092" dscresource="None"> <Description><VulnDiscussion>SQL Server's [sa] account has special privileges required to administer the database. The [sa] account is a well-known SQL Server account name and is likely to be targeted by attackers, and is thus more prone to providing unauthorized access to the database. Since the SQL Server [sa] is administrative in nature, the compromise of a default account can have catastrophic consequences, including the complete loss of control over SQL Server. Since SQL Server needs for this account to exist and it should not be removed, one way to mitigate this risk is to change the [sa] account name.</VulnDiscussion><FalsePositives></FalsePositives><FalseNegatives></FalseNegatives><Documentable>false</Documentable><Mitigations></Mitigations><SeverityOverrideGuidance></SeverityOverrideGuidance><PotentialImpacts></PotentialImpacts><ThirdPartyTools></ThirdPartyTools><MitigationControl></MitigationControl><Responsibility></Responsibility><IAControls></IAControls></Description> <DuplicateOf>V-214028</DuplicateOf> <GetScript>USE [master] SELECT name, is_disabled FROM sys.sql_logins WHERE principal_id = 1 AND is_disabled <> 1;</GetScript> <IsNullOrEmpty>False</IsNullOrEmpty> <LegacyId>V-79319</LegacyId> <OrganizationValueRequired>False</OrganizationValueRequired> <OrganizationValueTestString /> <RawString>Verify the SQL Server default [sa] (system administrator) account name has been changed by executing the following query: USE master; GO SELECT * FROM sys.sql_logins WHERE [name] = 'sa' OR [principal_id] = 1; GO If the login account name "SA" or "sa" appears in the query output, this is a finding.</RawString> <SetScript>USE [master] DECLARE @SysAdminAccountName varchar(50), @cmd NVARCHAR(100), @saDisabled int SET @SysAdminAccountName = (SELECT name FROM sys.sql_logins WHERE principal_id = 1) SELECT @cmd = N'ALTER LOGIN ['+@SysAdminAccountName+'] DISABLE;' SET @saDisabled = (SELECT is_disabled FROM sys.sql_logins WHERE principal_id = 1) IF @saDisabled <> 1 exec sp_executeSQL @cmd;</SetScript> <TestScript>USE [master] SELECT name, is_disabled FROM sys.sql_logins WHERE principal_id = 1 AND is_disabled <> 1;</TestScript> <Variable /> <VariableValue /> </Rule> </SqlScriptQueryRule> </DISASTIG> |